Karcher v. May

484 U.S. 72, 108 S. Ct. 388, 98 L. Ed. 2d 327, 1987 U.S. LEXIS 5027, 56 U.S.L.W. 4022
Supreme Court of the United States·Decided December 1, 1987·No. 85-1551·Published·Cited by 303 cases

Opinions

[74] Justice O’Connor

delivered the opinion of the Court.

Alan J. Karcher and Carmen A. Orechio, the former presiding officers of the New Jersey Legislature, seek to appeal a judgment declaring a New Jersey statute unconstitutional. Their appeal presents the question whether public officials who have participated in a lawsuit solely in their official capacities may appeal an adverse judgment after they have left office. We hold that they may not.

I

In December 1982 the New Jersey Legislature enacted, over the Governor’s veto, a statute requiring the State’s primary and secondary public school educators to permit their students to observe a minute of silence before the start of each schoolday. The statute reads as follows:

“Principals and teachers in each public elementary and secondary school of each school district in this State shall permit students to observe a 1 minute period of silence to be used solely at the discretion of the individual stu[75] dent, before the opening exercises of each school day for quiet and private contemplation or introspection. ” N. J. Stat. Ann. § 18A:36-4 (West Supp. 1987).

The New Jersey Attorney General immediately announced that he would not defend the statute if it were challenged. The statute became effective December 17,1982, and within a month appellees — a New Jersey public school teacher, several public school students, and parents of public school students— challenged its constitutionality in federal court. Appellees sued under 42 U. S. C. § 1983, alleging that the statute violated the Establishment Clause of the First Amendment and seeking both declaratory and injunctive relief. They named as defendants the New Jersey Department of Education, its Commissioner, and two township boards of education.

When it became apparent that neither the Attorney General nor the named defendants would defend the statute, Karcher and Orechio, as Speaker of the New Jersey General Assembly and President of the New Jersey Senate, respectively, sought and obtained permission to intervene as defendants on behalf of the legislature. Appellees entered into a stipulation dismissing the suit against the named defendants, but the District Court refused to accept the stipulation out of concern for the effect it might have on the jurisdictional posture of the case. The legislature, through its presiding officers, carried the entire burden of defending the statute.

After a 5-day trial, the District Court declared the New Jersey statute unconstitutional. Applying the test set out in Lemon v. Kurtzman, 403 U. S. 602 (1971), the court held that the statute violated the Establishment Clause of the First Amendment because its purpose was religious rather than secular, because it both advanced and inhibited religion, and because it fostered excessive government entanglement with religion. May v. Cooperman, 572 F. Supp. 1561 (NJ 1983).

[76] Karcher and Orechio appealed from the District Court’s judgment in their official capacities as Speaker of the New Jersey General Assembly and President of the New Jersey Senate. The named defendants filed letters with the Court of Appeals stating that they would not participate in the appeal, except to the extent necessary to protect themselves from having to pay attorney’s fees.

The Court of Appeals affirmed the District Court’s declaratory judgment by a divided vote. The majority held that the statute did not promote or inhibit religion and would not foster excessive entanglement between government and religion, but affirmed the District Court’s conclusion that the statute violated the Establishment Clause for lack of a valid secular purpose. The dissent concluded that the evidence was not sufficient to prove the absence of a secular legislative purpose. The Court of Appeals entered its judgment of affirmance on December 24, 1985. May v. Cooperman, 780 F. 2d 240 (CA3 1985).

On January 14, 1986, Karcher and Orechio lost their posts as presiding legislative officers. Charles Hardwick replaced Karcher as Speaker of the New Jersey General Assembly. John Russo succeeded Orechio as President of the New Jersey Senate.

A March 19, 1986, notice appealing the judgment of the Court of Appeals to this Court was filed on behalf of “Alan J. Karcher, as Speaker of the New Jersey General Assembly; the New Jersey General Assembly; Carmen A. Orechio, as President of the New Jersey Senate and the New Jersey Senate.” App. to Juris. Statement 106a-107a. By letter dated May 6, 1986, appellants’ counsel informed us that Senate President Russo and General Assembly Speaker Hardwick were withdrawing the legislature’s appeal, but that Karcher desired to continue the appeal. App. to Motion to Dismiss or Affirm la-3a. Appellees moved to dismiss the appeal on the ground that the legislature’s withdrawal left the Court without a case or controversy. We postponed consideration of [77] the jurisdictional question to the hearing of the case on the merits. 479 U. S. 1062 (1987). We now dismiss the appeal for want of jurisdiction.

II

The power of federal courts to hear and decide cases is defined by Article III of the Constitution and by the federal statutes enacted thereunder. Karcher and Orechio seek to invoke this Court’s jurisdiction under 28 U. S. C. § 1254(2). That statute empowers us to review cases upon “appeal by a party relying on a State statute held by a court of appeals to be invalid as repugnant to the Constitution, treaties or laws of the United States.” One who is not an original party to a lawsuit may of course become a party by intervention, substitution, or third-party practice. 9 J. Moore, B. Ward, & J. Lucas, Moore’s Federal Practice ¶ 203.06 pp. 3-20 (1987). But we have consistently applied the general rule that one who is not a party or has not been treated as a party to a judgment has no right to appeal therefrom. United States ex rel. Louisiana v. Jack, 244 U. S. 397, 402 (1917); Ex parte Leaf Tobacco Board of Trade, 222 U. S. 578, 581 (1911); Ex parte Cockcroft, 104 U. S. 578, 579 (1882); Ex parte Cutting, 94 U. S. 14, 20-21 (1877).

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Karcher v. May, 484 U.S. 72, 108 S. Ct. 388, 98 L. Ed. 2d 327, 1987 U.S. LEXIS 5027, 56 U.S.L.W. 4022 (1987).

484 U.S. 72 (Karcher v. May) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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