Mildred M. Newman, and Melvin D. Newman v. Peter Soballe, M.D.

871 F.2d 969, 1989 U.S. App. LEXIS 5606, 1989 WL 33631
CourtCourt of Appeals for the Eleventh Circuit
DecidedApril 27, 1989
Docket87-6097
StatusPublished
Cited by29 cases

This text of 871 F.2d 969 (Mildred M. Newman, and Melvin D. Newman v. Peter Soballe, M.D.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mildred M. Newman, and Melvin D. Newman v. Peter Soballe, M.D., 871 F.2d 969, 1989 U.S. App. LEXIS 5606, 1989 WL 33631 (11th Cir. 1989).

Opinions

CLARK, Circuit Judge:

The Newmans originally brought this malpractice suit against Dr. Soballe in the United States District Court for the Southern District of California alleging that Dr. Soballe, while acting within the scope of his duties as a military physician at the United States Naval Hospital in Okinawa, Japan, negligently failed to properly diagnose and treat two subcutaneous cysts in Mildred Newman’s groin. As the wife of Lieutenant Commander Melvin Newman, United States Navy, Mildred Newman is entitled to military medical treatment. In Japan on November 21, 1984, Dr. Soballe performed an operation on Ms. Newman and this operation allegedly caused Ms. Newman unnecessary pain and injury. After the complaint was filed, Dr. Soballe represented to the California district court that he was a citizen of Florida, as are the Newmans, and moved to dismiss the action for lack of diversity or other federal jurisdiction.

On March 24, 1987, the Newmans refiled their complaint in Florida state court. The United States, on behalf of Dr. Soballe, then filed a petition for removal to federal court pursuant to 10 U.S.C. § 1089(c).1 [970]*970The government also moved to substitute the United States, in the place of Dr. So-balle, as the proper party defendant on the ground that 10 U.S.C. § 1089(a) prescribes that a federal tort claim against the United States under the Federal Torts Claims Act (FTCA) is the Newmans’ exclusive remedy for Dr. Soballe’s medical negligence.2 The district court granted both of the government’s motions and, over the Newmans’ counter-motions, dismissed the action for lack of subject matter jurisdiction. The district court held that, pursuant to 10 U.S. C. § 1089, (the Gonzalez Act), the FTCA was the plaintiffs’ exclusive remedy but that the FTCA specifically does not apply to torts arising in foreign countries (Order of Dismissal pp. 1-2).3 This appeal follows and we find that the district court erred in holding that it had jurisdiction over the case because the plaintiffs’ exclusive remedy was under the FTCA and then dismissing the case for lack of jurisdiction because the FTCA does not apply. It is obvious on the face of the statute, 28 U.S.C. § 2680(k), that “any claim arising in a foreign country” is not within the scope of the FTCA or 28 U.S.C. § 1346(b). Because the district court has no jurisdiction of the removal of the state court action under § 1346(b), it has no power to assume jurisdiction and then hold that the FTCA does not apply. Therefore, we reverse.

The issue in this case is whether the Gonzalez Act requires the substitution of the United States as a proper party defendant and thereby confers subject matter jurisdiction to federal courts when a nonmember of the military alleges that a doctor employed by the United States Navy committed malpractice at an overseas hospital. If the Gonzalez Act confers such jurisdiction, federal courts would be forced to dismiss these overseas medical malpractice suits based on the United States’ sovereign immunity under 28 U.S.C. § 2680(k). We need not address the constitutionality of such a scheme, because we decide that, under the facts of this case, the Gonzalez Act was never meant to immunize Dr. So-balle from personal liability or to leave Ms. Newman without a judicial remedy.

I. Subsection (f) of the Gonzalez Act Allows Suit Against Individual Medical Personnel in Certain Situations.

In the normal situation, a person injured by an employee acting within the scope of employment may sue either the employee, liable individually, or the employer, liable vicariously, for the injury sustained. By analogy, a party injured by a federal employee should be able to bring suit against the individual federal employee or against the United States as the employer. On the one hand, the FTCA is the statute that authorizes suit against the United States and, subject to certain exceptions, it does provide that the United States shall be liable in the same manner and to the same extent as a private individual in like circumstances. On the other hand, a new 1988 amendment to the FTCA and certain statutes such as the Gonzalez Act, generally immunize certain federal employees from personal tort liability and force a plaintiff to pursue a remedy only against the United States under the FTCA. See, e.g., the Drivers Act, 28 U.S.C. § 2679, the Veterans Administration Act, 38 U.S.C. § 4116, and [971]*971the Foreign Relations Authorization Act, 22 U.S.C. § 2702. These immunity statutes, however, do not necessarily apply to every situation concerning a suit against a federal employee and careful consideration must be given to each statute to see whether it forces an injured party in a particular situation to seek redress only against the United States under the FTCA.

For example, the new amendment to the FTCA, enacted after the complaint in this case was filed, provides that whenever an individual United States employee is sued in common law tort for acts committed within the scope of employment, the exclusive remedy is against the United States. See Federal Employee Liability Reform & Tort Compensation Act of 1988, 1988 Amendment to 28 U.S.C. § 2679. This amendment, enacted to negate the recent Supreme Court decision of Westfall v. Erwin, 484 U.S. 292, 108 S.Ct. 680, 98 L.Ed.2d 619 (1988), is expressly designed to immunize from personal tort liability those federal employees not protected by other immunity statutes. See H.Rep. 100-700, 100th Cong.2d Sess. 2, U.S.Code Cong. & Admin. News 1988, p. 5945.

As a military physician, Dr. Soballe is specifically protected by the Gonzalez Act and is therefore not among those federal employees affected by the Westfall decision or the amendment. Cf H.Rep. 100-700, 100th Cong.2d Sess. 4, 7, U.S.Code Cong. & Admin.News 1988, pp. 5947, 5950. More importantly, the amendment is part of the FTCA and only applies in situations where the FTCA itself would apply. The new amendment and subsection 2680(k) are both part of the same chapter of the FTCA, chapter 171. Subsection 2680(k) expressly holds that the provisions of chapter 171 shall not apply to claims arising in a foreign country. Because the Newmans’ claim arises in a foreign country, the new amendment does not apply to this case and we must look to the Gonzalez Act to resolve this case.

We agree with the government that the starting point in statutory interpretation is the language of the statute itself. United States v. James,

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Bluebook (online)
871 F.2d 969, 1989 U.S. App. LEXIS 5606, 1989 WL 33631, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mildred-m-newman-and-melvin-d-newman-v-peter-soballe-md-ca11-1989.