Lacey v. Cessna Aircraft Co.

932 F.2d 170, 1991 WL 60085
CourtCourt of Appeals for the Third Circuit
DecidedApril 23, 1991
DocketNo. 90-3324
StatusPublished
Cited by182 cases

This text of 932 F.2d 170 (Lacey v. Cessna Aircraft Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lacey v. Cessna Aircraft Co., 932 F.2d 170, 1991 WL 60085 (3d Cir. 1991).

Opinions

OPINION OF THE COURT

BECKER, Circuit Judge.

This appeal requires us to revisit the doctrine of forum non conveniens and to explore again the impact of Piper Aircraft Co. v. Reyno, 454 U.S. 235, 102 S.Ct. 252, 70 L.Ed.2d 419 (1981), on that doctrine. The setting is the marathon struggle of Graeme MacArthur Lacey, an Australian citizen who suffered severe burns as a result of a plane crash in British Columbia, to litigate his products liability action in the Western District of Pennsylvania. Lacey’s antagonists are Cessna Aircraft Company (“Cessna”), the manufacturer of the aircraft; Teledyne, Inc. (“Teledyne”), the manufacturer of the aircraft’s engines; and Hanlon & Wilson Company (“Hanlon & Wilson”), the manufacturer of the aircraft’s exhaust system. These defendants insist that Lacey’s action cannot proceed fairly in the Western District of Pennsylvania, and that instead it should be litigated in British Columbia.

The district court, accepting defendants’ arguments, dismissed Lacey’s suit on forum non conveniens grounds. We reversed, holding, inter alia, that the defendants had not submitted sufficient evidence to facilitate proper forum non conveniens analysis, and that the district court had not adequately considered the relevant private and public interest factors outlined in Gulf Oil Corp. v. Gilbert, 330 U.S. 501, 67 S.Ct. 839, 91 L.Ed. 1055 (1947), and in Piper. Lacey v. Cessna Aircraft Co., 862 F.2d 38, [173]*17349 (3d Cir.1988). On remand, the district court again dismissed Lacey’s suit, conditioning its dismissal on the fulfillment of several requirements, most notably on the defendants’ agreement to “make available to plaintiff in British Columbia, for discovery and trial, all relevant witnesses and documents within defendants’ control.” Lacey v. Cessna Aircraft Co., 736 F.Supp. 662, 669 (W.D.Pa.1990). The district court, in response to our earlier reversal, accorded specific deference to Lacey’s forum choice and analyzed seriatim the private and public interest factors. In so doing, the court concluded that the relevant factors preponderate strongly in favor of proceeding in British Columbia. This appeal followed.

Lacey challenges the court’s second forum non conveniens dismissal on numerous grounds. Positing that there is a special obligation on defendants to proceed expeditiously with forum non conveniens motions, Lacey attacks as an abuse of discretion the court’s decision to admit certain untimely materials, particularly Hanlon & Wilson’s “statement of position.” Absent this submission, Lacey claims, defendants’ forum non conveniens motions would have failed as a matter of law. Additionally, Lacey insists that the district court's forum non conveniens analysis is flawed because the court failed: (1) to indicate with the requisite precision the amount of deference due plaintiff’s forum choice; (2) to “entangle” itself sufficiently in the facts of the case; and (3) to analyze adequately and correctly the relevant private and public interest factors.

With respect to this latter point, Lacey places particular emphasis on the court’s assessment of three factors, namely, relative ease of access to sources of proof, application of foreign law, and relative advantages and obstacles to a fair trial. He argues that the district court’s treatment of these factors was in error because it incorrectly: (1) assumed that the evidence essential to plaintiff’s products liability claim is in defendants’ control; (2) concluded that plaintiff would be able to discover in British Columbia evidence in the possession of non-parties in the United States; (3) determined that British Columbia law would apply if this case were to proceed in the Western District of Pennsylvania; and (4) assigned dispositive weight to the possibility of joining all potentially culpable parties in British Columbia.

Many of Lacey’s challenges fall well short of the mark. In particular, we think that the district court: (1) acted within its discretion in accepting Hanlon & Wilson’s untimely submission; (2) accorded adequate weight to plaintiff’s forum choice; and (3) immersed itself sufficiently in the facts of the case. Furthermore, we are mindful that the district court’s forum non conveniens determination may be reversed only if there has been a clear abuse of discretion. If the district court has considered and balanced reasonably all of the relevant private and public interest factors, we must affirm. Piper, 454 U.S. at 257, 102 S.Ct. at 266-67. Despite our deferential standard of review, we believe, regretfully, that Lacey has identified a serious shortcoming in the district court’s analysis that requires yet another remand.

At this stage of the litigation, the crux of Lacey’s complaint is that a defect in the aircraft’s exhaust system, which allegedly was manufactured by Hanlon & Wilson in Pennsylvania, caused the crash. That theory is supported by the final report of the Canadian Aviation Safety Board (“CASB”). In May of 1985, however, Hanlon & Wilson sold its aircraft exhaust system business to an Oklahoma corporation and transferred to that company all of the documents pertaining thereto. As a result, and contrary to the assumption on which the district court’s order overtly depends, Hanlon & Wilson now represents that no documents relating to or personnel familiar with the company’s prior aircraft exhaust business are under its control. Lacey therefore contends that the court’s order requiring defendants to produce in British Columbia all relevant witnesses and documents in their custody is inadequate to ensure his access to sources of proof. We agree. Lacey also submits that this problem is exacerbated by his inability to discover in British Columbia, or, still more important, ultimately [174]*174obtain, evidence within the control of non-parties in the United States. We think that this submission has force as well.

In dismissing Lacey’s action, the district court did not consider the impediments that Lacey might face in gaining access to sources of proof in British Columbia, impediments that potentially rob British Columbia of its practical value as a forum. In view of this error, as well as other subsidiary points discussed below, we are unable to defer to the district court’s conclusion “that the public and private interests both preponderate strongly in favor of dismissal.” 736 F.Supp. at 669. Rather, we think that an order which dismisses a suit on forum non conveniens grounds without taking into account a critical limitation on the plaintiff’s ability to prosecute his or her action in the alternative forum constitutes an abuse of discretion. We therefore will reverse the district court’s dismissal of Lacey’s suit and remand the case with instructions to determine whether Lacey would have access in British Columbia to witnesses and documents essential to his products liability action. If Lacey would not have access to essential evidence at trial in British Columbia, we believe that the court must deny defendants’ motions to dismiss. In the course of our extended discussion, we will explain why this holding fully comports with the Supreme Court’s decision in Piper.

I. FACTS AND PROCEDURAL HISTORY

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Bluebook (online)
932 F.2d 170, 1991 WL 60085, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lacey-v-cessna-aircraft-co-ca3-1991.