Mistretta v. United States

488 U.S. 361, 109 S. Ct. 647, 102 L. Ed. 2d 714, 1989 U.S. LEXIS 434, 57 U.S.L.W. 4102
CourtSupreme Court of the United States
DecidedJanuary 18, 1989
Docket87-7028
StatusPublished
Cited by2,443 cases

This text of 488 U.S. 361 (Mistretta v. United States) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mistretta v. United States, 488 U.S. 361, 109 S. Ct. 647, 102 L. Ed. 2d 714, 1989 U.S. LEXIS 434, 57 U.S.L.W. 4102 (1989).

Opinions

Justice Blackmun

delivered the opinion of the Court.

In this litigation, we granted certiorari before judgment in the United States Court of Appeals for the Eighth Circuit in order to consider the constitutionality of the Sentencing Guidelines promulgated by the United States Sentencing Commission. The Commission is a body created under the Sentencing Reform Act of 1984 (Act), as amended, 18 U. S. C. § 3551 et seq. (1982 ed., Supp. IV), and 28 U. S. C. §§ 991-998 (1982 ed., Supp. IV).1 The United States District Court for the Western District of Missouri ruled that the Guidelines [363]*363were constitutional. United States v. Johnson, 682 F. Supp. 1033 (1988).2

I

A

Background

For almost a century, the Federal Government employed in criminal cases a system of indeterminate sentencing. Statutes specified the penalties for crimes but nearly always gave the sentencing judge wide discretion to decide whether the offender should be incarcerated and for how long, whether restraint, such as probation, should be imposed instead of imprisonment or fine. This indeterminate-sentencing system was supplemented by the utilization of parole, by which an offender was returned to society under the “guidance and control” of a parole officer. See Zerbst v. Kidwell, 304 U. S. 359, 363 (1938).

Both indeterminate sentencing and parole were based on concepts of the offender’s possible, indeed probable, rehabilitation, a view that it was realistic to attempt to rehabilitate the inmate and thereby to minimize the risk that he would resume criminal activity upon his return to society. It obviously required the judge and the parole officer to make their respective sentencing and release decisions upon their own assessments of the offender’s amenability to rehabilitation. As a result, the court and the officer were in positions to exercise, and usually did exercise, very broad discretion. See Kadish, The Advocate and the Expert —Counsel in the PenoCorrectional Process, 45 Minn. L. Rev. 803, 812-813 (1961).. [364]*364This led almost inevitably to the conclusion on the part of a reviewing court that the sentencing judge “sees more and senses more” than the appellate court; thus, the judge enjoyed the “superiority of his nether position,” for that court’s determination as to what sentence was appropriate met with virtually unconditional deference on appeal. See Rosenberg, Judicial Discretion of the Trial Court, Viewed From Above, 22 Syracuse L. Rev. 635, 663 (1971). See Dorszynski v. United States, 418 U. S. 424, 431 (1974). The decision whether to parole was also “predictive and discretionary.” Morrissey v. Brewer, 408 U. S. 471, 480 (1972). The correction official possessed almost absolute discretion over the parole decision. See, e. g., Brest v. Ciccone, 371 F. 2d 981, 982-983 (CA8 1967); Rifai v. United States Parole Comm’n, 586 F. 2d 695 (CA9 1978).

Historically, federal sentencing — the function of determining the scope and extent of punishment — never has been thought to be assigned by the Constitution to the exclusive jurisdiction of any one of the three Branches of Government. Congress, of course, has the power to fix the sentence for a federal crime, United States v. Wiltberger, 5 Wheat. 76 (1820), and the scope of judicial discretion with respect to a sentence is subject to congressional control. Ex parte United States, 242 U. S. 27 (1916). Congress early abandoned fixed-sentence rigidity, however, and put in place a system of ranges within which the sentencer could choose the precise punishment. See United States v. Grayson, 438 U. S. 41, 45-46 (1978). Congress delegated almost unfettered discretion to the sentencing judge to determine what the sentence should be within the customarily wide range so selected. This broad discretion was further enhanced by the power later granted the judge to suspend the sentence and by the resulting growth of an elaborate probation system. Also, with the advent of parole, Congress moved toward a “three-way sharing” of sentencing responsibility by granting corrections personnel in the Executive Branch the discre[365]*365tion to release a prisoner before the expiration of the sentence imposed by the judge. Thus, under the indeterminate-sentence system, Congress defined the maximum, the judge imposed a sentence within the statutory range (which he usually could replace with probation), and the Executive Branch’s parole official eventually determined the actual duration of imprisonment. See Williams v. New York, 337 U. S. 241, 248 (1949). See also Geraghty v. United States Parole Comm’n, 719 F. 2d 1199, 1211 (CA3 1983), cert. denied, 465 U. S. 1103 (1984); United States v. Addonizio, 442 U. S. 178, 190 (1979); United States v. Brown, 381 U. S. 437, 443 (1965) (“[I]f a given policy can be implemented only by a combination of legislative enactment, judicial application, and executive implementation, no man or group of men will be able to impose its unchecked will”).

Serious disparities in sentences, however, were common. Rehabilitation as a sound penological theory came to be questioned and, in any event, was regarded by some as an unattainable goal for most cases. See N. Morris, The Future of Imprisonment 24-43 (1974); F. Allen, The Decline of the Rehabilitative Ideal (1981). In 1958, Congress authorized the creation of judicial sentencing institutes and joint councils, see 28 U. S. C. § 334, to formulate standards and criteria for sentencing. In 1973, the United States Parole Board adopted guidelines that established a “customary range” of confinement. See United States Parole Comm’n v. Geraghty, 445 U. S. 388, 391 (1980). Congress in 1976 endorsed this initiative through the Parole Commission and Reorganization Act, 18 U. S. C. §§4201-4218, an attempt to envision for the Parole Commission a role, at least in part, “to moderate the disparities in the sentencing practices of individual judges.” United States v. Addonizio, 442 U. S., at 189. That Act, however, did not disturb the division of sentencing responsibility among the three Branches. The judge continued to exercise discretion and to set the sentence within the statutory range fixed by Congress, while the pris[366]*366oner’s actual release date generally was set by the Parole Commission.

This proved to be no more than a way station. Fundamental and widespread dissatisfaction with the uncertainties and the disparities continued to be expressed. Congress had wrestled with the problem for more than a decade when, in 1984, it enacted the sweeping reforms that are at issue here.

Helpful in our consideration and analysis of the statute is the Senate Report on the 1984 legislation, S. Rep. No. 98-225 (1983) (Report).3

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Bluebook (online)
488 U.S. 361, 109 S. Ct. 647, 102 L. Ed. 2d 714, 1989 U.S. LEXIS 434, 57 U.S.L.W. 4102, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mistretta-v-united-states-scotus-1989.