Merck & Cie v. Gnosis S.P.A.

808 F.3d 829, 117 U.S.P.Q. 2d (BNA) 1393, 2015 U.S. App. LEXIS 21927, 2015 WL 9204017
CourtCourt of Appeals for the Federal Circuit
DecidedDecember 17, 2015
Docket2014-1779
StatusPublished
Cited by35 cases

This text of 808 F.3d 829 (Merck & Cie v. Gnosis S.P.A.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Merck & Cie v. Gnosis S.P.A., 808 F.3d 829, 117 U.S.P.Q. 2d (BNA) 1393, 2015 U.S. App. LEXIS 21927, 2015 WL 9204017 (Fed. Cir. 2015).

Opinions

Opinion for the court filed by Circuit Judge HUGHES.

Dissenting opinion filed by Circuit Judge NEWMAN.

HUGHES, Circuit Judge.

Merck & Cie appeals from the Patent Trial and Appeal Board’s decision that the contested claims of its patent are invalid [831]*831for obviousness. Merck argues that the prior art taught away from the claimed method, and that objective indicia of non-obviousness further support the patenta-bility of the claims. Because the Board’s factual findings to the contrary were supported by substantial evidence and because we agree with the Board’s ultimate conclusion of obviousness, we affirm.

I

A

Merck owns U.S. Patent No. 6,011,040. At the request of Gnosis S.p.A., Gnosis Bioresearch S.A., and Gnosis U.S.A. (collectively, Gnosis) the- Board instituted inter partes review of claims 1-3, 5, 6, 8, 9, Ills, and 19-22 of the '040 patent. Merck filed a response and a motion to cancel claims 1-3, 5, 6, and 13, which the Board granted. Accordingly, the Board only reviewed the patentability of dependent claims 8, 9, 11, 12, 14, 15, and 19-22.

The '040 patent relates to methods of using folates to lower levels of homocy-steine in the human body. '040 patent, col. 111. 10-14. Homocysteine is an amino acid that, when present in excessive quantities, can cause severe cardiovascular, ocular, neurological, and skeletal disorders. Id. at col. 1 11. 60-62. One way the body regulates homocysteine levels is through a metabolic process called the methionine cycle, in which homocysteine is converted to methionine. A common cause of elevated homocysteine levels, or hyperhomocy-steinemia, is a deficiency of the enzymes and other compounds used in the methionine cycle to dispose of homocysteine. Id. at col. 11. 45.

One such compound is 5-methyl-tetrah-ydrofolic acid (5-MTHF). 5-MTHF is a reduced folate, meaning it is less oxidized than folic acid. 5-MTHF occurs naturally in foods, and is also produced when folic acid is metabolized in the body. The methionine cycle uses 5-MTHF and vitamin B12 to convert homocysteine to methionine.

There are two stereoisomers of 5-MTHF relevant here. Stereoisomers are compounds with the same chemical formula, but with different three-dimensional orientations. The “natural” stereoisomer of 5-MTHF is 5-methyl-(6S)-tetrahydrofolic acid or L-5-MTHF. The “unnatural” stereoisomer is 5-methyl-(6R)-tetrahydro-folic acid or D-5-MTHF, and is a mirror image of L-5-MTHF.

Claims 8 and 9 of the '040 patent recite a method of “preventing or treating disease associated with increased levels of homocysteine ... comprising administering at least one tetrahydrofolate in natural stereoisomeric form,” wherein the tetrahy-drofolate is L-5-MTHF or a salt thereof. '040 patent, col. 5 11. 26-31, 56-57, col. 6 11. 1.-3.

Claims 11 and 12 further require that the increased levels of homocysteine are associated with a deficiency of methylene tetrahydrofolate reductase, an enzyme that helps generate L-5-MTHF for the methionine cycle. Id. at col. 6 11. 7-17. In claims 14 and 15, the deficiency specifically involves thermolabile (i.e. easily affected by heat) methylene tetrahydrofolate reduc-tase. Id. at col. 6 11. 23-33.

Claim 21 limits the method in claim 11 to require administration of L-5-MTHF “in combination with at least one pharma-ceutically compatible active substance or at least one pharmaceutically compatible ad-juvant substance,” and claim 22 specifies that the pharmaceutically compatible active substance “comprises at least one B-vitamin.” Id. at col. 6 11. 49-56. Claims 19 and 20 apply the same “pharmaceutically compatible active substance” limitations to the method in claim 5, in which the administered tetrahydrofolate is one of a list of [832]*832compounds that includes L-5-MTHF. Id. at col. 5 11. 36-41.

B

The Board found that all of the contested claims were obvious in light of three prior art references: European Patent App. No. 0 595 005 (Serfontein); U.S. Patent No. 5,194,611 (Marazza); and Johan Ubbink et al., Vitamin B-12, Vitamin B-6, and Folate Nutritional Status in Men with Hyperhomocysteinemia, 57 Am. J. Clinical Nutrition, 47, 47-53 (1993) (Ub-bink).

Serfontein discloses “a pharmaceutical preparation for lowering levels of homocy-steine ... in a patient.” Serfontein, at 4 11. 37-39. Serfontein teaches that elevated levels of homocysteine are linked to numerous clinical defects, including cardiovascular problems such as precocious occlusive vascular disease; and abnormalities in the eyes, skeletal system, and central nervous system. Serfontein also explains that high levels of homocysteine are often associated with folate deficiencies, and are sometimes caused by hereditary enzyme deficiencies. Thus, to treat high levels of homocysteine, Serfontein discloses a preparation that includes “folate or a suitable active metabolite of folate,” along with vitamins B6 and B12. Id. at 11. 37-42.

Although Serfontein does not specify what constitutes a “suitable active metabolite of folate,” Marazza identifies L-5MTHF as a “natural metabolite” that may be used “as at least one active compound” in a treatment for folate deficiency. Marazza, col. 1 ll. 25-28. Marazza explains that commercially available forms of 5-MTHF at the time were mixtures of L-5MTHF and its enantiomer D-5-MTHF. Id. at col. 2 ll. 3-6. It then discusses previous studies suggesting that the unnatural enantiomer D-5-MTHF may interfere with the transport of folate through the cell membranes in humans. Id. at col. 2 11.16-20. To address this issue, Marazza teaches a process by which a mixture of these 5-MTHF stereoisomers may be separated into pure L-5-MTHF and D-5MTHF forms. Id. at col. 3 11. 32-36.

Ubbink is a study of folate levels in men with elevated levels of homocysteine. Ub-bink affirms that “[n]umerous studies have indicated that elevated plasma homocy-steine concentrations are associated with increased risk for premature vascular disease.” J.A. 836. It also states that the reasons for hyperhomocysteinemia include enzyme defects such as “cystathionine-a-synthase deficiency, or possession of a thermolabile variant of methylenetetrahy-drofolate reductase, an enzyme required in the remethylation of homocysteine to methionine.” J.A. 836 (citations omitted). Ubbink describes the positive results of treating these conditions with a vitamin supplement containing folic acid.

The Board found that, because of the close similarity of purpose and disclosure between Serfontein and Marazza, a person of ordinary skill in the art would have been motivated to combine the two references to arrive at a method of treating elevated levels of homocysteine with L-5-MTHF, as recited in claims 8, 9, 19, and 20 of the '040 patent. Further, the Board found a person of skill would have been motivated to use this method in the situation disclosed in Ubbink, in which the elevated homocysteine levels are associated with certain enzyme deficiencies. The Board found that this combination of Serfontein, Marazza, and Ubbink discloses the additional limitations of claims 11, 12, 14, 15, 21, and 22.

The Board also considered objective in-dicia of non-obviousness. The Board concluded that Merck failed to demonstrate an adequate nexus between the novel fea[833]*833tures of the '040 patent and the evidence of commercial success, licensing, copying, and industry praise.

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808 F.3d 829, 117 U.S.P.Q. 2d (BNA) 1393, 2015 U.S. App. LEXIS 21927, 2015 WL 9204017, Counsel Stack Legal Research, https://law.counselstack.com/opinion/merck-cie-v-gnosis-spa-cafc-2015.