Marvin Lumber & Cedar Co. v. Norton Co.

113 F.R.D. 588, 1986 U.S. Dist. LEXIS 16045
CourtDistrict Court, D. Minnesota
DecidedDecember 23, 1986
DocketCiv. 6-85-93
StatusPublished
Cited by40 cases

This text of 113 F.R.D. 588 (Marvin Lumber & Cedar Co. v. Norton Co.) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marvin Lumber & Cedar Co. v. Norton Co., 113 F.R.D. 588, 1986 U.S. Dist. LEXIS 16045 (mnd 1986).

Opinion

ORDER

JANICE M. SYMCHYCH, United States Magistrate.

The above matter came on before the undersigned on November 26,1986 and December 5, 1986 upon various pretrial mo[590]*590tions. On November 26, Stephen Tourek, Esq. and Stephen Snyder, Esq., appeared on behalf of plaintiff; Peter Sipkins, Esq., and Raymond Hayward, Esq., appeared for defendant; and Vance Grannis, Jr., Esq., appeared on behalf of Twin Cities Testing. On December 5, Stephen Tourek, Esq. appeared for plaintiff, and Peter Sipkins, Esq. and Paul Hempel, Esq., appeared for defendant.

BACKGROUND

This is a multimillion dollar claim by a national manufacturer of insulated windows against a manufacturer of sealant utilized over a number of years by plaintiff in the construction of its windows. The claim is that the sealant was generically defective in its chemical formulation, and, among other things, allowed plaintiffs windows to leak, causing customer complaints, replacement obligations, and damage to plaintiff’s commercial reputation. The litigation has presented unwieldy discovery challenges to the parties, and has generated a need for considerable court intervention in its pretrial phases. Presently before the court are the following:

—cross motions relating to defendant’s employment of Twin Cities Testing as an expert in pretrial product inspections;
—defendant’s motion to modify an October 15, 1985 order of United States Magistrate J. Earl Cudd regarding pretrial product inspections;
—defendant’s motion to compel supplemental responses to its damages discovery; and
—defendant’s motion to extend the pretrial schedule.

They will be taken up seriatim.

I. DISQUALIFICATION OF DEFENDANT’S RETAINED EXPERT

Plaintiff has moved to disqualify Twin Cities Testing (TCT), an independent scientific testing laboratory, from its present role as a consulting expert of defendant, and from any role as defendant’s expert witness at trial. It does so on grounds of conflict-of-interest, based upon TCT’s relationship with plaintiff predating and continuing through the date of retention by defendant in this litigation. Plaintiff asserts that under the circumstances, TCT is simultaneously serving two masters, on substantially related matters. It further asserts that TCT is in possession of the confidences and secrets of plaintiff, on subject matter related to this litigation, and that the preservation of those confidences requires disqualification. The facts leading to this dispute are outlined in an order dated November 14, 1986, temporarily granting plaintiff’s request for disqualification.

In essence, the parties concur that the court can and should determine issues regarding disqualification of expert witnesses, (as opposed to the better recognized role of the court in determining issues regarding disqualification of counsel). They further concur that if TCT was indeed engaged as a consulting engineer with plaintiff, on matters relevant to this litigation, at the time it was retained by defendant, that it should be disqualified. The court agrees with that proposition, and finds it supported in the case law. Conforti v. Eisele, Inc. v. Div. of Building & Construction, 170 N.J.Sup. 64, 405 A.2d 487 (1979). The parties, however, disagree on the question of whether TCT was so employed at the time. They have submitted affidavits and deposition transcripts in support of their views.

In essence, defendant characterizes the relationship as one in which TCT, upon intermittent agreements, would perform standardized, routine industry tests for plaintiff, and report its results. This is something which TCT does, as a large independent laboratory, for a wide variety of clients in a wide variety of industries. Defendant urges that TCT, during its relation with plaintiff, did not render opinions, provide advice, or consult as professional engineers. It denies that any expert-client relation existed. It emphasizes that TCT has not been retained by plaintiff for this litigation.

[591]*591Plaintiff describes the relationship as one involving “professional advice,” and more than the “simple reading of a speedometer” for a fee. Plaintiff states that beyond standardized testing, TCT has engaged in product development work for plaintiff, has performed in-house tests, more rigorous than the industry standards, and has had long-term access to sensitive product design information and plaintiffs manufacturing and research facilities. In addition, it points out that TCT has performed tests to determine water infiltration problems, which is a matter at the heart of this litigation. TCT previously served as plaintiff’s litigation expert in an unrelated sealant case, and defendant has sought those materials in the discovery of this case.

As for TCT, it emphasizes the nature of the task assigned to it by defendant in this case, asserting that by its nature, it presents no conflict with plaintiff’s interests. In doing so, it states that TCT is retained simply to attend plaintiff’s window replacements, and to report as an eyewitness to defendant any installation problems present at the site, which could explain the reason for the window failure involved. TCT emphasizes that it has not divulged, and will not, any information or knowledge acquired by it during its relationship with plaintiff. Defendant has formally represented to the court that it has received no such information. TCT asks that, if disqualification is ordered, it not be based on a finding of an actual breach of confidentiality. Indeed, the record would not support such a finding.

Nonetheless, a disqualification order is warranted. To accept either defendant’s or TCT’s view of the relationship would amount to an artificially narrow view of its essence. Rather than the simple, unthinking performance of unrelated mechanistic tasks urged by defendant, the record supports a longstanding series of interactions, which have more likely than not coalesced to create a basic understanding of plaintiff’s modus operandi, patterns of operation, decision-making process and the like. The rules governing disqualification are designed to protect against the potential breach of such confidences, even without any predicate showing of actual breach. That is the case with respect to expert witnesses, Conforti, 405 A.2d at 489-92, and Miles v. Farrell, 549 F.Supp. 82, 84 (N.D.Ill.1982), just as it is the well-accepted rule with respect to attorney disqualification. The threat or potential threat that confidences may be disclosed is enough. Kearns v. Fred Lavery Porsche Audi Co., 745 F.2d 600 (Fed.Cir.1984), cert. denied, 469 U.S. 1192, 105 S.Ct. 967, 83 L.Ed.2d 971 (1985); Arkansas v. Dean Foods Products, 605 F.2d 380 (8th Cir.1979) overruled on other grounds, In Re Multi-Piece Rim Products Liability Litigation, 612 F.2d 377 (8th Cir.1980), vacated and remanded, 449 U.S. 368, 101 S.Ct.

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Cite This Page — Counsel Stack

Bluebook (online)
113 F.R.D. 588, 1986 U.S. Dist. LEXIS 16045, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marvin-lumber-cedar-co-v-norton-co-mnd-1986.