Patton v. State

458 N.E.2d 657, 1984 Ind. App. LEXIS 2247
CourtIndiana Court of Appeals
DecidedJanuary 16, 1984
Docket1-583A127
StatusPublished
Cited by5 cases

This text of 458 N.E.2d 657 (Patton v. State) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Patton v. State, 458 N.E.2d 657, 1984 Ind. App. LEXIS 2247 (Ind. Ct. App. 1984).

Opinions

NEAL, Presiding Judge.

STATEMENT OF THE CASE

Defendant-appellant, Steve Patton (Patton), appeals the imposition of an executed [658]*658sentence by the Hancock Superior Court upon a plea of guilty to theft, a Class D felony, pursuant to a written plea agreement.

We affirm.

STATEMENT OF THE RECORD

On January 14, 1982, Patton was charged by information with forgery, a Class C felony, of an endorsement on a stolen $31.00 check from Eli Lilly and Company which he passed at the Greenfield Banking Company. The record discloses that this check was one of a series of checks taken in the same manner by Patton during his employment as a janitor at Lilly, which series totaled $2,405.18. After entering a plea of not guilty, Patton obtained continuances of trial dates of March 10, June 14, and November 29, and the case was set for trial finally on January 4, 1988 before a jury. On that date, after the jury was called, Patton and the State entered into a written plea agreement, the relevant parts being as follows:

"[I]t is therefore agreed by the State of Indiana that should the Defendant enter a plea of guilty to the charge of theft the State of Indiana will do the following:
a. Recommend that the Defendant receive a sentence of two years at the Indiana Department of Corrections, unless before sentencing hearing herein Defendant makes full restitution of $2,405.18 to Greenfield Banking Company, in which case the state will ree-ommend a suspended sentence as a class A misdemeanor.
b. Move to dismiss the charge of forgery.
c. Not file any additional charges arising out of the fact situation on which these charges are based."

The count of theft was filed on the trial date and Patton entered his plea of guilty. The court thoroughly advised him of his rights; in particular, that he was not bound by the plea agreement. The trial court made a factual determination in which Patton admitted forging the signature and cashing the check. The record reflects that Patton faced the potential revocation of probation in Marion County on a prior offense and the jeopardy of consecutive sentences if convicted of a felony here. The court set the sentencing hearing on February 10, and on that date, Patton moved the court, orally, for permission to withdraw his plea of guilty for the reason that he did not believe the state could prove his guilt beyond a reasonable doubt. He offered no factual basis to support such belief, although questioned by the court and attorneys in that regard. He had not made restitution, but upon questioning by the court, indicated that he was financially unable to do so. The court denied Patton's motion to withdraw his plea and imposed the two-year executed sentence pursuant to the terms of the plea agreement.

ISSUES1

Patton asserts that:

I. The trial court's imposition of the two-year sentence under the plea agreement was denial of due process and equal protection under the law.
II. The trial court abused its discretion when it refused to allow Patton to withdraw his guilty plea.

Issue I: Equal protection.

Patton's principal argument is that his constitutional rights guaranteed by the Equal Protection clause of the Fourteenth Amendment were violated because he was unable to make restitution; therefore, he was imprisoned solely because he lacked the financial resources to make the "mandated" restitution. He relies totally upon Bearden v. Georgia, (1983) - U.S. -, 103 S.Ct. 2064, 76 L.Ed.2d 221. An extensive analysis of that case is necessary.

In Bearden, the defendant pleaded guilty to burglary and theft and disposition [659]*659was made pursuant to the Georgia First Offender's Act, so that the court did not enter a judgment of guilty, but deferred further proceedings and sentenced Bearden to three years probation for the theft charge. As a condition of probation, Bear-den was ordered to pay a $500.00 fine and $250.00 restitution. Bearden paid $200.00, but upon being unable to pay the remainder of the fine and restitution because he lost his job and was unsuccessful in finding another, the probation was revoked. Relying upon Williams v. Illinois, (1970) 399 U.S. 235, 90 S.Ct. 2018, 26 L.Ed.2d 586, and Tate v. Short, (1971) 401 U.S. 395, 91 S.Ct. 668, 28 L.Ed.2d 130, the Supreme Court of the United States held that:

"... If the State determines a fine or restitution to be the appropriate and adequate penalty for the crime, it may not thereafter imprison a person solely because he lacked the resources to pay it."

Bearden, supra, 108 S.Ct. at 2070.

The above rule does not apply to willful refusal to exert bona fide efforts to pay a fine or restitution. The court added:

"A defendant's poverty in no way immunizes him from punishment. Thus, when determining initially whether the state's penological interests require imposition of a term of imprisonment, the sentencing court can consider the entire background of the defendant, including his employment history and financial resources. [citations omitted]. As we said in Willioms v. Illinois, 'after having taken into consideration the wide range of factors underlying the exercise of his sentencing function, nothing we now hold precludes a judge from imposing on an indigent, as on any defendant, the maximum penalty prescribed by law.' [citations omitted].
The decision to place the defendant on probation, however, reflects a determining by the sentencing court that the State's penological interests do not require" imprisonment. [citations omitted]."

Bearden, supra, 108 S.Ct. at 2071.

In footnote 8, the Bearden court stated:

"When the court is initially considering what sentence to impose, a defendant's level of financial resources is a point on a spectrum rather than a classification. Since indigency in this context is a relative term rather than a classification, fitting 'the problem of this case into an equal protection framework is a task too Procrustean to be rationally accomplished'. [citations omitted]. The more appropriate question is whether consideration of a defendant's financial background in setting or resetting a sentence is so arbitrary or unfair as to be a denial of due process."

Bearden, supra, 108 S.Ct. 2069, n. 8.

Bearden is substantially distinguishable from the instant case. Here, no suspended sentence, probation or condition was imposed in the sentence as in Bearden. No plea bargain was involved in Bearden wherein heavier felony charges were dismissed and numerous other heavier felony charges would not be filed. In addition, there was a real possibility in the present case that if the court entered a felony punishment, Marion County would revoke his pending probation on a prior sentence, and the new sentence would run consecutively with that sentence.

Our Supreme Court, in State ex rel Goldsmith v. Marion County Superior Court, (1981) Ind., 419 N.E.2d 109, discussed the nature of a plea bargain:

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Patton v. State
458 N.E.2d 657 (Indiana Court of Appeals, 1984)

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Bluebook (online)
458 N.E.2d 657, 1984 Ind. App. LEXIS 2247, Counsel Stack Legal Research, https://law.counselstack.com/opinion/patton-v-state-indctapp-1984.