Patricia G. Stroud v. Phillip McIntosh

722 F.3d 1294, 2013 WL 3790961, 2013 U.S. App. LEXIS 14868, 119 Fair Empl. Prac. Cas. (BNA) 340
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 23, 2013
Docket12-10436
StatusPublished
Cited by63 cases

This text of 722 F.3d 1294 (Patricia G. Stroud v. Phillip McIntosh) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Patricia G. Stroud v. Phillip McIntosh, 722 F.3d 1294, 2013 WL 3790961, 2013 U.S. App. LEXIS 14868, 119 Fair Empl. Prac. Cas. (BNA) 340 (11th Cir. 2013).

Opinion

COX, Circuit Judge:

The principal issues we address in this appeal are (1) whether removal of this case to a federal court waived the state agency’s sovereign immunity from suit in a federal court, and (2) whether removal of the case waived the agency’s sovereign immunity from liability on a claim under the federal Age Discrimination in Employment Act. We conclude that removal waived the agency’s immunity from suit in a federal forum but did not waive the agency’s immunity from liability on this federal claim. We affirm.

I. FACTS AND PROCEDURAL HISTORY

This case began in a circuit court in Montgomery County, Alabama, in December 2010, when Patricia Stroud sued her employer, the Alabama Board of Pardons and Paroles, and Phillip McIntosh, the Board’s personnel director during the relevant time. Against the Board, Stroud’s original complaint alleged claims under Title VII of the Civil Rights Act, 42 U.S.C. § 2000e-2, and the Alabama Age Discrimination in Employment Act (AADEA), Ala. Code §§ 25-1-20 to -29. The Complaint alleged the same claims against McIntosh, as well as a claim under 42 U.S.C. § 1983 and state law claims for wanton conduct and intentional infliction of emotional distress.

The Board and McIntosh removed the case to federal court, invoking the court’s subject-matter jurisdiction under 28 U.S.C. § 1331. Five months after removal, Stroud amended her complaint. The Amended Complaint alleged claims under § 1983 and Title VII against both defendants, repeated the state law claims against McIntosh, and added a claim for damages under the federal Age Discrimination in Employment Act (ADEA), 29 U.S.C. §§ 621-634, against the Board.

*1297 In its Answer, the Board asserted as an affirmative defense (among many others) that the Eleventh Amendment and the doctrine of sovereign immunity barred all of Stroud’s claims against it. (Dkt. 26 at 17-18.) The Board then moved for judgment on the pleadings, and McIntosh moved to dismiss the case.

The district court dismissed all of Stroud’s federal claims other than the ADEA claim for failure to state a claim. (Immunity was not a basis for dismissal of these claims.) Importantly for this appeal, the district court held that the Board was immune from liability under the ADEA and did not waive that immunity when it removed the case to federal court. The court entered judgment in favor of the Board on the ADEA claim and remanded the remaining state law claims against McIntosh to state court.

Stroud appeals.

II. ISSUES ON APPEAL AND CONTENTIONS OF THE PARTIES

Stroud raises a number of issues on appeal. We address only her contentions that the Board waives its immunity from suit and its immunity from liability under the ADEA when it removed the case. 1

For these contentions, Stroud relies on the Supreme Court’s reasoning in Lapides v. Board of Regents of the University System of Georgia, 535 U.S. 613, 122 S.Ct. 1640, 152 L.Ed.2d 806 (2002). She argues that the rationale behind Lapides’s holding suggests that a state waives its sovereign immunity — to both a federal forum and liability for a particular claim — when it removes a case. The Board contends in response that Lapides is distinguishable on its facts and that Lapides’s reasoning does not inform our result in this case; accordingly, the Board argues, it did not waive its immunity from suit or from liability by removing.

III. DISCUSSION

The questions we address — whether a state waives its sovereign immunity from suit and whether it waives its immunity from liability when it removes — are questions of law that we review de novo. See Barnes v. Zaccari, 669 F.3d 1295, 1302 (11th Cir.2012).

A. Sovereign Immunity and the Eleventh Amendment

Put in its broadest form, the concept of sovereign immunity bars private citizens from suing states for damages. See Fed. Mar. Comm’n v. S.C. State Ports Auth., 535 U.S. 743, 751-52, 122 S.Ct. 1864, 1870, 152 L.Ed.2d 962 (2002). This immunity also shields “arms of the State” from suit. N. Ins. Co. of N.Y. v. Chatham Cnty., Ga., 547 U.S. 189, 193, 126 S.Ct. 1689, 1693, 164 L.Ed.2d 367 (2006). There is no dispute that the Board is an arm of the state for the purposes of asserting sovereign immunity.

States enjoyed this immunity as a perquisite of their sovereignty before entering the United States. See Hans v. Louisiana, 134 U.S. 1, 16, 10 S.Ct. 504, 507, 33 L.Ed. 842 (1890). But soon after the Constitution was adopted, the Supreme Court took the position that Article Ill’s extension of federal jurisdiction to controversies “between a State and Citizens of another State,” U.S. Const. art. III, § 2, allowed states to be sued by citizens of other states *1298 in federal court. Chisholm v. Georgia, 2 U.S. (2 Dall.) 419, 466, 1 L.Ed. 440 (1798) (opinion of Wilson, J.), superseded by constitutional amendment, U.S. Const. amend. XI. The reaction to this “unexpected blow to state sovereignty” was overwhelmingly negative. Alden v. Maine, 527 U.S. 706, 720, 119 S.Ct. 2240, 2250, 144 L.Ed.2d 636 (1999) (quoting David P. Currie, The Constitution in Congress: The Federalist Period 1789-1801, at 196 (1997)). This negative response to Chisholm crystallized two years later with the ratification of the Eleventh Amendment.

By its terms, the Eleventh Amendment prohibits the “Judicial power of the United States” from reaching “any suit in law or equity, commenced or prosecuted against one of the United States' by Citizens of another State.” U.S. Const. amend. XI. But the language is deceiving; the Supreme Court interprets the Eleventh Amendment to mean far more than what it says. See Blatchford v. Native Vill. of Noatak, 501 U.S. 775, 779, 111 S.Ct.

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722 F.3d 1294, 2013 WL 3790961, 2013 U.S. App. LEXIS 14868, 119 Fair Empl. Prac. Cas. (BNA) 340, Counsel Stack Legal Research, https://law.counselstack.com/opinion/patricia-g-stroud-v-phillip-mcintosh-ca11-2013.