Oslund v. United States

128 F.R.D. 110, 29 Fed. R. Serv. 59, 1989 U.S. Dist. LEXIS 12851, 1989 WL 128423
CourtDistrict Court, D. Minnesota
DecidedOctober 23, 1989
DocketCiv. No. 4-88-323
StatusPublished
Cited by8 cases

This text of 128 F.R.D. 110 (Oslund v. United States) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Oslund v. United States, 128 F.R.D. 110, 29 Fed. R. Serv. 59, 1989 U.S. Dist. LEXIS 12851, 1989 WL 128423 (mnd 1989).

Opinion

BERNARD P. BECKER, United States Magistrate.

This matter came on for hearing before the undersigned United States Magistrate on plaintiff’s motions:

1) To require the Custodian of Records at Ramsey County Medical Center to produce all medical records and billing records concerning Caryn Crimmel for the period between January 1, 1980 — September 1, 1980, subject to whatever protective order the Court deems necessary; and

2) For disclosure of the names of participants in a 1980 “rap” group at the Veterans Administration Hospital, Minneapolis, Minnesota.

I. FACTS

Plaintiff brought a negligence and medical malpractice claim under the Federal Tort Claims Act, 28 U.S.C. § 2671. Plaintiff alleges that during the course of therapy treatment at the Veterans Administration Hospital (VA), he was sexually involved with Ms. Crimmel, an occupational therapy intern. Plaintiff argues that because Ms. Crimmel was part of plaintiff's treatment team, Ms. Crimmel was functioning within the scope of her employment duties and the VA is liable for negligent supervision. As a result, plaintiff is seeking damages, claiming he suffers emotional distress and aggravation of post-traumatic stress disorder.

The fact that a relationship existed is not in dispute. During the course of this relationship, herpes was transmitted from one partner to another. Ms. Crimmel sought medical treatment for herpes at Ramsey County Medical Center. Plaintiff has petitioned the Court to subpoena the medical records of Ms. Crimmel (an unnamed defendant in this action) for the period between January 1, 1980 — September 1, 1980 from the Ramsey County Medical Center to determine the source of the herpes and the starting date of the meretricious relationship. Plaintiff expects that her medical records will reveal the source of the herpes and when she contracted the disease. Plaintiff contends that the medical records may reveal that Ms. Crimmel had meretri[112]*112cious relations with other members of the rap group. Ms. Crimmel has agreed to limited disclosure of her medical records by allowing the release of the dates of treatment and the diagnosis.

In addition, plaintiff seeks a list of names and addresses of the people who participated in the YA “rap” group between January 1, 1980 — October 1, 1980 on the theory that these other participants could support his allegations of a continuing relationship with Ms. Crimmel. Plaintiff has independently secured the names of two persons who participated in the “rap” group who might be willing to testify.

II. DISCUSSION

The two issues before the Court are: 1) whether medical records are privileged and therefore not discoverable under Fed.R.Civ.P. § 26(b)(1); and 2) whether a list of participants of a “rap” group is confidential and likewise not discoverable.

The U.S. Constitution provides protection for “a well established ‘zone of privacy,’ [including] one’s sexual relations.” County of Ramsey v. S.M.F., 298 N.W.2d 40, 42 (Minn.1980); Fults v. Superior Court, 88 Cal.App.3d 899, 904, 152 Cal.Rptr. 210, 213 (1979), citing inter alia, Griswold v. Connecticut, 381 U.S. 479, 85 S.Ct. 1678, 14 L.Ed.2d 510 (1965), and Eisenstadt v. Baird, 405 U.S. 438, 92 S.Ct. 1029, 31 L.Ed.2d 349 (1972). In Price v. Sheppard, 307 Minn. 250, 239 N.W.2d 905 (1976), the Minnesota Supreme Court recognized this “zone of privacy” by holding that “an intrusion into the right of privacy can only be justified by a legitimate and important state interest, and even then the intrusion must be by the least intrusive means.” County of Ramsey v. S.M.F., supra; Price v. Sheppard, 307 Minn. at 257-58, 239 N.W.2d at 910-11 (1976).

In the present case, Ms. Crimmel has asserted her right of privilege with regard to her medical records. Whether these records are privileged and if so, whether they are discoverable, will depend on whether federal or state law governs. Since this claim is brought under the Federal Tort Claims Act, Federal Rule of Evidence 501 applies. Whitman By Whitman v. United States, 108 F.R.D. 5, 6 (D.N.H.1985). The second sentence of Rule 501 states that

In civil actions and proceedings, with respect to an element of a claim or defense as to which State law supplies the rule of decision, the privilege of a witness, person, government, State, or political subdivision thereof shall be determined in accordance with State law.

Rule 501. Fed.R.Evid. But for the Federal Tort Claims Act, as amended by the Federal Employees Liability Reform and Tort Compensation Act of 1988, Pub.L. No. 100-694, §§ 1-9, 102 Stat. 4563, 4564-67 (codified as amended at 28 U.S.C. § 2671, et seq.), this case would not exist in its present posture. Ms. Crimmel would have been named as a defendant. The case would have been brought in state court and state law would apply directly. Instead, the amended Federal Tort Claims Act precludes Ms. Crimmel from being named as a party. Under 28 U.S.C. § 2679(d), provided Ms. Crimmel was acting within the scope of her employment, “the United States shall be substituted as the party defendant.” Were it not for this amended Federal Tort Claims Act, Ms. Crimmel would have become a party, making her more than a non-party. She is, in fact, an unnamed defendant. Once substituted, under 28 U.S.C. § 2674,

[T]he United States shall be entitled to assert any defense based upon judicial or legislative immunity which otherwise would have been available to the employee of the United States whose act or omission gave rise to the claim, as well as any other defenses to which the United States is entitled.

Even though the Federal Rules of Evidence do not recognize a general physician-patient privilege, Lora v. Board of Ed. of City of New York, 74 F.R.D. 565, 575 (E.D.N.Y.1977), Minn.Stat. § 595.02(1)(d) applies since this is a civil action and the question of privilege is a material element of the defense. This analysis is consistent [113]*113with the Committee Notes of the Rule which indicates that

In civil actions and proceedings, where the rule of decision as to a claim or defense or as to an element of a claim or defense is supplied by state law, the House provision requires that state privilege law apply.

Rule 501, Fed.R.Evid. The Notes go on to say that

Federal law should not supersede that of the States in substantive areas such as privilege absent a compelling reason.

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Bluebook (online)
128 F.R.D. 110, 29 Fed. R. Serv. 59, 1989 U.S. Dist. LEXIS 12851, 1989 WL 128423, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oslund-v-united-states-mnd-1989.