(PC) Caruso v. Johnson

District Court, E.D. California·Decided May 24, 2022·No. 1:15-cv-00780·Unknown

Opinion

GINA CARUSO, Case No. 1:15-cv-0780-AWI-EPG

Plaintiff, FINDINGS & RECOMMENDATIONS v. RECOMMENDING THAT DEFENDANTS’ MOTION FOR OFFICER G. SOLORIO, et al., SANCTIONS BE DENIED

Defendants. (ECF No. 344)

OBJECTIONS, IF ANY, DUE WITHIN FOURTEEN (14) DAYS This action proceeds on Plaintiff Gina Caruso’s (“Plaintiff”) Eighth Amendment excessive force and Fourth Amendment unreasonable search claims arising from an incident on July 22, 2013 between Plaintiff and Defendants Solario, Lopez, Ingram and Martinez. Before the Court is Defendants’ motion for sanctions against Plaintiff’s counsel. (ECF No. 344). Defendants’ motion for sanctions was filed on February 28, 2022. (ECF No. 344). Plaintiff’s opposition was filed on March 14, 2022. (ECF No. 347). Plaintiff filed a notice of errata on March 15, 2022, which noted that Exhibit 4 was e-filed incorrectly and included a corrected copy. (ECF No. 348). Defendants’ reply was filed on March 21, 2022. (ECF No. 349). The matter was referred to the undersigned on March 22, 2022. (ECF No. 350). A telephonic hearing was held on April 8, 2022. (ECF No. 353). Jenny Huang and Jessica Arena appeared on behalf of Plaintiff. (Id.). Lawrence Bragg, Cassandra Shyrock, and Le-Mai Lyons appeared on behalf of Defendants. (Id.). The undersigned allowed Defendants to file a supplemental brief regarding certain issues raised in Plaintiff’s opposition (ECF No. 354) and Defendants filed a supplemental brief on April 29, 2022 (ECF No. 357). Plaintiff filed a response to Defendants’ supplemental brief on May 6, 2022. (ECF No. 358). Defendants submitted a reply to Plaintiff’s response on March 10, 2022. (ECF No. 361). At issue is a motion for reconsideration of District Judge Anthony W. Ishii’s order on Defendants’ motion for summary judgment that was filed by Plaintiff (ECF No. 328), which Defendants claim violated Rule 11(b) because it was not warranted by existing law, without evidentiary support, and brought for an improper purpose. (ECF No. 344, pgs. 1-2). Additionally, Defendants contend sanctions should be imposed under Title 28 U.S.C. § 1927 because Plaintiff’s motion for reconsideration, along with other filings, have unreasonably and vexatiously multiplied the proceedings. (ECF No. 344, p. 6). Defendants seek a monetary award of attorney fees of $4,730.00. (Id. at 8). Plaintiff’s opposition to sanctions contends that Plaintiff’s counsel filed the motion for reconsideration upon reasonable belief it was legally and factually warranted, and upon Plaintiff counsel’s understanding that the Court had directed Plaintiff to raise the issue in such a motion. (ECF No. 347). Plaintiff’s opposition also included several allegations regarding Defense counsel’s conduct which Plaintiff argues demonstrate the motion for sanctions is brought for improper purpose. (ECF No. 347, pgs. 9-12).1 Plaintiff requests an award of attorney fees under Rule 11 as the prevailing party should Defendants’ motion be denied. (ECF No. 347, p. 12). For the reasons that follow, the Court will recommend that Defendants’ motion for sanctions be denied. The Court will also recommend that Plaintiff’s request for attorney fees be denied. Plaintiff initiated this action on May 22, 2015. (ECF No. 1). On May 16, 2017, this Court issued a screening order on Plaintiff’s Second Amended Complaint (ECF No. 22), which found Plaintiff stated a cognizable Eighth Amendment excessive force claim based on allegations defendants Solario, Lopez, Ingram and Martinez hand-cuffed Plaintiff behind her 1 The Court has issued a separate order to show cause regarding certain issues raised in Plaintiff’s opposition. (ECF No. 362). back, which allegedly violated Plaintiff’s medical chrono. (ECF No. 24, pgs. 2 & 7). The Court’s screening order also found that Plaintiff stated a cognizable Fourth Amendment unreasonable search claim based on allegations defendants Solario, Lopez, Ingram and Martinez conducted a search unreasonably. (ECF No. 24, p. 8-9). A. Relevant Procedural Background On October 30, 2019, Defendants filed a motion for summary judgment on Plaintiff’s Eighth Amendment excessive force claim and Fourth Amendment unreasonable search claim. (ECF No. 187). After the motion was submitted, the Court allowed both parties to file supplemental briefing regarding the subsequently issued Ninth Circuit decision in Bearchild v. Cobban, 947 F.3d 1130 (9th Cir. 2020) (ECF No. 228), which held that a prisoner presents a viable Eighth Amendment claim where he or she proves that a prison staff member, acting under color of law and without legitimate penological justification, touched the prisoner in a sexual manner or otherwise engaged in sexual conduct for the staff member’s own sexual gratification, or for the purpose of humiliating, degrading, or demeaning the prisoner. Bearchild, 947 F.3d at 1144. On March 25, 2020, the Court denied summary judgment with respect to Plaintiff’s Eighth Amendment excessive force claim based on the allegedly improper handcuffing as well as the Fourth Amendment unreasonable search claim based on the allegedly improper cross- gender strip search for the drug bindle. (ECF No. 234, p. 29). However, the Court granted summary judgment on Plaintiff’s Fourth Amendment unreasonable search claim based on the search conducted to retrieve Plaintiff’s cellphone. (Id.). The Court’s order on Defendants’ motion for summary judgment also addressed additional claims which were raised by Plaintiff in supplemental briefing that argued, pursuant to the recent holding in Bearchild, that Defendants committed sexual assault and an abusive cross-gender search in violation of the Eighth Amendment and used excessive force in violation of the Fourth Amendment. (ECF No. 234, pgs. 19-29). The Court found summary judgment was appropriate in favor of Defendants on the additional claims because those claims were “not found cognizable in the screening process” and “raising [an] inadequately pled claim in opposition is improper.” (ECF No. 234, pgs. 29-30). On November 1, 2021, each party filed a trial brief. (ECF Nos. 307 & 308). In Plaintiff’s trial brief, Plaintiff requested stipulated use of certain terms to describe different kinds of searches (i.e., “clothed body search,” “unclothed body search,” and “body cavity search”). (ECF No. 308, p. 7). In discussing the relevant law supporting Plaintiff’s Fourth Amendment claim that the search for the drug bindle was unreasonable, Plaintiff argued the search was unreasonable because it was a “digital cavity search that went far beyond the parameters of a reasonable search” and because it was an improper cross-gender search. (Id. at 9 & 14-15). Plaintiff argued the facts that supported the body cavity search argument— Plaintiff’s own deposition testimony that Defendant Solario grazed her anus during the search—were “inadvertently omitted” from the exhibits attached to Plaintiff’s opposition to summary judgment. (ECF No. 308, p. 9 n.2). On November 15, 2021, Defendants filed a response to Plaintiff’s trial brief. (ECF No. 310). Defendants argued Plaintiff’s reference to the “digital cavity search” was an attempt to either raise a new sexual assault claim or otherwise seek reconsideration of the Court’s summary judgment order, which dismissed all claims except the Eighth Amendment excessive force claim based on the handcuffing allegations and the Fourth Amendment unreasonable search claim based on the cross-gender strip search allegations. (ECF No. 310, p. 1-2). On December 6, 2021, District Judge Ishii held an informal status conference. (ECF No. 321). The Court set a briefing schedule allowing “additional motions.” (Id.). The informal status conference was not recorded.2 A hearing was set for January 4, 2022. (Id.). On December 15, 2021, the parties e

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