Marré v. United States

117 F.3d 297, 80 A.F.T.R.2d (RIA) 5523, 1997 U.S. App. LEXIS 18198
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 22, 1997
DocketNos. 96-20004, 96-20147
StatusPublished
Cited by7 cases

This text of 117 F.3d 297 (Marré v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marré v. United States, 117 F.3d 297, 80 A.F.T.R.2d (RIA) 5523, 1997 U.S. App. LEXIS 18198 (5th Cir. 1997).

Opinion

GARWOOD, Circuit Judge:

Plaintiffs-appellees Richard L. Marré (Marré) and Agriteeh Enterprises, Inc. (Agriteeh), Marré’s wholly owned corporation, sued the United States (government) under 26 U.S.C. § 7431 of the Internal Revenue Code for wrongful disclosure of plaintiffs’ tax return information. The district court awarded statutory damages and attorneys’ fees to Marré but rejected Agritech’s claim for damages and attorneys’ fees. Plaintiffs appealed and the government cross-appealed on the amount of attorneys’ fees awarded to Marré. A panel of this Court affirmed Marré’s damages award but reduced his attorneys’ fees. The Court also reversed and remanded Agritech’s claim for damages and attorneys’ fees. On remand, the government and Agriteeh agreed on the amount of statutory damages. The district court awarded Agriteeh attorneys’ fees in the amount of $55,500 and ordered the government not to set off the damages and attorneys’ fees awarded to the plaintiffs against tax assessments made by the government against plaintiffs under 26 U.S.C. §§ 6700 and 6701. Further, the Court allowed HP-84 Nursery Associates (Nursery Associates), a judgment creditor of Marré, to intervene and held that Nursery Associates was entitled to fifty percent of Marré’s damages and attorneys’ fees. The government and Nursery Associates now appeal. We affirm in part and reverse in part.

Facts and Proceedings Below

In 1981, Marré founded Agriteeh, a corporation organized to construct modular solar-heated greenhouse facilities on various tracts of land in Ellis and Waller counties in Texas. Marré marketed these greenhouses to limited partnerships and individual investors as tax shelters. In early 1985, the Criminal Investigation Division of the Internal Revenue Service (IRS) began a criminal investigation of the plaintiffs’ greenhouse operation. The IRS believed that the plaintiffs had marketed the solar greenhouses as a tax shelter but failed to construct completed greenhouse facilities.

During the course of the investigation, Special Agent Lindell Parrish of the IRS interviewed numerous Agriteeh investors, promoters, suppliers, and employees and mailed out a large number of form or “circular” letters to the Agriteeh investors and various suppliers. In these interviews and letters, Agent Parrish stated that Marré and Agriteeh were under investigation by the IRS for allegedly aiding and assisting in the filing of false tax returns in violation of 26 U.S.C. § 7206(2), and in the view of the IRS, any tax return that showed deductions or credits in connection with the Agriteeh tax shelter was false and fraudulent. Attached to each letter was a questionnaire that included statements that indicated Marré had been dishonest with the investors.

Marré and Agriteeh filed suit against the government in the district court below under 26 U.S.C. § 7431, seeking damages for [300]*300wrongful disclosures of their tax return information as defined in 26 U.S.C. § 6103(b)(2), in violation of 26 U.S.C. §§ 6103(a)(1) and 6103(k)(6). Marré v. United States, No. Civ. A. H-88-1103, 1992 WL 240527 (S.D.Tex. June 22, 1992). Following a bench trial, the district court found that the IRS had made 215 unauthorized disclosures. The court determined that Marré suffered no actual damages from the disclosures and, therefore, was not entitled to an award for either compensatory or punitive damages. The court did, however, award Marré statutory damages of $1,000 per disclosure, or $215,000. The court also held that Agritech was not entitled to any damages because it had ceased doing business approximately two years before the disclosures were made; hence, the court opined, an award of damages to Agritech would amount to a double recovery for Marré. Finally, the court held that Marré, but not Agriteeh, was entitled under 26 U.S.C. § 7430 to recover reasonable attorneys’ fees of $308,444.60 and costs of $17,738.02, for a total of $326,182.62.

Marré appealed on the amount of damages and Agritech appealed the district court’s rejection of its claim for damages and attorneys’ fees. The government cross-appealed on the amount of attorneys’ fees awarded to Marré. On appeal, we affirmed Marré’s damages award, holding that the district court did not err in denying him actual damages and that, even if punitive damages were recoverable under 26 U.S.C. § 7431(c) in the absence of actual damages, the evidence did not sufficiently support an award for punitive damages. Marré v. United States, 38 F.3d 823, 825-28 (5th Cir.1994) (Marré I). This Court also reduced Marré’s attorneys’ fees award to $107,500 plus costs of $17,738.02, to reflect the actual expenses incurred under his contingency fee agreement with his attorneys. With respect to Agritech, this Court concluded that nothing in section 7431 pre-eluded the. corporation from recovering damages under that provision. We vacated that part of the district court’s judgment denying damages to Agritech and remanded for reconsideration of Agritech’s claim for damages and attorneys’ fees.1

On remand, the parties agreed that Agri-tech was entitled to statutory damages under section 7431 of $111,000 for 111 separate acts of unauthorized disclosure of its tax return information. The parties disagreed, however, on whether Agritech was entitled to any attorneys’ fees under section 7430. The district court determined that Agritech was entitled, “under the law of the ease,” to an award of $55,500 for its attorneys’ fees. The court also held that the government could not set off the plaintiffs’ damages and attorneys’ fees awards against tax assessments the IRS had made against Marré and Agritech under sections 6700 and 6701 while appeal was pending in Marré I.2 Finally, the judgment required the government to pay fifty percent of Marré’s damages and attorneys’ fees to Nursery Associates, a creditor that had obtained a judgment and turnover order against Marré in Texas state court and that the district court had allowed to intervene.

The government now appeals, arguing that the district court erred in awarding Agritech attorneys’ fees and in prohibiting the government from setting off plaintiffs’ damages and attorneys’ fees against their tax liabilities. Nursery Associates appeals the district court’s judgment limiting its award to only fifty percent of Marré’s damages and attorneys’ fees and denying its request for reasonable attorneys’ fees.

Discussion

1. Agritech’s Attorneys’ Fees

Section 7430 of the Internal Revenue Code provides that taxpayers who pre[301]

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Bluebook (online)
117 F.3d 297, 80 A.F.T.R.2d (RIA) 5523, 1997 U.S. App. LEXIS 18198, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marre-v-united-states-ca5-1997.