Miklosy v. Regents of the University of California

188 P.3d 629, 44 Cal. 4th 876, 80 Cal. Rptr. 3d 690, 27 I.E.R. Cas. (BNA) 1790, 2008 Cal. LEXIS 9370, 2 Cal. WCC 773
CourtCalifornia Supreme Court
DecidedJuly 31, 2008
DocketNo. S139133
StatusPublished
Cited by257 cases

This text of 188 P.3d 629 (Miklosy v. Regents of the University of California) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Miklosy v. Regents of the University of California, 188 P.3d 629, 44 Cal. 4th 876, 80 Cal. Rptr. 3d 690, 27 I.E.R. Cas. (BNA) 1790, 2008 Cal. LEXIS 9370, 2 Cal. WCC 773 (Cal. 2008).

Opinions

Opinion

KENNARD, J.

The California Whistleblower Protection Act (Gov. Code, § 8547 et seq.)1 (hereafter the Whistleblower Act or the Act) prohibits retaliation against state employees who “report waste, fraud, abuse of authority, violation of law, or threat to public health” (§ 8547.1). The Act authorizes “an action for damages” to redress acts of retaliation. (§§ 8547.8, subd. (c), 8547.10, subd. (c), 8547.12, subd. (c).) But in the case of retaliation against a University of California employee, the Act provides that “any action for damages shall not be available . . . unless the injured, party has first filed a complaint with the [designated] university officer . . . , and the university has failed to reach a decision regarding that complaint within the time limits established for that purpose by the regents.” (§ 8547.10, subd. (c), italics added.) We conclude, as did the Court of Appeal, that this statutory language means what it says, precluding a damages action when, as here, the University of California has timely decided a retaliation complaint.

[883]*883I

Because this case comes before us on appeal from a judgment sustaining a demurrer, we assume the truth of the facts alleged in the complaint and the reasonable inferences that may be drawn from those facts. (See, e.g., Fox v. Ethicon Endo-Surgery, Inc. (2005) 35 Cal.4th 797, 810 [27 Cal.Rptr.3d 661, 110 P.3d 914]; Coleman v. Gulf Ins. Group (1986) 41 Cal.3d 782, 789, fn. 3 [226 Cal.Rptr. 90, 718 P.2d 77]; Blank v. Kirwan (1985) 39 Cal.3d 311, 318 [216 Cal.Rptr. 718, 703 P.2d 58].)

Plaintiffs Les G. Miklosy and Luciana Messina are computer scientists who, in February 2003, were employed by the Regents of the University of California (hereafter the University of California or the University), filling positions at the Lawrence Livermore National Laboratory (the Laboratory). Plaintiffs worked in the National Ignition Facility on a project designed to determine the safety and reliability of the nation’s nuclear weapons stockpile. One method of evaluating the safety and reliability of these weapons involved shooting laser beams at “nuclear material” placed in a “Target Chamber.”

As their work proceeded, plaintiffs “identified problems with the . . . project, including, inter alia, potential collisions by large million dollar robotic ‘positioners’ within the [Target Chamber] . . . , the delivery of unusable and untested control software, a lack of defined engineering and operational processes . . . , and inadequate . . . control operator training . . . .” Plaintiffs repeatedly expressed their concerns to management, both orally and in writing, enumerating specific mechanical problems with the positioners and the robotic controls.

On Friday, February 28, 2003, defendants Kim Minuzzo, Larry Lagin, and Jerry Krammen, who were supervisory employees of the Laboratory, fired Miklosy. As Miklosy was leaving the premises, he heard Minuzzo tell Krammen: “Messina is next.” Believing her performance was comparable to that of Miklosy, Messina submitted a letter of resignation. Lagin and Minuzzo asked Messina to reconsider her resignation over the weekend, which she agreed to do. When Messina returned to her office after this meeting, she found her computer disconnected.

On Monday, March 3, 2003, Messina inquired about transferring to a different position at the Laboratory, but Minuzzo telephoned her the next day and directed her to return to the National Ignition Facility. After that conversation had ended, but before the telephone call was disconnected, Messina overheard Minuzzo tell another employee that he intended to fire Messina. Messina resigned as of March 7, 2003.

[884]*884On August 16, 2003, plaintiffs filed complaints with the University under section 8547.10, subdivision (a), of the Whistleblower Act. The Laboratory’s Personnel Policies and Procedures Manual requires the director of the Laboratory to appoint a “Retaliation Complaint Officer” (RCO) to investigate a complaint of whistleblower retaliation. The RCO must prepare findings within 90 days; once the findings are submitted, the director of the Laboratory must reach a decision on the complaint within 15 days. The director’s decision may include “appropriate relief for the complainant” and may be appealed to the president of the University. This procedure is generally comparable to the procedure the State Personnel Board follows when evaluating similar complaints by state agency employees. (See Cal. Code Regs., tit. 2, § 56.3, subd. (a) [appointment of an investigator]; id., §§ 56.3, subd. (b), 56.5, subd. (a) [issuance of findings based on the investigator’s report]; id., § 56.5, subd. (d) [appeal to the five-member State Personnel Board]; id., §§ 56.2, subd. (c), 56.5, subd. (d), 56.8 [no right to a formal hearing at any point in the process, though one may be granted at the board’s discretion].)

In regard to plaintiffs’ complaints, John S. Hunt, a Laboratory employee, acted as the RCO. The Laboratory has a staff that exceeds 8,000, and there is no indication in the complaint that Hunt was in any way involved in the direct management of the National Ignition Facility or had any personal connection with the dispute. Hunt interviewed 23 witnesses and submitted his findings to Robert Perko, the staff relations officer, on November 4, 2003. Hunt found that Laboratory management had not reacted adversely to plaintiffs’ reports of problems at the National Ignition Facility, instead treating those reports as a normal part of project development. Hunt found no support for the assertion that management had retaliated against either Miklosy or Messina. Hunt determined instead that the Laboratory had fired Miklosy for unsatisfactory work performance and that the Laboratory had never intended to fire Messina and actually had tried to convince her to stay. The Laboratory director adopted Hunt’s findings and conclusions on November 17, 2003, and plaintiffs concede that the Laboratory reached its decision within the time limits specified in its internal policies. Plaintiffs did not appeal the director’s decision to the president of the University, and therefore the decision became the University’s final resolution of the matter.

On February 10, 2004, plaintiffs filed a damages action in superior court against the University and three supervisory employees—Minuzzo, Lagin, and Krammen. The complaint alleged four causes of action: (1) unlawful retaliation in violation of the Whistleblower Act (both plaintiffs); (2) wrongful termination in violation of public policy (Miklosy); (3) wrongful constructive termination in violation of public policy (Messina); and (4) intentional infliction of emotional distress (both plaintiffs). The complaint sought compensatory damages, punitive damages, and attorney fees.

[885]*885The trial court sustained defendants’ demurrer with leave to amend and, when plaintiffs filed an amended complaint, defendants again demurred. The trial court then sustained defendants’ demurrer without leave to amend, and dismissed plaintiffs’ action. The Court of Appeal affirmed, holding that plaintiffs had no viable claim under the Whistleblower Act because the University timely resolved their complaints, and further holding that plaintiffs’ common law claims were statutorily barred.

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188 P.3d 629, 44 Cal. 4th 876, 80 Cal. Rptr. 3d 690, 27 I.E.R. Cas. (BNA) 1790, 2008 Cal. LEXIS 9370, 2 Cal. WCC 773, Counsel Stack Legal Research, https://law.counselstack.com/opinion/miklosy-v-regents-of-the-university-of-california-cal-2008.