Maxfield v. Cox

CourtDistrict Court, D. Utah
DecidedAugust 18, 2021
Docket4:19-cv-00106
StatusUnknown

This text of Maxfield v. Cox (Maxfield v. Cox) is published on Counsel Stack Legal Research, covering District Court, D. Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maxfield v. Cox, (D. Utah 2021).

Opinion

THE UNITED STATES DISTRICT COURT DISTRICT OF UTAH

STEVEN G. MAXFIELD; MORRIS MEMORANDUM DECISION AND MAXFIELD; and DANIEL NEWBY, ORDER DENYING MOTION FOR ATTORNEYS’ FEES Plaintiffs, Case No. 4:19-cv-00106-DN v. District Judge David Nuffer DEIDRE M. HENDERSON,1 in her official Magistrate Judge Paul Kohler capacity as Lieutenant Governor of Utah,

Defendant.

Plaintiffs Steven G. Maxfield, Morris Maxfield, and Daniel Newby (“Plaintiffs”) sued Defendant Deidre M. Henderson in her official capacity as Lieutenant Governor of Utah (the “Lt. Governor”)2 for rejecting Plaintiffs’ referendum application based on an allegedly unconstitutional voting requirement for sponsors in Utah’s Referendum Statute. After Plaintiffs filed this action and before the Tenth Circuit heard oral argument for an interlocutory appeal filed by the Lt. Governor, the Referendum Statute was amended, and the parties settled. Plaintiffs’ action was dismissed by the Tenth Circuit without prejudice to Plaintiffs’ filing a motion for attorneys’ fees. Plaintiffs timely filed their Motion for Attorneys’ Fees and Costs

1 Plaintiffs designated Spencer Cox, in his official capacity as Lt. Governor of Utah, as the defendant in this action. Since then, Deidre Henderson has become the new Lt. Governor of Utah. Fed. R. Civ. P. 25(d) provides that when “a public officer who is a party in an official capacity . . . ceases to hold office . . . the officer’s successor is automatically substituted as a party. Later proceedings should be in the substituted party’s name. . . .” 2 The Lt. Governor makes the argument that only her personal actions may be reviewed for bad faith. Opposition at 6. However, this action is not against Ms. Henderson in her personal capacity, but in her official capacity, so this action is, “for all practical purposes, brought against the State.” Hutto v. Finney, 437 U.S. 678, 699 (1978). That said, the Lt. Governor is not responsible for all the actions of the State of Utah, in its various branches, but only for those taken by her in her official capacity. (“Motion”).3 The Lt. Governor filed an opposition (“Opposition”),4 and Plaintiffs filed a reply (“Reply”).5 After careful consideration of the pleadings, the parties’ memoranda, and the relevant legal authority, Plaintiffs’ Motion is DENIED. Table of Contents Background ..................................................................................................................................... 2 Discussion ....................................................................................................................................... 5 Plaintiffs fail to allege any actions by the Lt. Governor that constitute bad faith during the course of litigation. ................................................................................................. 8 Plaintiffs fail to show that the Lt. Governor asserted colorless defenses or otherwise acted in bad faith in this action. ........................................................................................ 9 Conclusion .................................................................................................................................... 13 Order ........................................................................................................................................... 14

BACKGROUND Utah’s Constitution grants “[t]he legal voters of the State of Utah” the right to “initiate any desired legislation” or submit any law passed by the Legislature to referendum, “as provided by statute.”6 Chapter 7 of Utah’s Election Code provides the procedures for Initiatives and Referenda, with the Initiative Statute7 contained in Part 2 and the Referendum Statute8 contained in Part 3. Plaintiffs filed their Complaint9 against the Lt. Governor in December 2019 after their application to submit to referendum Senate Bill 2001 (“Application”),10 the Tax Restructuring

3 Motion for Attorneys’ Fees and Costs (“Motion”), docket no. 63, filed Jun. 4, 2021. 4 Defendant’s Memorandum in Opposition to Plaintiffs’ Motion for Attorney Fees and Costs (“Opposition”), docket no. 68, filed Jul. 2, 2021. 5 Reply in Support of Motion for Attorneys’ Fees and Costs (“Reply”), docket no. 70, filed Jul. 30, 2021. 6 Utah Const. art. VI, § 1(2)(a)(i). 7 Utah Code § 20a-7-201 et seq. 8 Utah Code § 20a-7-301 et seq. 9 Verified Amended Complaint (“Complaint”), docket no. 5, filed Dec. 24, 2019. 10 Exhibit 1, Application for an Initiative or Referendum (“Application”), docket no. 5-1, filed Dec. 24, 2019. Revisions Bill (“S.B. 2001”), was denied by the Lt. Governor.11 Plaintiffs’ Complaint alleged that two provisions in Utah’s Referendum Statute12 were unconstitutional: (1) a requirement that each of the five sponsors of a referendum voted in a general Utah election within the last three years (“Voting Requirement”)13; and (2) a requirement that petitioners collect signatures from

8% of active voters in at least 15 of Utah’s 29 counties (“County Requirement”) (together, the “Provisions”).1415 Utah’s Initiative Statute16 had a similar county requirement that was struck down as unconstitutional by the Utah Supreme Court in Gallivan v. Walker.17 The county requirement in the Initiative Statute was replaced with a Senate District requirement,18 but the County Requirement in Utah’s Referendum Statute was still good law when Plaintiffs filed this action. The Lt. Governor rejected Plaintiffs’ Application because only four out of the required five sponsors satisfied the Voting Requirement.19 Because Plaintiffs’ Application was rejected at this initial approval phase, they could not move on to the signature gathering phase, and the Lt. Governor never applied the County Requirement to Plaintiffs.

11 Complaint ¶¶ 13–14 at 3–4, ¶ 19 at 5. 12 Utah Code § 20a-7-301 et seq. 13 Utah Code § 20A-7-302(2)(b)(ii), amended by H.B. 211, 64th Leg., 2021 Gen. Sess. (Utah 2021) (“H.B. 211”) at 1707–10. H.B. 211 removed the Referendum Statute’s Voting Requirement. 14 Utah Code § 20A-7-301(1)(a)(ii), amended by H.B. 211, 1682–4 (2021). H.B. 211 changed “counties” to “Senate districts.” 15 Complaint at 6–15. 16 Utah Code § 20a-7-201 et seq. 17 Gallivan v. Walker, 54 P.3d 1069, 1076 (Utah 2002). 18 Utah Code Ann. § 20A-7-201(1)(a)(ii). 19 Complaint, Exhibit 2, docket no. 5-2, filed Dec. 24, 2019. A little over one month after Plaintiffs filed their Complaint, the Lt. Governor announced the repeal of S.B. 2001.20 On February 28, 2020, the Lt. Governor filed a motion to dismiss (“Motion to Dismiss”) this action, arguing that the repeal of S.B. 2001 mooted Plaintiffs’ claims.21 The Motion to Dismiss was denied (“Order Denying Dismissal”)22 because the Plaintiffs’

injury was the rejection of their Application and the challenged Voting Requirement was still in effect.23 The Lt.

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Maxfield v. Cox, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maxfield-v-cox-utd-2021.