Paul v. Rawlings Sporting Goods Co.

123 F.R.D. 271, 1988 U.S. Dist. LEXIS 13350, 1988 WL 125737
CourtDistrict Court, S.D. Ohio
DecidedNovember 8, 1988
DocketNo. C2-86-0274
StatusPublished
Cited by65 cases

This text of 123 F.R.D. 271 (Paul v. Rawlings Sporting Goods Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paul v. Rawlings Sporting Goods Co., 123 F.R.D. 271, 1988 U.S. Dist. LEXIS 13350, 1988 WL 125737 (S.D. Ohio 1988).

Opinion

[273]*273OPINION AND ORDER

TERENCE P. KEMP, United States Magistrate.

I. INTRODUCTION

This matter is before me to decide the motion of Rawlings Sporting Goods Company (“Rawlings”) to disqualify Werner Goldsmith, Ph.D., as plaintiffs’ expert witness. That motion was filed on August 23, 1988 together with a supporting affidavit. Plaintiffs, Michael Paul, et al. (“Paul”) responded and filed a counteraffidavit on September 20, 1988. Rawlings filed a reply brief on October 11, 1988. With that reply brief, Rawlings submitted tape recordings and transcriptions of telephone conversations between Daniel Patterson, one of Rawlings’ counsel, and Dr. Goldsmith, together with a motion for a protective order. Paul immediately responded to that filing by moving, on October 13, 1988, for an order requiring production of the tapes and transcripts. Paul also moved for leave to file a sur-reply brief and attached a copy of the proposed brief. That motion is granted, and I will consider the legal arguments raised in the sur-reply brief in addition to those contained in the other briefs filed.

After briefing on the motion was complete, I conferred with interested counsel by telephone to schedule an evidentiary hearing on the motion. The hearing was held on October 31, 1988. The following represent my findings of fact, discussion, and order with respect to the motion to disqualify Dr. Goldsmith as an expert witness.

II. FINDINGS OF FACT

1. Daniel Patterson is a California attorney who serves as national coordinating counsel for Rawlings. One of his specific assignments is to contact and retain expert witnesses for the defense of products liability lawsuits filed against Rawlings. He has retained experts in such fields as epidemiology, mechanical engineering, and biomechanics. He obtains authority to retain experts primarily from Jack Mangus, an insurance adjuster who is involved in Rawlings litigation.

2. Dr. Werner Goldsmith is a professor emeritus of mechanical engineering at the University of California at Berkeley. He has taught courses in biomechanical engineering in the past. He is recognized as an expert in the field of testing baseball helmets, having co-authored an article with J. Michael Kabo entitled “Performance of Baseball Headgear” which appeared in the American Journal of Sports Medicine in 1982. Some time in 1984 or 1985, Mr. Patterson contacted Dr. Goldsmith for purposes unrelated to any specific litigation matter and the two discussed Dr. Goldsmith’s work in the field of testing baseball helmets. During roughly the same time frame, Mr. Patterson read Dr. Goldsmith’s article.

3. The instant case involves a claim by plaintiff, Michael Paul, that he was struck on the head by a pitched baseball while participating in an organized baseball game in Zanesville, Ohio. Paul further contends that he was wearing a Rawlings helmet at the time of the incident, and that the helmet was defective because it did not prevent the injury. He apparently suffered an injury described by the parties as an epidural hematoma with a ruptured meningeal artery, which was ultimately accompanied by severe and irreversible brain damage.

4. After this action was filed, Mr. Patterson contacted Dr. Goldsmith in part in order to discuss the possibility of Dr. Goldsmith’s serving as one of Rawlings’ experts in this case.

5. On approximately January 22, 1987, Mr. Patterson and Dr. Goldsmith spoke by telephone. The primary subject discussed during the course of that conversation was the possibility that Dr. Goldsmith would be retained by Rawlings to set up a testing laboratory at the University of California at Berkeley and that Dr. Goldsmith would test baseball helmets designed by Rawlings and provide Rawlings with the results of his tests as well as suggestions about the way the performance of the helmets could be improved. As a result of his previous studies of baseball helmets, which grew out of his involvement as an expert witness [274]*274testifying on behalf of another baseball helmet manufacturer, Dr. Goldsmith had become convinced, and so stated in his 1982 article, that much more research needed to be done in order to determine whether existing baseball helmets adequately protected the heads of baseball players from the impact of a pitched ball.

6. Dr. Goldsmith expressed great interest during the January 22, 1987 telephone conversation in becoming employed by Rawlings to set up a testing laboratory and to perform research for that company. He also advised Mr. Patterson that his hourly billing rate for consulting services was $200 per hour. Mr. Patterson told Dr. Goldsmith that he would be required to obtain approval.from his principal to pay Dr. Goldsmith $200 per hour. Mr. Patterson also mentioned the possibility that he might want Dr. Goldsmith to consult on one or more litigation matters then pending, and said that one of them involved a somewhat puzzling injury, described as the rupture of a meningeal artery without a skull fracture.

7. After his telephone conversation with Dr. Goldsmith, Mr. Patterson sought approval from Mr. Mangus, the insurance adjuster, to retain Dr. Goldsmith. The letter seeking such approval, a copy of which was submitted following the evidentiary hearing, does not refer specifically to the Michael Paul case but I infer that it does relate to this litigation. That approval was given, and Mr. Patterson then called Dr. Goldsmith on January 28,1987. One of the purposes of the telephone call was to set up a meeting between the two, and a confirming letter sent by Mr. Patterson’s office indicates that the date selected for the meeting was February 12, 1987. Mr. Patterson also told Dr. Goldsmith that he had obtained approval to pay Dr. Goldsmith’s rate of $200 per hour. Mr. Patterson believed at that point that he had retained Dr. Goldsmith as a consultant or expert with respect to the Paul v. Rawlings litigation, but that the full scope of Dr. Goldsmith’s services—in particular, whether Dr. Goldsmith would ultimately be chosen to perform a series of tests on baseball and possibly other types of helmets at his own laboratory—was a matter to be worked out.

8. Dr. Goldsmith and Mr. Patterson met in Dr. Goldsmith’s office on February 12, 1987. The meeting lasted approximately IV4 hours, and included a tour of Dr. Goldsmith’s laboratory. Mr. Patterson took to the meeting various documents relating to the Paul v. Rawlings litigation, including a medical summary relating to the injuries suffered by Michael Paul, a summary of the statements of witnesses to the accident, and data relating to various tests performed both by Mr. Patterson, and at his direction, at Rawlings’ facility in Missouri. Dr. Goldsmith and Mr. Patterson talked generally about testing baseball helmets, and may have discussed the fact that Mr. Patterson or Rawlings had recently run a series of tests with a baseball helmet which was manufactured according to the specifications for the helmet allegedly worn by Michael Paul on the date he was injured.

9. During the course of the meeting, Mr. Patterson inquired about, and Dr. Goldsmith provided his opinion concerning, some specifics as to the way in which baseball helmets should be tested, and the way in which the impact to the skull from a direct blow on a baseball helmet could be measured. One of the specific pieces of information imparted to Mr. Patterson by Dr.

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Bluebook (online)
123 F.R.D. 271, 1988 U.S. Dist. LEXIS 13350, 1988 WL 125737, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paul-v-rawlings-sporting-goods-co-ohsd-1988.