L.J. v. School Board of Broward County, Florida
This text of 927 F.3d 1203 (L.J. v. School Board of Broward County, Florida) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinions
GRANT, Circuit Judge:
*1206L.J. and his mother surely have more experience than they would wish for in navigating the contours of the Individuals with Disabilities Education Act (IDEA) and its challenge procedures. And, to be fair, the school system likely harbors its own regrets about the amount of litigation that has occurred over the last decade-and-a-half. Since his third-grade year, L.J.-who has been diagnosed with autism and a speech-and-language impairment-has received special education and related services under the IDEA, a statute that carries an educational guarantee for students with special needs: an individualized education plan (IEP) "reasonably calculated to enable a child to make progress appropriate in light of the child's circumstances." Endrew F. v. Douglas Cty. Sch. Dist. , --- U.S. ----,
I.
Congress passed the IDEA in 1975 "to ensure that all children with disabilities have available to them a free appropriate public education."
The individualized education program is "the centerpiece of the statute's education delivery system for disabled children." Honig v. Doe ,
The IDEA allows parents to challenge "any matter relating to the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education."
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GRANT, Circuit Judge:
*1206L.J. and his mother surely have more experience than they would wish for in navigating the contours of the Individuals with Disabilities Education Act (IDEA) and its challenge procedures. And, to be fair, the school system likely harbors its own regrets about the amount of litigation that has occurred over the last decade-and-a-half. Since his third-grade year, L.J.-who has been diagnosed with autism and a speech-and-language impairment-has received special education and related services under the IDEA, a statute that carries an educational guarantee for students with special needs: an individualized education plan (IEP) "reasonably calculated to enable a child to make progress appropriate in light of the child's circumstances." Endrew F. v. Douglas Cty. Sch. Dist. , --- U.S. ----,
I.
Congress passed the IDEA in 1975 "to ensure that all children with disabilities have available to them a free appropriate public education."
The individualized education program is "the centerpiece of the statute's education delivery system for disabled children." Honig v. Doe ,
The IDEA allows parents to challenge "any matter relating to the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education."
II.
L.J., a child with autism and a speech-and-language impairment, was a student in the Broward County public school system *1208during his kindergarten, elementary school, and middle school years. During his third-grade year, education professionals at his elementary school worked with L.J.'s mother to develop an individualized education program for him. That IEP remained in place for several years as L.J. progressed through elementary school.
When L.J. entered middle school three years later, the school board proposed a new IEP that it believed would better suit his needs in the new environment. L.J., meanwhile, strongly disliked the new middle school setting and immediately exhibited a range of problematic behaviors-including persistent refusal to attend school. L.J.'s mother ended up homeschooling him for most of his sixth-grade year, and in August of that year she filed an IDEA complaint challenging the content of the middle school's proposed IEP. She also invoked the IDEA's "stay-put" provision so that the school was required to continue to implement L.J.'s elementary school IEP while her challenge to the proposed middle school IEP progressed through the system.
Over the fall and spring of L.J.'s sixth-grade year, his mother continued to file complaints challenging various aspects of L.J.'s education, including the school's implementation of his elementary school stay-put IEP. An administrative law judge (ALJ) consolidated five complaints from L.J.'s mother as well as one filed by the school and held hearings over an eight-month period during L.J.'s sixth-grade year. The summer after sixth grade, the ALJ issued a decision addressing the content of the new IEP and the implementation of the old one; he found both that the content of the proposed middle school IEP was appropriate and that the school had adequately implemented the elementary school stay-put IEP during the challenge. L.J.'s mother appealed from that decision, and a district judge affirmed it.3 That case and the time period it involved-L.J.'s sixth-grade year-are no longer before us. But because of that case, at all times relevant to this appeal, the school was required to implement L.J.'s elementary school stay-put IEP.
L.J. returned to his public school for his seventh-grade year, but despite the apparent efforts of both his mother and the school, his attendance problems continued: due to a combination of illness and refusal to attend, L.J. was absent for well over 100 school days. All told, L.J. was present for less than a quarter of the class periods during his seventh-grade school year. That small fraction reflects the fact that L.J. often never even made it to the bus stop, much less through the school doors, and that when he did go to school, he often left early.
In December of L.J.'s seventh-grade year, his mother filed another IEP challenge-the one that eventually resulted in this appeal. Although the ALJ had found *1209in the first case that the school had adequately implemented the elementary school stay-put IEP through the end of L.J.'s sixth-grade year, L.J.'s mother now alleged that the school had failed to implement that same IEP during the federal judicial proceedings that followed her appeal from the ALJ's order-that is, beginning in seventh grade. As the administrative challenges continued, so did L.J.'s problems at school, including several violent incidents. L.J.'s mother eventually removed him from the public school in February 2008, a little more than halfway through his eighth-grade year.
And so began this case, which relates to the time between the ALJ's decision at the end of L.J.'s sixth-grade year and L.J.'s removal from school partway through eighth grade. Eighteen non-consecutive days of hearings on these new claims spanned over two years between March 2007 and October 2009. Over a year later, the ALJ issued a written opinion concluding that the school had failed to implement L.J.'s elementary school stay-put IEP during his seventh- and eighth-grade years, the time when the decision approving the content of the proposed middle school IEP was being appealed in federal court. The ALJ opinion acknowledged the age of the stay-put IEP and recognized that "the School Board found the implementation of the IEP to be very difficult." But after a lengthy recitation of factual findings and specific day-to-day incidents, the ALJ concluded that "there were substantial or significant provisions of [L.J.'s] IEP that the School Board failed to implement." The ALJ also found that the school had discriminated and retaliated against L.J. and his mother for exercising their rights under the IDEA, but the parties have settled that claim and it is not at issue here.
The parties filed complaints in federal district court-L.J.'s mother seeking enforcement of the ALJ's order and additional relief, and the school challenging the order. Soon after, both parties cross-moved for judgment on the administrative record. The district court issued an opinion setting the standard of review and ordering supplemental briefing. See L.J. v. Sch. Bd. of Broward Cty. ,
III.
When a district court reviews an administrative decision in an IDEA case, it must make a decision based on the preponderance of the evidence and give "due weight" to the ALJ's conclusions. R.L. v. Miami-Dade Cty. Sch. Bd. ,
When we review a district court's decision in an IDEA case, we review questions of law de novo and findings of fact for clear error.
IV.
A.
The IDEA was Congress's response to a national problem: the exclusion of disabled children from the benefits and opportunities of public education. It gives force to a congressional determination that all children-including those who suffer from disabilities-are entitled to participate in the life of this country's public schools. To effectuate that goal, the IDEA created an array of procedures allowing parents and schools to work together to provide "special education and related services designed to meet" disabled children's "unique needs."
Rowley set the starting line for IEPs. Emphasizing that "[i]mplicit in the congressional purpose of providing access to a 'free appropriate public education' is the requirement that the education to which access is provided be sufficient to confer some educational benefit upon the handicapped child," the Rowley Court concluded that a covered child's IEP must be "reasonably calculated to enable the child to receive educational benefits."
*1211P. v. Newington Bd. of Educ. ,
In 2017, the Supreme Court stepped in again. In Endrew F. v. Douglas County School District , the Court rejected the Tenth Circuit's "merely more than de minimis " standard because, "[w]hen all is said and done, a student offered an educational program providing 'merely more than de minimis ' progress from year to year can hardly be said to have been offered an education at all."
Both Rowley and Endrew F. explain how an IEP as written may fail to clear the IDEA's substantive threshold (and therefore fail to offer a free appropriate public education). Those cases provide useful guideposts to courts evaluating "content" claims. But even where an IEP as written may satisfy the IDEA, schools can also fail to meet their obligation to provide a free appropriate public education by failing to implement the IEP in practice . These are "implementation" cases, and it is this second species of IDEA claim that this case presents.
B.
We have not yet articulated a legal standard to govern implementation cases. For the courts that have, the heart of this issue has been whether any deviation whatsoever from an IEP necessarily violates the IDEA, and-if not-how far is too far. Confronting this issue for the first time ourselves, we conclude that to prevail in a failure-to-implement case, a plaintiff must demonstrate that the school has materially failed to implement a child's IEP. And to do that, the plaintiff must prove more than a minor or technical gap between the plan and reality; de minimis shortfalls are not enough. A material implementation failure occurs only when a school has failed to implement substantial or significant provisions of a child's IEP. Under that standard, students and parents can be assured that they will receive the benefits of a properly designed IEP, while schools work to meet those requirements without being inappropriately penalized for de minimis failures that do not themselves deprive a student of the educational promise of the IDEA.
Several considerations convince us that a materiality standard-rather than a perfect-implementation requirement-is best suited to determine whether a school has satisfied its obligations under the IDEA, at least with respect to the implementation of an IEP. In determining what those obligations are, we look first to the definition of a "free appropriate public education" in the text of the IDEA:
The term "free appropriate public education" means special education and related services that-
(A) have been provided at public expense, under public supervision and direction, and without charge;
(B) meet the standards of the State educational agency;
(C) include an appropriate preschool, elementary school, or secondary school education in the State involved; and *1212(D) are provided in conformity with the individualized education program required under section 1414(d) of this title .
The phrase "in conformity with" suggests that general agreement or congruence, not perfect adherence, is the standard. See Van Duyn v. Baker Sch. Dist. ,
To the contrary, statutory context also points toward a materiality standard. In seeking to deliver "special education and related services designed to meet" disabled children's "unique needs,"
Setting out a standard under which even a de minimis failure to implement a particular provision of an IEP would be actionable would also be inconsistent with the recognition that an IEP is a plan, not a contract. See
Another contextual clue is particularly telling. In some implementation cases (including this one), the parties dispute the implementation of a "stay-put" IEP-that is, a child's old IEP that a school district is required to implement during the pendency of disputes over the content of a new one. See
Given this impossibility, the alternative to a materiality standard-holding that any deviation, however minor, necessarily and conclusively amounts to an IDEA violation-is a poor fit for the IDEA and the contexts in which it operates. Adopting a hair-trigger standard for implementation cases would turn the stay-put provision into a sword rather than a shield by rendering every misstep, no matter how insignificant or unavoidable, a violation of the IDEA. It would ignore the realities and the challenges that the IDEA was built to accommodate and fail to distinguish between schools that implement stay-put IEPs to the fullest extent possible in a new setting and schools that simply give up. We decline to read such a counterproductive trap into the IDEA.
We thus conclude that the materiality standard-asking whether a school has failed to implement substantial or significant provisions of the child's IEP-is the appropriate test in a failure-to-implement case.6
C.
We offer a few points on the implementation of this implementation standard.
*1214In keeping with the Supreme Court's example in Endrew F. , we will not attempt to map out every detail of this test. Indeed, as with the substantive standard in content cases, it is "in the nature of the Act and the standard we adopt to resist such an effort." Endrew F. ,
To begin, the focus in implementation cases should be on "the proportion of services mandated to those actually provided, viewed in context of the goal and import of the specific service that was withheld." L.J. ,
A child's actual educational progress (or lack thereof) can be evidence of the materiality of an implementation failure-but it is not dispositive. Cf. Endrew F. ,
We reiterate our caution, however, that reviewing courts should not rely too heavily on actual educational progress, at least where a plaintiff has not tied the lack of progress to a specific implementation failure. It is merely one piece of evidence courts may use in assessing whether a school failed to implement substantial or significant provisions of the IEP. This is particularly true where a school implements a stay-put IEP after its newly proposed IEP has been challenged: given the circumstances, it may be unfair to judge the school based only on the output of a plan that the school itself believes is due for revision.
Along those same lines, we agree with the district court that schools must be afforded some measure of leeway when they implement a stay-put IEP, especially when the child has transitioned from one educational level to another after the stay-put IEP was adopted. In such a case, the school's implementation "must produce as closely as possible the overall educational experience enjoyed by the child under his *1215previous IEP." John M. , 502 F.3d at 715. But reviewing courts "must recognize that educational methodologies, appropriate and even necessary in one educational environment, are not always effective in another time and place in serving a child's continuing educational needs and goals." Id.
This is not to say that a school may unilaterally reject or revise a child's stay-put IEP-that would defang the stay-put requirement entirely. To the contrary, the Supreme Court has made clear that the IDEA "strip[s] schools of the unilateral authority they had traditionally employed to exclude disabled students." Honig ,
We also note that courts should consider implementation as a whole in light of the IEP's overall goals. That means that reviewing courts must consider the cumulative impact of multiple implementation failures when those failures, though minor in isolation, conspire to amount to something more. In an implementation case, the question is not whether the school has materially failed to implement an individual provision in isolation, but rather whether the school has materially failed to implement the IEP as a whole. Cumulative analysis is therefore built into the materiality standard itself.
D.
Before applying this materiality standard to the case before us, we pause to consider at length one argument from L.J.-that the district court erred by failing to incorporate Endrew F. into the materiality standard. While this case was pending before the district court-after the court had set the materiality standard as its standard of review, but before its final decision-the Supreme Court decided Endrew F. And as we have said, Endrew F. built on the Court's earlier decision in Rowley and clarified that the IDEA's substantive standard was more than some courts gave it credit for. The holding of Endrew F. is inherent in the standard we adopt today because, as we explain below, the IEP is a proxy for the IDEA's substantive guarantee. But for several reasons, the analyses in content cases and implementation cases will look somewhat different.
As an initial matter, it bears repeating that both Endrew F. and Rowley were content cases about the substantive adequacy of a proposed IEP; this case, by contrast, is an implementation case in which L.J.'s mother does not question the adequacy of the underlying IEP, at least as it was drafted when L.J. was in third grade. The ultimate question in every case is whether a school has provided a free appropriate public education. Cf. Neosho R-V Sch. Dist. v. Clark ,
That leads us to the second point-applying Endrew F. directly would transform the case into a challenge to the IEP itself. Again, that is not our task: for the purpose of a standalone implementation case, reviewing courts must assess whether the school has provided special education and related services "in conformity with" a disabled child's IEP, not whether that IEP was appropriate to begin with. See
Finally, the Endrew F. standard is particularly inapt in implementation cases where a school is operating under a stay-put IEP. Here, the school proposed a new IEP when L.J. transitioned to middle school-one that it presumably believed would comply with the IDEA's substantive requirements-but was required to implement an old IEP from elementary school while L.J.'s mother challenged the proposed replacement. See
In short, the materiality standard requires schools to actually deliver on the education plans that they agree to and that the IDEA requires. And in the face of a material deviation from those plans, they will be held to account. But where the IEP itself is sufficient and any deviation from that plan is not material when considering the child's circumstances, the child's educational achievement, the proportion of services provided, and the educational context, we can conclude that a school has met its obligation to provide a free appropriate public education.
V.
The district court, employing a standard quite similar to the materiality standard that we adopt today, undertook a thorough, detailed, and record-based assessment of the evidence that addressed each alleged implementation failure. While we do not endorse every aspect of the district court's detailed analysis, a few examples suffice to demonstrate our general agreement with it.
As an initial matter, many of the ALJ's conclusions and implementation-failure findings either lack support in the record or fail to tie the alleged failure to a provision in the stay-put IEP. The extent of the shortfalls in L.J.'s speech and occupational-therapy *1217instructional hours, for example, was relatively minor after factoring out the missed sessions attributable to L.J.'s absences. As to reading, the ALJ faulted the school for failing to implement particular curriculum recommendations from a curriculum development specialist, but no provision of the stay-put IEP required that of the school. Similarly, while the ALJ criticized the school's understanding of why L.J. behaved as he did and its data-collection practices, the district court rightly noted that the record shows that "the functions of [L.J.'s] behavior were adequately identified in the PBIP [Positive Behavior Intervention Plan]" and that "there is no requirement in the IEP, PBIP, or the governing law that the School Board hypothesize the function of every single behavior." L.J. ,
Other alleged implementation "failures" reflected simple disagreements between L.J.'s mother and the school about how to provide the services described in the IEP. The ALJ found, for example, that the school failed to provide L.J.'s mother with study guides for his classwork. But the record shows that the school did, in fact, provide study guides, and that the real dispute was over what a study guide entailed: L.J.'s mother thought that a study guide should be a synopsis of classroom lessons, while the school thought that it should be geared toward preparing L.J. for tests. And because the IEP did not define a "study guide," the ALJ was wrong to regard this parent-school dispute as an implementation failure. We decline to transform a disagreement over educational strategy into an implementation failure when the IEP did not settle that disagreement.
And as we have repeatedly emphasized, it should come as no surprise that L.J.'s stay-put IEP did not address many of these issues: it was designed for elementary school, not middle school. Indeed, many of the things that the IEP did address were strategies and practices that may have worked well in elementary school but made for a poor fit in the middle school setting. The stay-put IEP provided, for example, for weekly collaboration meetings involving L.J.'s mother, his general-education teacher, and other education professionals. But in middle school, L.J. had not one but six general-education teachers, making such meetings impractical and potentially unproductive; the school therefore decided to have L.J.'s general-education teachers rotate through the weekly meetings. The stay-put IEP also envisioned a "buddy system" in which L.J. would be paired with nondisabled peers to help build social skills, but common sense and record evidence of L.J.'s discomfort with this practice demonstrate that forced peer-to-peer socializing is a much different matter in middle school than it is in elementary school.
What's more, many of the IEP-specified services that L.J. did miss were attributable to his refusal to attend school and other behavioral issues. And, importantly, the district court's discussion of the school's responses to L.J.'s school aversion and behavioral problems shows that L.J.'s struggles in those areas were not the result *1218of a material IEP-implementation failure. First, school aversion: "the record demonstrates that the School Board took great lengths to offer a wide range of supports, including a full-time paraprofessional, sensory activities, dozens of accommodations, pull-out services, pragmatics training, proactive behavior strategies, and positive reinforcements, all calibrated to make L.J. feel comfortable in the middle-school setting and meet his educational needs." Id. at *31. This comprehensive list of services reflects the school's extensive, if unsuccessful, efforts to make L.J. feel comfortable attending school. The school also attempted to work with L.J.'s mother in order to use home-based tactics to make progress on his attendance, holding meetings and offering strategies and suggestions to address L.J.'s refusal to attend. Id. And early on, in the fall of L.J.'s seventh-grade year, the school developed and implemented a written plan (with help from the Center for Autism and Related Diseases) designed to address the attendance issue. It "assisted with trying to get L.J. on the bus and creating social stories for his return to school." Id. But between L.J.'s "frequent bouts of sickness" and general "reluctance to go to school," he continued to miss day after day. Id.
Additionally, as the district court noted and the school emphasized at oral argument, this "is not a case where the student absented himself (i.e., skipped school) during the course of the school day." Id. Instead, this is a case in which-over and over again-"L.J. never made it to the front door of the school." Id. What's more, record evidence suggests that L.J.'s school aversion was not the result of an implementation failure. In addition to evidence of the school's "wide range of supports" and efforts to work with L.J.'s mother to address his absenteeism, the record shows that L.J. "immediately displayed a strong aversion" to the middle school setting, id. at *2 -in sixth grade, before the time period that this case covers. In fact, as explained in the factual background, both an ALJ and the district court already determined in an earlier case that the same IEP at issue here was adequately implemented during L.J.'s sixth-grade year, see L.J. v. Broward Cty. Sch. Bd. , No. 06-61282-CIV,
And that is significant, because a conclusion that the school's IEP implementation was not the cause of L.J.'s absences undercuts many of his other arguments. As we have noted, the district court found that much of L.J.'s missed instruction-occupational therapy sessions, sensory breaks, and speech and language services-was due to his spotty attendance, rather than to a failure on the part of the school. L.J. ,
We emphasize that a child's absence from school neither relieves the school of its duties under the IDEA nor absolves the school from liability when it fails to satisfy those duties. Where a child's school refusal is attributable to the school's own failures to implement an IEP, the school cannot rely on that refusal as a hall pass to escape responsibility or as a license to give up. Here, though, the evidence tells a different story. First, L.J.'s frequent illness, his "immediate[ ]" aversion to his new middle school setting, and the fact that his school refusal pre-dated the years at issue in this case make it hard to draw a causal inference between any alleged implementation failures and L.J.'s absenteeism. Second, the school did not simply sit on its hands; rather, as the district court pointed out, it offered "a wide range of supports" in an effort to address the problem. Based on this record, we cannot fault the school for L.J.'s extensive absences.
Moving to behavioral issues, the stay-put IEP stated that L.J.'s behavioral needs should be "addressed through goals/objectives" in a behavior plan. The school approved and implemented a PBIP in the fall of L.J.'s sixth-grade year that included observations about L.J.'s past behavior and strategies to address his future behavior, as well as a data collection and evaluation plan. The PBIP, for example, highlighted multiple possible functions of L.J.'s problem behavior-to avoid certain tasks, to obtain sensory input, to gain attention, etc. It specifically hypothesized these functions for particular behaviors like screaming, hitting, and throwing objects-indeed, the record shows that numerous experts agreed that the PBIP helpfully identified the functions of L.J.'s behaviors. And it further identified certain events that might trigger such behaviors, including changes in routine, broken technology, and large groups.
Similarly, the evidence showed that the school's data-collection forms "were effective in capturing information surrounding problem behavior" and that-again-although in "the ALJ's view data-collection review should have consisted of more summaries and graphs, nothing in the IEP required them." L.J. ,
L.J. also argues that district courts are required to assess the cumulative impact of all implementation failures and that, cumulatively, the shortfalls here amounted to a material failure. As we have explained, he is right on the first point. But he is wrong on the second. And here again, L.J.'s absenteeism is a perfect example of why. If we were convinced that his absences were the result of an implementation failure, then all the consequences flowing from them-including the missed hours of instruction, occupational and speech therapy, and the like-would, considered cumulatively, weigh in favor of finding a material implementation failure. But, as we have explained, the record suggests that the school is not to blame for L.J.'s extensive absences. On the evidence before us, we cannot say that the school violated the IDEA.
* * *
Because, after considering the whole record, we agree with the district court that the school did not materially fail to implement L.J.'s IEP, its judgment is AFFIRMED.
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