Lusby v. T.G. & Y. Stores, Inc.

796 F.2d 1307
CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 16, 1986
DocketNos. 82-1721, 82-1779
StatusPublished
Cited by55 cases

This text of 796 F.2d 1307 (Lusby v. T.G. & Y. Stores, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lusby v. T.G. & Y. Stores, Inc., 796 F.2d 1307 (10th Cir. 1986).

Opinion

LOGAN, Circuit Judge.

After examining the briefs and the record, this three-judge panel has determined unanimously that oral argument would not be of material assistance in the determination of this case. See Fed.R.App.P. 34(a); Tenth Cir.R. 10(e). The cause is therefore ordered submitted without oral argument.

Solomon, Vaughn, and Alvin Lusby were arrested in Lawton, Oklahoma, after allegedly shoplifting from a Lawton T.G. & Y. store. In fact there had been no shoplifting, and the Lusby brothers sued in federal court the city of Lawton, T.G. & Y., the off-duty Lawton police officer who served as a store guard, and the Lawton police officers who made the arrest. The brothers asserted federal Civil Rights Act and pendent state law claims against each defendant. A jury returned a verdict for each of the Lusby brothers against each defendant on their 42 U.S.C. § 1983 claims, also finding liability on some of the pendent claims. Two separate appeals were taken; the cases were consolidated; and this court affirmed. The details are set out in our opinion, Lusby v. T.G. & Y. Stores, Inc., 749 F.2d 1423 (10th Cir.1984).

T.G. & Y. filed a petition for certiorari to the United States Supreme Court. The city and its police officers filed another. The Court granted the city’s petition, issuing a one-sentence order vacating the judgment and remanding to this court “for further consideration in light of City of Oklahoma v. Tuttle, 471 U.S. — [, 105 S.Ct. 2427, 85 L.Ed.2d 791] (1985).” City of Lawton v. Lusby, — U.S. —, 106 S.Ct. 40, 88 L.Ed.2d 33 (1985). On the same day the Court denied T.G. & Y.’s petition. T.G. & Y. Stores, Inc. v. Lusby, — U.S. —, 106 S.Ct. 65, 88 L.Ed.2d 53 (1985). On reconsideration we reaffirm.

In Tuttle the Supreme Court examined how much evidence would be necessary to allow an inference of a municipal “policy or custom” as support for municipal liability on a § 1983 claim. The Court held that a jury instruction permitting an inference of a policy from evidence of one instance of misconduct alone was improper. 471 U.S. at —, —, 105 S.Ct. at 2436, 2441. In the present case, as part of a lengthy instruction to the jury on the possible liability of the city, the trial court stated:

“[A] single, unusually brutal or egregious beating administered by a group of municipal employees may be sufficiently out of the ordinary to warrant an inference that it was attributable to inadequate training or supervision amount [sic] to deliberate indifference or gross negligence on the part of officials in charge.”

R. XXV, 1679.1 This instruction was almost identical to the instruction struck down in Tuttle, 471 U.S. at —-—, 105 [1310]*1310S.Ct. at 2430-31, and therefore also was improper.

This does not mandate reversal, however. We first note there was substantial evidence demonstrating that Lawton had a policy that violated plaintiffs’ constitutional rights. See Lusby, 749 F.2d at 1430-32. Harmless error analysis normally applies in civil cases, see 28 U.S.C. § 2111; Fed.R.Civ.P. 61, and it specifically applies to faulty jury instructions, see 7 J. Moore & J. Lucas, Moore’s Federal Practice ¶ 61.09 (2d ed. 1985); 11 C. Wright & A. Miller, Federal Practice and Procedure § 2886 (1973). The error is harmless when the erroneous instruction could not have changed the result of the case.

Some of the Supreme Court’s language in Tuttle, however, appears to suggest that an improper jury instruction of this type cannot be held harmless. The plurality opinion states that plaintiffs’ independent evidence of inadequate training makes no difference because under the instruction the jury “could” have imposed liability based upon a single incident. See Tuttle, 471 U.S. at —, 105 S.Ct. at 2435; cf. Connecticut v. Johnson, 460 U.S. 73, 85, 103 S.Ct. 969, 976, 74 L.Ed.2d 823 (1983) (no reason to believe jury undertakes more difficult task of weighing evidence on one element of crime when alternative element can be presumed). Justice Brennan’s concurring opinion also states that “the judgment must be reversed because the instructions permitted the jury to find the city liable even if the jury did not believe” the other evidence of inadequate training of [1311]*1311officers. Tuttle, 471 U.S. at —, 105 S.Ct. at 2441 n. 7. Yet we are reluctant to read Tuttle as foreclosing harmless error analysis because of the Supreme Court’s routine application of such analysis — even in criminal cases involving important constitutional rights. See, e.g., Rose v. Clark, — U.S. —, 106 S.Ct. 3101, 92 L.Ed.2d 460 (1986); Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967).

We need not decide whether harmless error analysis applies, however, because the city did not object to the “single incident” instruction at trial. Ordinarily, unless objection to a faulty instruction is made before the jury retires, error may not be found later. Fed.R.Civ.P. 51. In Tuttle the plaintiff did not raise the city’s failure to object to the instruction until the case reached the Supreme Court. The Court ruled that the procedural defense came too late. The Court’s plurality opinion noted that the argument “might have prevailed had it been made to the Court of Appeals” but, because the faultiness of the instruction had been argued by the parties and decided squarely in the Court of Appeals, the contemporaneous objection argument would be regarded as waived by the plaintiff. Tuttle, 471 U.S. at —, 105 S.Ct. at 2432.

The case before us now is in a different posture. Here there also was no objection to the faulty instruction at trial. But unlike Tuttle, on their appeal to this court the defendants’ briefs made no objection to the instruction.2 Our opinion did not mention the instruction. Rather, the defendant city argued on appeal only that there had not been enough evidence of city employees’ misbehavior to establish a policy. See Brief of Appellants City of Lawton, Steve Wertz and Kent Dunegan at 27-30. This was an insufficiency of the evidence argument, and we treated it as such. See Lusby, 749 F.2d at 1432.

The city’s petition for certiorari in the Supreme Court, filed before the Court decided Tuttle, also made the “single incident” argument as one of sufficiency of the evidence. The jury instruction was mentioned only obliquely in another section of the petition.3 Plaintiffs’ response, filed after Tuttle was issued, did argue that the instruction was not properly before the Court, because of the city’s failure to object at trial or to raise any error in the instruction before the circuit court.

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Bluebook (online)
796 F.2d 1307, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lusby-v-tg-y-stores-inc-ca10-1986.