Lyman v. Baker

954 F.3d 351
CourtCourt of Appeals for the First Circuit
DecidedMarch 31, 2020
Docket18-2235P
StatusPublished
Cited by73 cases

This text of 954 F.3d 351 (Lyman v. Baker) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lyman v. Baker, 954 F.3d 351 (1st Cir. 2020).

Opinion

United States Court of Appeals For the First Circuit

No. 18-2235

RICHARD J. LYMAN, WILLIAM F. WELD, and ROBERT D. CAPODILUPO,

Plaintiffs, Appellants,

v.

CHARLES D. BAKER, in his official capacity as Governor of the Commonwealth of Massachusetts; and WILLIAM FRANCIS GALVIN, in his official capacity as Secretary of the Commonwealth of Massachusetts,

Defendants, Appellees.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Patti B. Saris, U.S. District Judge]

Before

Torruella, Lipez, and Kayatta, Circuit Judges.

David Boies, with whom James P. Denvir III, Amy J. Mauser, Karen L. Dunn, Lisa Barclay, Amy L. Neuhardt, Hamish P.M. Hume, Melissa Shube, Trevor P. Stutz, Nafees Syed, Boies Schiller Flexner LLP, Jennifer D. Hackett, James R. Martin, Allison M. Vissichelli, Zelle LLP, Mark Guerrero, Mary Whittle, Guerrero & Whittle PLLC, Randall L. Allen, Alston & Bird LLP, David H. Fry, J. Max Rosen, Michael B. Desanctis, Munger, Tolles & Olson LLP, Scott A. Martin, Irving Scher, Jeanette Bayoumi, Michael D. Hausfeld, Swathi Bojedla, Hausfeld LLP, María Amelia Calaf, Jack A. Simms, Jr., Ryan A. Botkin, Katherine P. Chiarello, Karen S. Vladeck, W. Reid Wittliff, Wittliff Cutter Austin, PLLC, and Samuel Issacharoff, were on brief, for appellants. Amy Spector, Assistant Attorney General, with whom Maura Healey, Attorney General, and Robert E. Toone, Assistant Attorney General, were on brief, for appellees.

March 31, 2020

-2- TORRUELLA, Circuit Judge. The appellants in this case

are three Massachusetts voters who challenge the constitutionality

of the winner-take-all method for selecting presidential electors

that Massachusetts has adopted pursuant to its authority under

Article II of the United States Constitution. They allege that

the winner-take-all elector-selection method violates their right

to an equally weighted vote under the Equal Protection Clause of

the Fourteenth Amendment as well as their associational rights

under the First and Fourteenth Amendments. The district court

dismissed their complaint for lack of standing and failure to state

a claim. Even though we determine that the appellants do have

standing to bring their claims, we agree that they have failed to

state a claim upon which relief can be granted under either of

their constitutional theories. Therefore, we affirm.

I.

A. Factual Background

Because this is an appeal from the granting of a motion

to dismiss, "we rehearse the facts as they appear in the

plaintiffs' complaint[] (including documents incorporated by

reference therein)." Hochendoner v. Genzyme Corp., 823 F.3d 724,

728 (1st Cir. 2016).

The United States elects its president and vice

president through the Electoral College, which is a body of

-3- electors appointed by each state in proportion to its

representation in the Senate and the House of Representatives.

U.S. Const. art. II, § 1, cl. 2; id. amend. XII. The candidate

that receives a majority of those electors' votes wins the

presidency. See id. amend. XII.1

Pursuant to its constitutional authority, the

Commonwealth of Massachusetts ("Massachusetts") has enacted a

statutory scheme that provides for the appointment of electors for

president and vice president on a winner-take-all basis (the "WTA

system"). See id. art. II, § 1, cl. 2; see generally Mass. Gen.

Laws ch. 53-54. The core statutes providing the structure of the

WTA system are established in Massachusetts General Laws chapter

53, section 8, as well as chapter 54, sections 43, 118, and 148.

Chapter 53, section 8 states that "[t]he state committees of the

respective political parties . . . shall nominate the presidential

electors" for their parties, which "shall include a pledge by the

presidential elector to vote for the candidate named in the

filing." Chapter 54, section 43 provides:

The names of the candidates for presidential electors shall not be printed on the ballot, but in lieu thereof the surnames of the candidates of each party for president and vice president shall be printed thereon in one line under the designation "Electors

1 The Twelfth Amendment also provides a mechanism for resolving a situation in which no candidate receives a majority of the electoral votes.

-4- of president and vice president" and arranged in the alphabetical order of the surnames of the candidates for president, with the political designation of the party placed at the right of and in the same line with the surnames.

Section 118 of the same chapter proclaims:

The copies of the records of votes for presidential electors shall . . . be examined by the governor and council, who shall thereafter declare . . . the names of the persons who have received at least one-fifth of the entire number of votes cast for electors, and the number of votes received by each such person. The several persons, to the number of electors required to be chosen, who have received the highest number of votes so ascertained . . . shall . . . be deemed to be elected . . . .

Mass. Gen. Laws ch. 54, § 118 (emphasis added). Finally,

section 148 provides:

The persons chosen as presidential electors shall meet at the state house on the date fixed by federal law next following their election . . . and organize by the choice of a presiding officer and secretary. The state secretary shall call the meeting to order, call the roll of electors, and preside until a presiding officer shall be chosen. The secretary of the electors shall keep a journal of their proceedings and deposit the same in the office of the state secretary, where it shall be recorded and filed.

Id. § 148. As forty-seven other states plus the District of

Columbia employ a version of it, the WTA system for appointing

electors is the national norm.

What makes the combined effect of this statutory scheme

winner-take-all is that the political party of the candidate who

wins the popular vote in Massachusetts (by a majority or even a

-5- plurality) claims all eleven of Massachusetts's electors.

Specifically, since Massachusetts mandates that its eleven

electors vote for their party's candidate,2 see Mass. Gen. Laws

ch. 53, § 8, winning the popular vote (regardless of the margin of

victory) guarantees that all of Massachusetts's electoral votes go

to that party's candidate, see Mass. Gen. Laws ch. 54, § 118.

By way of example, the Democratic candidate in the 2016

presidential election, Hillary R. Clinton, received 60% of the

votes (1,995,196 votes) in Massachusetts's statewide election and

therefore took all eleven electors. Meanwhile, now-President

Donald J. Trump received 32.8% of the votes (1,090,893 votes) but

took no electors. The 7.2% of the votes cast for other candidates,

such as the Libertarian candidate, Gary Johnson, similarly yielded

no electoral votes.

Richard J. Lyman, William F. Weld, and Robert D.

Capodilupo (together "Appellants") reside and vote in

Massachusetts. Weld, a former Republican Governor of

Massachusetts, is currently a registered Libertarian. Lyman, a

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954 F.3d 351, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lyman-v-baker-ca1-2020.