Mrs. Verdie Mae Franklin Verdie Mae Franklin, Administratrix of the Estate of Lonnie B. Franklin v. United States

992 F.2d 1492, 1993 U.S. App. LEXIS 10286, 1993 WL 139793
CourtCourt of Appeals for the Tenth Circuit
DecidedMay 5, 1993
Docket92-6056
StatusPublished
Cited by120 cases

This text of 992 F.2d 1492 (Mrs. Verdie Mae Franklin Verdie Mae Franklin, Administratrix of the Estate of Lonnie B. Franklin v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Mrs. Verdie Mae Franklin Verdie Mae Franklin, Administratrix of the Estate of Lonnie B. Franklin v. United States, 992 F.2d 1492, 1993 U.S. App. LEXIS 10286, 1993 WL 139793 (10th Cir. 1993).

Opinion

BARRETT, Senior Circuit Judge.

This appeal 1 presents two somewhat thorny issues relating to the remedial scope and application of the Federal Tort Claims Act (FTCA), 28 U.S.C. §§ 1346(b), 2671-2680. Initially, we hold that the FTCA’s intentional tort exclusion bars a claim for damages based on the unauthorized performance of surgery. We then conclude, however, that the operation of that exclusion is nullified in the present context by an immunity statute dealing specifically with medical tort claims arising out of the actions of Veterans Administration (VA) personnel.

I

Plaintiff Verdie Mae Franklin, on her own behalf and as administratrix of the estate of her late husband, Lonnie B. Franklin, appeals from a judgment of the district court dismissing this action under the FTCA. Mrs. Franklin brought suit against the United States claiming the death of her husband was the result of unauthorized surgery performed at a VA hospital in Oklahoma City, Oklahoma. The district court held that the action was in essence one for battery and therefore barred by the intentional tort exclusion contained in 28 U.S.C. § 2680(h), which specifies that the waiver of sovereign immunity effected by the FTCA does not extend to battery claims unless the conduct of investigative or law enforcement officers is involved. We review this question of subject matter jurisdiction de novo. See, e.g., Maddick v. United States, 978 F.2d 614, 615 (10th Cir.1992) (armed service personnel exception to FTCA waiver); Daniels v. United States, 967 F.2d 1463, 1464 (10th Cir.1992) (disere-tionary function exception (28 ■ U.S.C. § 2680(a)) to FTCA waiver).

Within the scope of its waiver of sovereign immunity, the FTCA makes the United States liable on tort claims “in the same manner and to the same extent as a private individual under like circumstances,” 28 U.S.C. § 2674, and “in accordance with the law of the place where the act or omission occurred,” 28 U.S.C. § 1346(b). Thus, we resolve questions of liability under the FTCA in accordance with the law of the state where the alleged tortious activity took place. See Flynn v. United States, 902 F.2d 1524, 1527 (10th Cir.1990). Our reading of state law in this regard is not constrained in any way by the views expressed by the district court. See Aldrich Enters., Inc. v. United States, 938 F.2d 1134, 1138 (10th Cir.1991) (applying Salve Regina College v. Russell, — U.S. —, 111 S.Ct. 1217, 113 L.Ed.2d 190 (1991), to reject “local judge rule” in FTCA context).

In contrast to questions of liability, however, the threshold jurisdictional issue whether the government has even consented to a certain type of tort suit, particularly as that issue entails interpretation of the various exceptions to the waiver of immunity listed in § 2680(h), is a matter of federal law. United States v. Neustadt, 366 U.S. 696, 705-06 & n. 15, 81 S.Ct. 1294, 1299-1300 & n. 15, 6 L.Ed.2d 614 (1961); Schwarder v. United States, 974 F.2d 1118, 1125 (9th Cir.1992); Talbert v. United States, 932 F.2d 1064, 1066 (4th Cir.1991); see also Molzof v. United States, — U.S. —, — - —, 112 S.Ct. 711, 714-15, 116 L.Ed.2d 731 (1992) (while liability issues are determined by state law, meaning of term employed in FTCA “is by definition a federal question”). In resolving this issue, we assume Congress proceeded from an understanding of established tort definitions when enacting and amending the various sections of the FTCA, and consequently look to the “traditional and commonly understood legal definition of the tort” *1496 arguably excluded by § 2680(h). Neustadt, 366 U.S. at 706, 81 S.Ct. at 1300. See Molzof, — U.S. at —, 112 S.Ct. at 716; Talbert, 932 F.2d at 1066.

In the general area of unauthorized medical treatment, the traditionally recognized theory of recovery has been that of battery. See, e.g., 61 Am.Jur.2d Physicians, Surgeons, Etc. § 197 (1981); Restatement of Torts § 13 cmt. e, § 16 cmt. a, illus. 1, § 18 cmt. e, illus. 1 (1934); Restatement (Second) of Torts § 13 cmt. e, § 18 cmt. d, illus. 1 (1965). More recently, however, courts and legislatures have recognized a particular subspecies of negligent unauthorized treatment, in which the patient admittedly consented to surgery, but on the basis of an inadequate disclosure of the medical considerations involved, such as potential risks, benefits, and alternative treatment options. This exception to common law battery, often referred to as the doctrine of informed consent, is evidently now also the prevailing view. See 61 Am.Jur.2d Physicians, Surgeons, Etc., § 199; W. Page Keeton et al., Prosser and Keeton on the Law of Torts (Prosser) § 18, 120-21 (5th ed. 1984). Oklahoma recognizes and distinguishes these two distinct causes of action in a fairly representative manner:

If treatment is completely unauthorized and performed without any consent at all, there has been a battery. However, if the physician obtains a patient’s consent but has breached his duty to inform, the patient has a cause of action sounding in negligence for failure to inform the patient of his options, regardless of the due care exercised at treatment, assuming there is injury.

Scott v. Bradford, 606 P.2d 554, 557 (Okla.1979) (footnotes omitted). The distinction drawn here between traditional medical battery and the negligence theory of informed consent is not merely formalistic; the informed consent doctrine has its own unique set of proof requirements touching on duty, proximate cause, and injury, see id. at 558-559, which are peculiarly appropriate to a negligence claim and inapplicable to the intentional tort. See generally Lounsbury v. Capel, 836 P.2d 188, 193-95 (Utah Ct.App.) (discussing substantial differences between battery and negligence claims in this context), ce rt. denied, 843 P.2d 1042 (Utah 1992); Gerety v. Demers, 92 N.M. 396, 406-11, 589 P.2d 180, 190-95 (1978) (same).

In light of the intentional tort exclusion set out in § 2680(h), this distinction between the doctrines of informed consent and medical battery is critical to the cause of action under review. If the negligence theory applies, redress against the government under the FTCA is available, see, e.g., Haley v. United States, 739 F.2d 1502, 1503, 1506 (10th Cir.1984); Valdiviez v. United States, 884 F.2d 196, 198, 199-200 (5th Cir.1989); Harbeson v. Parke Davis, Inc.,

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992 F.2d 1492, 1993 U.S. App. LEXIS 10286, 1993 WL 139793, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mrs-verdie-mae-franklin-verdie-mae-franklin-administratrix-of-the-estate-ca10-1993.