Lynn Martin, Secretary, United States Department of Labor v. Trinity Industries, Inc., a Corporation, and Gary Schmedt, an Individual

959 F.2d 45, 1992 CCH OSHD 29,668, 15 OSHC (BNA) 1577, 1992 U.S. App. LEXIS 7723, 1992 WL 69619
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 24, 1992
Docket91-2626
StatusPublished
Cited by79 cases

This text of 959 F.2d 45 (Lynn Martin, Secretary, United States Department of Labor v. Trinity Industries, Inc., a Corporation, and Gary Schmedt, an Individual) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Lynn Martin, Secretary, United States Department of Labor v. Trinity Industries, Inc., a Corporation, and Gary Schmedt, an Individual, 959 F.2d 45, 1992 CCH OSHD 29,668, 15 OSHC (BNA) 1577, 1992 U.S. App. LEXIS 7723, 1992 WL 69619 (5th Cir. 1992).

Opinion

DUHÉ, Circuit Judge:

The Secretary of Labor petitioned to have Defendants held in contempt for interfering with a warrant-authorized inspection of a steel plant owned by Defendant Trinity Industries and managed by Defendant Gary Schmedt. After a hearing, the district court found Defendants in contempt for failure to honor the warrant and ordered them, as part of the sanction, to require employees to wear test equipment. Defendants appeal, challenging the contempt determination and the injunction that they require employees to wear the testing equipment. For the following reasons, we affirm the finding of contempt, but reverse the injunction and remand for another remedial order.

I. THE CONTEMPT DETERMINATION

This Court reviews the district court’s order holding Defendants in contempt for an abuse of discretion. United States v. Sorrells, 877 F.2d 346, 348 (5th Cir.1989). We measure the competency of the district court’s underlying findings un *47 der the clearly erroneous rule. Petroleos Mexicanos v. Crawford Enterprises, Inc., 826 F.2d 392, 401 (5th Cir.1987) (citing Anderson v. City of Bessemer City, 470 U.S. 564, 572, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985)); Neely v. City of Grenada, 799 F.2d 203, 207-08 (5th Cir.1986).

A movant in a civil contempt proceeding bears the burden of establishing by clear and convincing evidence 1) that a court order was in effect, 2) that the order required certain conduct by the respondent, and 3) that the respondent failed to comply with the court’s order. Petroleos Mexicanos, 826 F.2d at 401 (citing McComb v. Jacksonville Paper Co., 336 U.S. 187, 191, 69 S.Ct. 497, 499, 93 L.Ed. 599 (1949)).

Defendants contend on appeal that the warrant was ambiguous and that they honored the warrant — apparent challenges to requirements two (certainty) and three (compliance). Defendants’ argument that they cannot be held in civil contempt because the warrant is invalid actually challenges the validity of the remedial order, 1 which is discussed hereafter. We first address Defendants’ argument that the warrant was vague.

A. Certainty of the Warrant.

In order to inspect Defendants’ plant OSHA obtained a warrant which provided, “The [OSHA] compliance personnel shall also be permitted ... to affix sampling or testing equipment to the persons of employees, if necessary.” The OSHA inspector wanted the employees to wear noise dosimeters, or personal sampling devices that measure noise exposures. Defendants assert that the warrant does not “clearly and unambiguously” order Trinity to compel its employees to wear such test equipment against their wishes. This is indeed so, as the warrant requires only that Defendants permit OSHA to affix the devices to employees. The warrant is nonetheless specific enough to meet the certainty requirement for a finding of contempt.

Contempt is committed only if a person violates a court order requiring in specific and definite language that a person do or refrain from doing an act. Baddock v. Villard (In re Baum), 606 F.2d 592, 593 (5th Cir.1979). “The judicial contempt power is a potent weapon which should not be used if the court’s order upon which the contempt was founded is vague or ambiguous.” Id. (citing International Longshoremen’s Ass’n, Local 1291 v. Philadelphia Marine Trade Ass’n, 389 U.S. 64, 76, 88 S.Ct. 201, 208, 19 L.Ed.2d 236 (1967)).

The order in this case stands in sharp contrast to orders held too vague to sustain a finding of contempt. For example, a decree ordering compliance with an arbitrator’s award was too vague to sustain a finding of contempt of that decree, because the arbitrator’s award contained only an abstract conclusion of law, not an operative command. See International Longshoremen’s Ass’n, 389 U.S. at 74, 88 S.Ct. at 206. In Baddock an order vacating a notice of deposition would not support the determination that an attorney was in contempt for taking the deposition: the order neither specifically directed that the deposition not take place (as it might have done under the discovery rules), nor specifically addressed itself to the attorney held in contempt. Baddock, 606 F.2d at 593.

In this case the warrant is sufficiently specific, certain, and unequivocal for the district court to have found contempt. Defendants were found to have actively interfered with OSHA’s attempts to secure employee cooperation in wearing the dosimeters. Thus, Defendants did not “permit” OSHA personnel to affix the equipment as the warrant required.. It does not require a strained reading of the warrant to reach the conclusion that Defendants violated it.

B. Failure to Comply.

Defendants next contend that the evidence established that Trinity did permit OSHA to conduct testing and to affix do *48 simeters to employees who agreed to wear them. The district court found that Defendants “impeded the investigation and intimidated the employees.” Ample evidence supports the district court's finding.

OSHA Compliance Officer Kroll testified that Schmedt interrupted before employees had a chance to answer her questions directed to them. She also testified that through non-verbal cues such as winks and nods, Schmedt dissuaded the employees from cooperating. Schmedt testified that Trinity convened several meetings as a result of the OSHA inspection, and that he advised the employees, “that [Trinity] had a safety rule ... that we preferred them not to wear [dosimeters] because it violated this safety rule; and we felt it was a safety hazard; and we didn’t want them getting hurt; but it was their call.”

Because there was ample evidence to support the finding that Defendants impeded the investigation and intimidated employees, the court’s finding is not clearly erroneous. Upon making the finding that Defendants impeded the investigation and intimidated employees, the district court did not abuse its discretion in determining that Defendants were in contempt of the warrant authorizing OSHA to conduct the inspection.

II. THE SANCTION

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959 F.2d 45, 1992 CCH OSHD 29,668, 15 OSHC (BNA) 1577, 1992 U.S. App. LEXIS 7723, 1992 WL 69619, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lynn-martin-secretary-united-states-department-of-labor-v-trinity-ca5-1992.