Apte v. Regents of the University of California

198 Cal. App. 3d 1084, 244 Cal. Rptr. 312, 1988 Cal. App. LEXIS 165
CourtCalifornia Court of Appeal
DecidedFebruary 24, 1988
DocketA037119
StatusPublished
Cited by14 cases

This text of 198 Cal. App. 3d 1084 (Apte v. Regents of the University of California) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Apte v. Regents of the University of California, 198 Cal. App. 3d 1084, 244 Cal. Rptr. 312, 1988 Cal. App. LEXIS 165 (Cal. Ct. App. 1988).

Opinion

Opinion

NEWSOM, J.

The Regents of the University of California (hereafter University) appeal from a judgment of the Superior Court of Alameda County granting a peremptory writ of mandate in favor of a former employee, Robert Apte, with the rank of associate professor, in the school of public health, at the University of California, Berkeley. The litigation was precipitated by a faculty vote of department A of the school of public health on May 8, 1979. At that time, Apte served as director of two teaching programs—Community Mental Health (hereafter CMH) and Native American Program in Mental Health Planning and Administration (hereafter Native American Program)—and derived 50 percent of his salary from each position. The faculty vote terminated the CMH program effective June 30, 1979, and the Native American Program effective June 30, 1980, with the incidental effect of reducing Apte’s faculty position 50 percent for the 1979-1980 academic year and eliminating it entirely thereafter.

Apte appealed the decision under the University’s grievance procedure for nonsenate academic appointees to a three-member hearing committee chaired by the dean of the law school. The committee heard three days of testimony and prepared a 31-page report concluding that the termination of Apte’s positions was an unreasonable action in violation of University policy. Pursuant to University procedure, the report was sent to the chancellor for final decision with the recommendation that Apte be paid 50 percent of his salary for the 1979-1980 academic year, and his full salary for the 1980-1981 academic year and that he be given some “appropriate compensation” for legal fees and lost salary in the following two academic years. The *1089 chancellor, however, rejected the committee’s recommendations in a letter, dated December 7, 1981, that upheld the faculty vote.

Apte filed a petition for a writ of mandate in the Alameda County Superi- or Court, seeking to set aside the chancellor’s decision. In an order entered July 19, 1984, the court found that the chancellor did not rely on the administrative record in reaching his decision and directed him to reconsider the decision on the basis of an independent review of the record. 1 The chancellor complied in a letter, dated January 11, 1985, that again upheld the faculty decision but granted Apte full salary for the 1979-1980 academic year on the ground that he had received inadequate notice of termination. Apte then petitioned the superior court for a second writ of mandate. In a judgment filed October 8, 1986, the court granted a peremptory writ of mandate ordering the University to pay Apte his salary and benefits for the 1980-1981 school year, plus attorney’s fees of $1,500, and to conduct an evidentiary hearing for the purpose of determining Apte’s right to compensation for loss of salary in subsequent academic years.

At the time of his dismissal, Apte had worked 13 years in university programs having an essentially provisional character. His department in the school of public health consisted largely of a number of specialized professional training programs, supported by federal grants, which were commonly described as “soft money” programs, indicating that their funding could end when the grant expired. The programs were largely autonomous, subject only to the scrutiny and control of the funding agency, but required the sponsorship of a tenured faculty member known as the “principal investigator.” Apte began his career in 1966 as a lecturer in the CMH program, funded by the National Institute for Mental Health (NIMH). In 1971 he became director of the program. The following year it was moved to department A of the school of public health where Professor Henrik Blum consented to act as principal investigator. Apte gained the rank of associate professor and was responsible in 1979 for administering an annual budget of $2 million in federal grants and for supervising seven teaching faculty members. But since he belonged to the “clinical series” of academic appointments, he lacked formal tenure.

Many faculty members and administrators viewed with concern the fragmentation of the school of public health into semi-autonomous programs that escaped any integrated administration. In 1977, when Richard Bailey *1090 became chair of department A, the dean of the school of public health gave him a mandate to curtail the scope and importance of these programs. In his first year and a half in office, Chairman Bailey was unable to induce the faculty to make any hard decisions. Each program had a constituency that effectively blocked change. Apte’s CMH program appeared to enjoy particularly solid support. A review of the program in 1974 had recommended that it “be made a regular part of the School of Public Health” and that the next tenure-rank position be allocated to the program.

The CMH program was effectively enlarged in 1978 by the creation of a closely associated program, the Native American Program, which drew heavily on CMH courses and had the same faculty sponsor, Dr. Henrik Blum. The Native American Program received a five-year grant from NIMH commencing in July 1978. It is noteworthy that the administration of the school of public health agreed to graft this new program onto the older CMH program at a time when it was committed to reducing soft-money programs. Moreover, the fact that the Native American Program grant extended to 1983, four years beyond the current CMH grant, appeared to reflect a general expectation that the CMH grant would be renewed. In order to serve as director of the new program, Apte reduced by 50 percent his commitment to the older CMH program. During the 1978-1979 academic year, he divided his time between the two programs.

Before recounting the history of Apte’s dismissal, we will consider the standard of review on appeal. We first observe that we are not free to indulge in an independent reconstruction of the events: our view of the record must be circumscribed by a limited appellate review of University proceedings.

Under article IX, section 9, of the California Constitution the University constitutes “a public trust” possessing “full powers of organization and government” and “all the powers necessary or convenient for the effective administration of its trust. . . .” “The Regents have the general rule-making or policy-making power in regard to the University [citation], and are (with exceptions not material here) fully empowered with respect to the organization and government of the University . . . .” (Goldberg v. Regents of the University of California (1967) 248 Cal.App.2d 867, 874 [57 Cal.Rptr. 463].) “As a consequence, policies established by the Regents as matters of internal regulation may enjoy a status equivalent to that of state statutes. [Citation.].” (Regents of University of California v. City of Santa Monica (1978) 77 Cal.App.3d 130, 135 [143 Cal.Rptr. 276].) In Ishimatsu v. Regents of University of California (1968) 266 Cal.App.2d 854, 864 [72 Cal.Rptr. 756], it was first held that the constitutional grant of power to the University includes the grant of quasi-judicial powers. The decision has *1091 found general acceptance. (Smith v. Regents of University of California

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Do v. The Regents of the University of California CA4/1
216 Cal. App. 4th 1474 (California Court of Appeal, 2013)
Miklosy v. Regents of the University of California
188 P.3d 629 (California Supreme Court, 2008)
Campbell v. Regents of University of California
106 P.3d 976 (California Supreme Court, 2005)
Palmer v. Regents of University of California
132 Cal. Rptr. 2d 567 (California Court of Appeal, 2003)
California Youth Authority v. State Personnel Board
128 Cal. Rptr. 2d 514 (California Court of Appeal, 2002)
Katzberg v. Regents of University of California
58 P.3d 339 (California Supreme Court, 2002)
Daniel v. American Board of Emergency Medicine
988 F. Supp. 127 (W.D. New York, 1997)
McGill v. Regents of University of California
44 Cal. App. 4th 1776 (California Court of Appeal, 1996)
Bunnett v. Regents of University of California
35 Cal. App. 4th 843 (California Court of Appeal, 1995)
City & County of San Francisco v. Board of Permit Appeals
207 Cal. App. 3d 1099 (California Court of Appeal, 1989)

Cite This Page — Counsel Stack

Bluebook (online)
198 Cal. App. 3d 1084, 244 Cal. Rptr. 312, 1988 Cal. App. LEXIS 165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/apte-v-regents-of-the-university-of-california-calctapp-1988.