On-Line Technologies, Inc. v. Bodenseewerk Perkin-Elmer Gmbh, Perkin-Elmer Corp., Perkin-Elmer Inc., Sick Upa Gmbh, and Sick, A.G.

386 F.3d 1133, 73 U.S.P.Q. 2d (BNA) 1116, 2004 U.S. App. LEXIS 21245, 2004 WL 2290629
CourtCourt of Appeals for the Federal Circuit
DecidedOctober 13, 2004
Docket04-1291
StatusPublished
Cited by60 cases

This text of 386 F.3d 1133 (On-Line Technologies, Inc. v. Bodenseewerk Perkin-Elmer Gmbh, Perkin-Elmer Corp., Perkin-Elmer Inc., Sick Upa Gmbh, and Sick, A.G.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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On-Line Technologies, Inc. v. Bodenseewerk Perkin-Elmer Gmbh, Perkin-Elmer Corp., Perkin-Elmer Inc., Sick Upa Gmbh, and Sick, A.G., 386 F.3d 1133, 73 U.S.P.Q. 2d (BNA) 1116, 2004 U.S. App. LEXIS 21245, 2004 WL 2290629 (Fed. Cir. 2004).

Opinion

BRYSON, Circuit Judge.

The dispute in this case involves a device known as a long-path gas cell, which is used in an infrared spectrometer to determine the composition of gases such as emissions from industrial plants. The spectrometer captures the gas to be tested and directs a beam of infrared light through the chamber containing the gas. After the light has passed through the chamber, a detector measures the absorption of the light, from which the properties of the gas can be determined.

It has long been understood in the art that lengthening the light path in the gas cell chamber can result in a more accurate absorption reading. One problem encountered in long-path gas cells, however, was that over the long path created by multiple reflections of the light beam within the chamber, the quality of the beam would become degraded, primarily because of astigmatism induced by the mirrors used in the system. Astigmatism is an optical aberration created when an optical element or system has a different focal length in each of two orthogonal planes. K.D. Moeller, Optics 448 (1988); H.P. Brueggemann, Conic Mirrors 15 (1968).

In 1995, appellant On-Line Technologies, Inc., obtained a patent, U.S. Patent No. 5,440,143 (“the '143 patent”), on a method for increasing the length of the light path in a gas cell while correcting for astigmatism and thereby reducing the diffusion of the beam of light. On-Line subsequently brought an action in the United States District Court for the District of Connecticut against a group of related parties, Bodenseewerk Perkin-Elmer GmbH; Perkin-Elmer Corp.; Perkin-Elmer Inc.; Sick UPA GmbH; and Sick, A.G. (collectively, “Perkin-Elmer”). On-Line Techs., Inc. v. Bodenseewerk Perkin-Elmer GmbH, No. 3:99CV2146 (D.Conn. filed Nov. 3,1999).

In its complaint, On-Line alleged that Perkin-Elmer had made, used, and sold a device that infringed the '143 patent. In addition, On-Line asserted several state law claims, including misappropriation of trade secrets, violation of the state law of unfair competition, breach of contract, and fraud. In support of the state law claims, On-Line alleged that, pursuant to a nondisclosure agreement, it had revealed its gas cell design to Perkin-Elmer scientists in anticipation of a possible business arrangement between the companies relating to On-Line’s device. Rather than pursuing a joint enterprise, however, Perkin-Elmer allegedly copied what it had learned from On-Line and incorporated the disclosed technology into its commercial product, thus breaching the nondisclosure agreement and violating the state law prohibitions against unfair competition, theft of trade secrets, and fraud.

After discovery, the district court disposed of the patent infringement claim by granting summary judgment of nonin-fringement. The court also granted summary judgment ip favor of Perkin-Elmer on all of On-Line’s state law claims, finding that On-Line had failed to show that there was a disputed issue of material fact with respect to any of those claims. Finally, the court dismissed one of the defendants, Sick, A.G., for lack of personal juris *1136 diction. On-Line appeals all three aspects of the judgment.

I

The district court’s grant of summary judgment of noninfringement as to claim 1 of the '143 patent was premised on the court’s claim construction. On-Line contends that the district court erred in construing the claim and therefore erred in entering summary judgment.

Claim 1 of the '143 patent recites as follows (emphasis added):

A folded-path radiation absorption gas cell comprising: an enclosure having first and second ends, and defining a substantially closed chamber therewith-in; spaced input radiation and output radiation windows formed through said first end of said enclosure and aligned on a first axis; a concave reflective field surface extending at least partially between said windows at said first end of said enclosure; a pair of substantially spherical, concave reflective objective surfaces at said second end of said enclosure disposed in confronting relationship to said field surface, said objective surfaces being aligned side-by-side on an axis parallel to said first axis and in optical registry with said windows, at least one of said objective surfaces having a cylindrical component added thereto to increase coincidence of focii in two orthogonal planes, thereby to maximize the energy throughput characteristic of said cell; and means for the introduction and withdrawal of gas into and from said chamber of said enclosure.

The invention to which claim 1 is directed is an improvement on a type of gas cell known as a “White cell.” A White cell uses several mirrors that are aligned to make the light follow a long path as it passes through the test chamber. In the invention, two mirrors are placed side by side at the opposite end of the main chamber from a third mirror. A beam of light enters the chamber and is repeatedly reflected off the three mirrors until it reaches an exit point. Because the mirrors reflect the light beam back and forth across the chamber multiple times, the path of the beam is much longer than the distance from one end of the chamber to the other.

The '143 patent sought to address the problem of astigmatic diffusion of the light beam passing through the cell. The solution proposed by the '143 patent was to shape the secondary mirrors in a manner that would counteract the astigmatism induced by reflections from the spherical mirrors used in White cells and thus keep the beam of light focused during its passage through the cell. '143 patent, col. 4, 11. 52-62. To achieve that purpose, each claim of the '143 patent required the mirrors to have “substantially spherical, concave reflective objective surfaces ... at least one of said objective surfaces having a cylindrical component added thereto to increase coincidence of focii in two orthogonal planes.... ” Id., col. 5, 11. 44-52; col. 6,11.14-22, 40-48.

On-Line asserted that Perkin-Elmer’s commercial long-path gas cells infringed claim 1 of the '143 patent. In particular, On-Line contended that Perkin-Elmer’s cells used objective mirrors of the sort recited in the claim to correct for astigmatism. In the district court, Perkin-Elmer did not dispute that its accused gas cells used objective mirrors shaped to correct for astigmatism. Perkin-Elmer argued, however, that its objective mirrors had toroidal surfaces, not “substantially spherical” surfaces “having a cylindrical component added thereto,” as required by claim 1 of the '143 patent. For that reason, Perkin-Elmer argued, its gas cells were not within the scope of the patent, either *1137 literally or under the doctrine of equivalents. In essence, Perkin-Elmer’s argument was that a toroidal surface is different from a substantially spherical surface with a cylindrical component added to it. Because On-Line not only did not claim toroidal mirror surfaces but specifically omitted them from its claims, Perkin-El-mer contended that On-Line had dedicated surfaces of that shape to the public. The district court agreed with Perkin-El-mer and held that Perkin-Elmer’s toroidal surface was not covered by the '143 patent.

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386 F.3d 1133, 73 U.S.P.Q. 2d (BNA) 1116, 2004 U.S. App. LEXIS 21245, 2004 WL 2290629, Counsel Stack Legal Research, https://law.counselstack.com/opinion/on-line-technologies-inc-v-bodenseewerk-perkin-elmer-gmbh-perkin-elmer-cafc-2004.