Johnson v. Mechanics & Farmers Bank

309 F. App'x 675
CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 23, 2009
Docket07-1725
StatusUnpublished
Cited by11 cases

This text of 309 F. App'x 675 (Johnson v. Mechanics & Farmers Bank) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson v. Mechanics & Farmers Bank, 309 F. App'x 675 (4th Cir. 2009).

Opinion

PER CURIAM:

Jacque Johnson (“Johnson”) appeals the district court’s order granting his former employer, Mechanics & Farmers Bank (“the Bank”), summary judgment on his discrimination and retaliation claims under the Age Discrimination in Employment Act of 1967, 29 U.S.C. §§ 621-34 (2000) (“ADEA”) that arise out of the Bank’s decisions to place him on probation, deny him incentive pay, and ultimately terminate his employment. We affirm.

I.

From 1998 to 2005, Johnson worked in the Bank’s Charlotte branches as City Ex *677 ecutive, the senior officer and manager responsible for all Charlotte operations. 1 In 2004, when Johnson was 56 years old, the Bank’s Charlotte operations were well below budget expectations for both loans and deposits, negatively affecting the Bank’s budget as a whole. In May 2004, the Bank’s Charlotte operations had a shortfall of approximately $4.5 million in loan production, an amount that erased budget surpluses in other cities and was principally responsible for the Bank’s total shortfall of $1.4 million in budgeted loans. (J.A. 523.) 2 Although branches in other cities failed to meet their production goals each month for loans and deposits in 2004, the Charlotte operations frequently missed the mark by the widest margin. (J.A. 523-30.) 3

With the Charlotte operations’ poor performance as a backdrop, in the late summer and early fall of 2004, Wesley Christopher, Johnson’s supervisor and the Bank’s Senior Vice President and Banking Group Executive, offered Johnson two alternative jobs that he and others believed would better suit Johnson’s skills. It is clear that Christopher intended to hire 38-year-old Kevin Price (“Price”) to eventually fill the Charlotte City Executive position he expected Johnson to relinquish.

Christopher first offered Johnson the position of the Bank’s Commercial Lending Manager, the supervisor of all four City Executives. After discussing the offer and demanding changes in the position, Johnson refused it twice because he would not receive an “immediate salary adjustment” but instead would have to wait until March 2005 to gauge the adequacy of his performance in the new position. (J.A. 301.) According to Johnson, after his second refusal Christopher responded: “Jacque, let me be straight with you, we’re concerned about your Charlotte operation and you have a Bull’s Eye on your Chest.” (J.A. 301.) Christopher then demanded an update by the following morning as to what Johnson was doing “to get Charlotte loans back on budget and timing.” (J.A. 301.) Finally, on October 1, 2004 Christopher offered Johnson another job, a lateral position as Senior Underwriter, which Johnson also refused on that date.

Immediately after Johnson refused the Senior Underwriter position, Christopher placed Johnson on probation, citing the poor performance of the Bank’s Charlotte branches in “key areas” including loans and deposits. (J.A. 297.) 4 Johnson re *678 sponded by filing a grievance challenging Christopher’s decision, calling his superi- or’s conduct unprofessional, vindictive, and duplicitous, and adding that Christopher’s own performance “should be called into question.” (J.A. 299, 303.) Nevertheless, Christopher held open the Senior Underwriter position for Johnson. But despite further entreaties from Christopher, Johnson refused to speak with Christopher about the position and in a variety of correspondence with senior officers and directors characterized Christopher’s entreaties as “harassing.” (J.A. 343-45.) 5 As a result, Lee Johnson, the Bank’s President and Chief Executive Officer, wrote Johnson on October 22, 2004 that many of Johnson’s communications within the Bank, separate and apart from his grievance concerning his probation, were “insubordinate and unprofessional” and that “any further deviations ... [would] result in immediate termination.” (J.A. 384.) However, Lee Johnson also struck a conciliatory chord, noting his belief that Johnson was “fully capable of continuing to be a productive employee.” (J.A. 384.)

As anticipated, the Bank hired Price to serve as Charlotte’s Vice President and Senior Business Development Officer, a new position. Price coordinated with Johnson to support the Bank’s sales and production, but reported directly to the Bank’s corporate office.

On November 1, 2004 Lee Johnson wrote Johnson that he was setting aside Johnson’s probation, although the gist of the letter mirrored his October 22 letter, warning that Johnson was expected “to fully execute [his] responsibilities as the City Executive of Charlotte” and that “any further deviations ... [would] result in immediate termination.” (J.A. 385.) Again, Lee Johnson noted his belief that Johnson was “fully capable of continuing to be a productive employee.” (J.A. 385.)

Johnson filed an age discrimination charge with the Equal Employment and Opportunity Commission (“EEOC”) claiming that the Bank had not disciplined others who had not met their production goals and had hired a younger person who was “slated to replace [Johnson] as City Executive.” (J.A. 387.) 6 He also claimed that during the discussions concerning the new positions, his superiors made two statements revealing their aged-based animus: first, Christopher allegedly told him the Bank was looking for “young blood,” and second, Lee Johnson called Johnson “the ‘God Father’ of the City Executives.” (J.A. 387.)

More than two months later, Christopher sought advice from a management consultant concerning a plan to terminate Johnson on January 7, 2005 “due to performance issues.” (J.A. 859.) On January 5, 2005, the consultant wrote Christopher concerning “the process of removing a key executive.” (J.A. 860-62.) Lee Johnson raised questions, however, and wanted to speak with the Bank’s attorney since the Bank had been responding to Johnson’s EEOC charge. Lee Johnson thought it was “important” that he “understand the overall evaluation of comparable individuals” and asked whether the Bank had “completed a review of other city executives, executives that may not have met their goals.” (J.A. 878.) He stated that, although he did not want to “delay unneces *679 sarily,” he believed the Bank “need not rush to judgment” given its “prior start.” (J.A. 878.)

On March 25, 2005, Steven Savia, an outside consultant who frequently worked on the Bank’s personnel matters, issued a report on each City Executive’s eligibility for incentive pay for 2004. According to the Bank’s formula, if the Bank as a whole reached a given threshold net income for the year, individual employees could qualify for incentive pay based on their performance in certain criteria. For City Executives, the incentive pay criteria included growth in loans, deposits, other objective measures, and a partially-subjective, overall performance evaluation. Based on Savia’s report, all City Executives except Johnson received incentive pay for 2004.

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309 F. App'x 675, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-mechanics-farmers-bank-ca4-2009.