Maine Green Party v. ME, Secy of State

173 F.3d 1, 1999 U.S. App. LEXIS 3218, 1999 WL 115057
CourtCourt of Appeals for the First Circuit
DecidedMarch 2, 1999
Docket98-1309
StatusPublished
Cited by27 cases

This text of 173 F.3d 1 (Maine Green Party v. ME, Secy of State) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maine Green Party v. ME, Secy of State, 173 F.3d 1, 1999 U.S. App. LEXIS 3218, 1999 WL 115057 (1st Cir. 1999).

Opinions

STAHL, Circuit Judge.

Following the 1996 presidential election, Maine’s Secretary of State informed plaintiff-appellant Maine Green Party that it was disqualified from official party status because its presidential nominee, Ralph Nader, had failed to receive at least 5% of the Maine presidential vote. See 21-A M.R.S.A. § 301(1)(C) (1992) (requiring, inter alia, previously-qualified parties1 to receive at least 5% of the presidential vote in presidential election years and at least 5% of the gubernatorial vote in gubernatorial election years to retain official party [2]*2status). Plaintiff subsequently filed a declaratory judgment action claiming, insofar as is here relevant, that § 301(l)(C)’s presidential vote requirement violates plaintiffs First and Fourteenth Amendment rights because it effectively prohibits the formation of new political parties that lack national organizations. In due course, the parties cross-moved for summary judgment.

As developed in its summary judgment papers, plaintiffs argument was a tripartite syllogism: (1) “the backing of a nationally known and reasonably capable national party is essential for a presidential candidate of a state party if he or she is to have credibility with the voters in that state,” Plaintiffs Objection to Defendant’s Motion for Summary Judgment and Cross Motion for Summary Judgment with Incorporated Memorandum of Law at 7; (2) Maine’s presidential vote requirement has the practical effect of “prohibiting] the formation of third parties from within the State of Maine that have no national organization[s],” id. at 10, and (3) the presidential vote requirement thus forecloses the development of new political parties in Maine, as new parties will almost inevitably lack national organizations, see id. In presenting this argument, plaintiff also asserted that it had had no intention of fielding a candidate for the 1996 presidential election; it had only done so after learning that it faced disqualification and in the hope that Mr. Nader would receive enough of the vote to obviate the need for this litigation.

The district court referred the matter to Magistrate Judge Cohen for a report and recommendation. Magistrate Judge Cohen recommended that summary judgment be entered for the State and against plaintiff. He initially questioned the foundational premise of plaintiffs argument, reasoning that “it is possible that Maine voters who care enough about the official status of a new political party would be willing to vote for that party’s presidential candidate even if that candidate cannot win because he or she lacks a national organization or presence.” Maine Green Party v. Secretary of State, Civil No. 96-261-B-C, Recommended Decision on Cross-Motions for Summary Judgment at 12 (D. Me. filed Dec. 24, 1997). In any event, he concluded that the presidential vote requirement was insufficiently burdensome to warrant strict scrutiny, see id. at 12-14 (applying Supreme Court and First Circuit case law), suggesting that “the restriction at issue here in no ’ way regulates the organization and development of political parties,” id. at 14-15. In declining to apply strict scrutiny, Magistrate Judge Cohen contrasted § 301(1)(C) with statutes prohibiting the governing bodies of political parties from endorsing candidates in their parties’ primaries, see Eu v. San Francisco County Democratic Central Committee, 489 U.S. 214, 222-33, 109 S.Ct. 1013, 103 L.Ed.2d 271 (1989) (striking down such a statute), and with statutes prohibiting political parties from allowing independent voters to participate in then- primaries, see Tashjian v. Republican Party of Conn., 479 U.S. 208, 213-25, 107 S.Ct. 544, 93 L.Ed.2d 514 (1986) (similar). Applying the more lenient rational basis review, Magistrate Judge Cohen concluded that § 301(1)(C) passed constitutional muster with room to spare. See Maine Green Party, Recommended Decision at 14-16.

Apparently after having secured new counsel, plaintiff objected to the report and recommendation.2 But its objection set forth an additional argument not urged in the summary judgment papers: that it would be unconstitutional to apply § 301(1)(C) to a party, like itself, which [3]*3chooses to organize solely on the state and local level. We pause here to emphasize this shift in plaintiffs position. Prior to filing its objection to the report and recommendation, the thrust of plaintiffs argument, as we have said, was that it would be unconstitutional to apply § 301(l)(C)’s presidential vote requirement to a new party, like itself, that lacked the resources to support a national organization. In contrast, plaintiffs objection for the first time suggested that plaintiffs lack of a national organization was instead an outgrowth of the party’s philosophical commitment to operate only on the state and local level. The district court, facing time constraints related to the then-upcoming 1998 primary elections, accepted the magistrate judge’s recommended disposition without commenting upon the new twist put on plaintiffs argument by plaintiffs new counsel, or even indicating whether it had given the argument plenary consideration.3

On appeal, plaintiff has effectively elected to develop and press only the argument that application to it of § 301(l)(C)’s presidential vote requirement unconstitutionally interferes with one of its associational first principles: to remain a solely local party. By way of elaborating this position, plaintiff further asserts before us that it has “a constitutional right to choose not to run candidates for president at all.” Appellant’s Brief at 13. The State, though apparently perceiving plaintiffs argumentative shift, has not presented us with a developed responsive argument; it has merely sought to distinguish Eu and Task-jian, and it has made little mention of plaintiffs asserted right not to run presidential candidates.

The distinction between the position taken by plaintiff at the summary judgment stage and the position taken by plaintiff on appeal strikes us as potentially crucial. If, on the one hand, plaintiff was unable to field a viable presidential candidate because it was new and therefore lacked the support and resources to implement a national organization, we could, at the very least, rest assured that § 301(1)(C) was operating within contemplated circumstances. The statute plainly was intended to assure that official parties be sufficiently supported. See Jenness v. Fortson, 403 U.S. 431, 442, 91 S.Ct. 1970, 29 L.Ed.2d 554 (1971) (“[Tjhere is surely an important state interest in requiring some preliminary showing of a significant modicum of support before printing the name of a political organization’s candidate on the ballot.”); see also Libertarian Party of Maine v. Diamond, 992 F.2d 365, 371-72 (1st Cir.1993) (state may properly require a political party to demonstrate continued “substantial support” among the electorate as a condition of official party status).

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Bluebook (online)
173 F.3d 1, 1999 U.S. App. LEXIS 3218, 1999 WL 115057, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maine-green-party-v-me-secy-of-state-ca1-1999.