Mills Music, Inc. v. State of Arizona and Arizona Coliseum and Exposition Center Board, a Body Politic Under and by Virtue of the State of Arizona

591 F.2d 1278, 201 U.S.P.Q. (BNA) 437, 1979 U.S. App. LEXIS 16657
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 26, 1979
Docket75-3630
StatusPublished
Cited by51 cases

This text of 591 F.2d 1278 (Mills Music, Inc. v. State of Arizona and Arizona Coliseum and Exposition Center Board, a Body Politic Under and by Virtue of the State of Arizona) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mills Music, Inc. v. State of Arizona and Arizona Coliseum and Exposition Center Board, a Body Politic Under and by Virtue of the State of Arizona, 591 F.2d 1278, 201 U.S.P.Q. (BNA) 437, 1979 U.S. App. LEXIS 16657 (9th Cir. 1979).

Opinion

LUCAS, District Judge:

The State of Arizona and the Arizona Coliseum and Exposition Center Board (“Coliseum Board”) appeal from a joint judgment awarding the plaintiff, Mills Music, Inc. (“Mills”), $75,000 in damages for willful copyright infringement and $25,000 in attorney’s fees. Appellants’ sole contention on appeal is that the Eleventh Amendment precludes an award of damages and attorney’s fees against a state and one of its political agencies.

I.

FACTS

Mills brought suit in federal court on June 14, 1973 charging Arizona and the Coliseum Board with deliberate infringement of Mills’ copyrighted musical composition, “Happiness Is.” Mills alleged that the Coliseum Board, the agency of the state government charged with operating the state fair, had used its song as the theme and for the promotion of the 1971 Arizona State Fair. In addition to copyright infringement, Mills charged unfair competition.

Arizona and the Coliseum Board filed a motion to dismiss predicated upon Section 1(e) of the Copyright Act, 17 U.S.C. 1(e), 1 which provides that a person who performs a musical composition, but does not do so publicly and for profit, is not liable. This motion was denied, and defendants filed an Answer admitting the jurisdictional allegations of the Complaint. 2 At no time in the pretrial or trial proceedings did defendants raise their Eleventh Amendment defense.

*1281 At the close of trial, the Court found for the plaintiff. The Court determined that defendants’ infringing activities were “willful, with full notice and knowledge of plaintiff’s copyrights and in total disregard for those rights.” Conclusions of Law K 53. Further, the Court found that the defendants made numerous unauthorized arrangements, ultimately selected a favored arrangement, and then made 64 taped recordings of this arrangement. These tapes were used to broadcast a total of 3,928 performances of the unauthorized arrangement on both radio and television.

The Court also specifically rejected defendants’ argument that the 1971 Arizona State Fair had not been conducted for a profit, Findings of Fact, 1H 37-48, finding that “the 1971 Arizona State Fair was a commercial activity which directly competed with other similar forms of entertainment.” Findings of Fact, f 48. Accordingly, the Court rejected defendants’ argument, based upon a Section 1(e) defense, that the fair had not been conducted for a profit. The Court’s decision can be best summarized by its own words:

“The defendants’ taking of plaintiff’s rights was total; every right contemplated by the Copyright Statute, except perhaps the right to print and the right to vend were infringed with impunity.” -

Conclusion of Law, H 42.

Defendants raised their Eleventh Amendment defense for the first time in a motion to amend the Findings of Fact and Conclusions of Law. After this motion was denied, defendants appealed to this Court from the judgment of the trial court. 3

II.

ELEVENTH AMENDMENT IMMUNITY

Recently, in Riggle v. California, 577 F.2d 579 (9th Cir. 1978), this Court briefly recounted the origins of the Eleventh Amendment. 4 There we noted:

“During and after the ratification process of the United States Constitution, the states feared that federal constitutional authority might be construed to allow citizens of another state or foreign states to bring suits against the states in federal court. See Edelman v. Jordan, 415 U.S. 651, 660-662, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974); New Hampshire v. Louisiana, 108 U.S. 76, 86-88, 2 S.Ct. 176, 27 L.Ed. 656 (1883). When these fears were realized in Chisholm v. Georgia, 2 U.S. (2 Dall.) 419, 1 L.Ed. 440 (1793), the states quickly reacted with ratification of the Eleventh Amendment, which provides:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.”

577 F.2d at 581.

The principle of sovereign immunity embodied in the Eleventh Amendment, see Hans v. Louisiana, 134 U.S. 1, 10 S.Ct. 504, 33 L.Ed. 842 (1890), has been judicially construed to extend to a “suit by private parties [against public officials] seeking to impose a liability which must be paid from public funds in the state treasury . . .” Edelman v. Jordan, 415 U.S. 651, 663, 94 S.Ct. 1347, 1356, 39 L.Ed.2d 662 (1974); see also Hutto v. Finney, 437 U.S. 678, 98 S.Ct. *1282 2565, 57 L.Ed.2d 522 (1978). The Supreme Court has held that the Eleventh Amendment applies to monetary awards against states whether based upon their wrongful withholding of welfare benefits, Edelman v. Jordan, supra, upon statutory provisions of the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 216(b), Employees v. Department of Public Health & Welfare of Missouri, 411 U.S. 279, 93 S.Ct. 1614, 36 L.Ed.2d 251 (1973); or upon implied rights of action in tort for breaches of federal statutory duties. Riggle v. California, supra; But cf. Hutto v. Finney, supra, 98 S.Ct. at 2576-79 (permitting award of attorneys fees against states as part of congressionally defined costs).

As this action was prosecuted both against the State of Arizona and a political entity of the state, Mills’ action is clearly barred unless the State and the Coliseum Board have waived their Eleventh Amendment immunity or consented to jurisdiction. 5

III.

CONSENT TO JURISDICTION

Mills argues that Arizona and the Coliseum Board consented to the exercise of federal court jurisdiction by admitting jurisdiction in their Answer and by failing to interpose the Eleventh Amendment defense until after trial. See Gunter v. Atlantic Coast Line R. Co., 200 U.S. 273, 26 S.Ct. 252, 50 L.Ed. 477 (1906); Clark v. Barnard,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Claxton v. United States (In Re Claxton)
273 B.R. 174 (N.D. Illinois, 2002)
Hill v. Blind Industries & Services of Maryland
179 F.3d 754 (Ninth Circuit, 1999)
STATE, DHRS v. Southpointe Pharmacy
636 So. 2d 1377 (District Court of Appeal of Florida, 1994)
Ago
Florida Attorney General Reports, 1990
Pennsylvania v. Union Gas Co.
491 U.S. 1 (Supreme Court, 1989)
Orange Ridge, Inc. v. State of Fla.
696 F. Supp. 600 (S.D. Florida, 1988)
Richard Anderson Photography v. Brown
852 F.2d 114 (Fourth Circuit, 1988)
Lane v. First National Bank of Boston
687 F. Supp. 11 (D. Massachusetts, 1988)
Stephans v. State of Nev.
685 F. Supp. 217 (D. Nevada, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
591 F.2d 1278, 201 U.S.P.Q. (BNA) 437, 1979 U.S. App. LEXIS 16657, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mills-music-inc-v-state-of-arizona-and-arizona-coliseum-and-exposition-ca9-1979.