Johnson v. Rockefeller

58 F.R.D. 42, 1972 U.S. Dist. LEXIS 10665
CourtDistrict Court, S.D. New York
DecidedDecember 18, 1972
DocketNo. 72 Civ. 1699
StatusPublished
Cited by23 cases

This text of 58 F.R.D. 42 (Johnson v. Rockefeller) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson v. Rockefeller, 58 F.R.D. 42, 1972 U.S. Dist. LEXIS 10665 (S.D.N.Y. 1972).

Opinion

MEMORANDUM

LASKER, District Judge.

Plaintiffs, Calvin Johnson, Wayne Trimmer, Raymond Smith, Charles Steadwell and Henry Carter, are felons confined in the Green Haven Correctional Facility. Defendants are the Governor, the Attorney General and the State of New York. Predicating jurisdiction on 28 U.S.C. §§ 2281 and 2201, plaintiffs seek injunctive and declaratory relief against the enforcement of New York Civil Rights Law §§ 79 and 79-a (McKinney Supp.1972) on the grounds that they violate the Fifth, Eighth and Fourteenth Amendments. In particular, plaintiffs challenge the provisions of New York’s “civil death” statutes which deprive persons confined in state prisons of, among other things, access to the courts.1

Plaintiffs move to convene a three-judge court pursuant to 28 U.S.C. § 228Iff and for a class action determination.2 Defendants cross-move to dismiss the complaint.

[45]*45In addition, Peter Butler, a felon confined at Green Haven, moves to intervene pursuant to Rule 24, Fed.R.Civ. P. His motion must be denied without prejudice on several grounds. First, he does not claim that the statute (§ 79-a) deprives him of the right to sue but rather of the right to marry, an issue not raised by the complaint except insofar as it seeks an injunction against the statute as a whole. Since denial of both the capacity to sue and to marry are collateral effects of imprisonment established by the same provision, it might have been proper to allow intervention were it not for another factor, namely, that Butler has already brought suit in the United States District Court for the Northern District of New York raising the very issue he seeks to interject here, a suit which we have no reason to believe is not still pending. (Letter of Dorothy Thorne, attached to Affidavit of Herman Schwartz supporting motion to intervene). Under the circumstances, to grant the motion would sanction a waste of critically limited judicial resources and would approach abuse of discretion.

I. Motions to Dismiss and Abstain

Defendants move to dismiss as to Rockefeller and Lefkowitz on the ground that neither is responsible for administering and enforcing the challenged statutes and as to the state because it is not a “person” within the meaning of the Civil Rights Act and is immune under the Eleventh Amendment. They also contend that, since no plaintiff has yet been denied access to the courts (because none has brought suit), the complaint does not present a case or controversy, and the court, therefore, has no jurisdiction. Finally, they argue that, if the court has jurisdiction, it should abstain from exercising it because the questions presented have not been passed on by the state courts.

A. Motion to Dismiss as to Rockfeller

Governor Rockefeller moves to dismiss because “he has no special responsibility for the enforcement of the statute.” (Memorandum of Law in Support of Defendants’ Motion to Dismiss at 2.) It is well established that a state officer is a proper defendant in a suit to enjoin the enforcement of a state statute only if he has “some connection with the enforcement of the act.” See, e. g., Ex parte Young, 209 U.S. 123, 157, 28 S.Ct. 441, 453, 52 L.Ed. 714 (1908); Mc-Crimmon v. Daley, 418 F.2d 366, 368 (7th Cir. 1969); Socialist Workers Party v. Rockefeller, 314 F.Supp. 984, 988, n.7 (S.D.N.Y.1970) (three-judge court); City of Altus v. Carr, 255 F.Supp. 828, 835 (W.D. Texas 1966) (three-judge court).3 Although the first case to spell out this requirement spoke in terms of a “special relation to the particular statute alleged to be unconstitutional” (Fitts v. McGhee, 172 U.S. 516, 530, 19 S.Ct. 269, 274, 43 L.Ed. 535 (1899)), that holding was qualified by Ex parte Young to the effect that “[t]he fact that the state officer by virtue of his office, has some connection with the enforcement of the act, is the important and material fact, and whether it arises out of the general law, or is specially created by the act itself, is not material so long as it exists.” 209 U.S. at 157, 28 S.Ct. at 453 (emphasis added).

[46]*46The Governor of New York is charged by the state constitution with the duty to “take care that the laws are faithfully executed.” N.Y.Const.Art. 4, § 3 (McKinney, 1969). As was decided in Socialist Workers Party v. Rockefeller, 314 F.Supp. 984, 988, n.7 (S.D.N.Y. 1970) (three-judge court), this constitutional mandate, without more, provides a sufficient connection with the enforcement of the statute to make Governor Rockefeller a proper defendant in this suit. See also City of Altus v. Carr, 255 F.Supp. 828, 834-835 (W.D. Texas 1966) (three-judge court). Accordingly, the motion to dismiss as to Rockefeller is denied.

B. Motion to Dismiss as to Lefkowitz

Plaintiffs contend that Attorney General Lefkowitz is a proper defendant since all of the named plaintiffs wish to sue the state and the Attorney General is obligated by law to “defend all actions and proceedings in which the state is interested.” New York Executive Law § 63(1) (McKinney, 1972). That is, the Attorney General is the person who would enforce the statutes by raising them as a defense in the Court of Claims, if the plaintiffs sued the state there.

While this may be true, the argument misses the point at issue: The question is not whether the Attorney General would be obligated, if the plaintiffs at a future time institute suit against the state, to defend that suit, but rather whether he is obligated to enforce the statute here attacked. No such obligation exists and, accordingly, the motion to dismiss as to the Attorney General is granted.4

C. Motion to Dismiss as to the State

The claim against the state must be dismissed, since a state is not a person subject to suit under section 1983. Whitner v. Davis, 410 F.2d 24, 29 (9th Cir. 1969); Williford v. California, 352 F.2d 474, 476 (9th Cir. 1965). See also Monroe v. Pape, 365 U.S. 167, 187-192, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961) ; Zuckerman v. Appellate Division, 421 F. 2d 625, 626 (2d Cir. 1970). Even if this were not so, the state would be immune from suit by virtue of the Eleventh Amendment. Great Northern Life Insurance Co. v. Read, 322 U.S. 47, 51, 64 S.Ct. 873, 88 L.Ed. 1121 (1944) ; Duhne v. New Jersey, 251 U.S. 311, 313, 40 S. Ct. 154, 64 L.Ed. 280 (1920) ; Fitts v. McGhee, 172 U.S. 516, 524-525, 19 S.Ct. 269, 43 L.Ed. 535 (1899) ; Hans v. Louisiana, 134 U.S. 1

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Cite This Page — Counsel Stack

Bluebook (online)
58 F.R.D. 42, 1972 U.S. Dist. LEXIS 10665, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-rockefeller-nysd-1972.