John Ellins v. City of Sierra Madre

CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 22, 2013
Docket11-55213
StatusPublished

This text of John Ellins v. City of Sierra Madre (John Ellins v. City of Sierra Madre) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Ellins v. City of Sierra Madre, (9th Cir. 2013).

Opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

JOHN ELLINS, No. 11-55213 Plaintiff-Appellant, D.C. No. v. 2:09-cv-03971- CBM-RZ CITY OF SIERRA MADRE , A Municipality; MARILYN DIAZ, Individually and as Chief of Police, OPINION Defendants-Appellees.

Appeal from the United States District Court for the Central District of California Consuelo B. Marshall, Senior District Judge, Presiding

Argued and Submitted May 8, 2012—Pasadena, California

Filed March 22, 2013

Before: Kim McLane Wardlaw, Richard A. Paez, and Johnnie B. Rawlinson, Circuit Judges.

Opinion by Judge Wardlaw; Concurrence by Judge Rawlinson 2 ELLINS V . CITY OF SIERRA MADRE

SUMMARY*

Civil Rights

The panel affirmed in part and reversed in part the district court’s summary judgment and remanded in this 42 U.S.C. § 1983 action brought by a police officer who alleged that his salary increase was delayed in retaliation for the exercise of his First Amendment rights.

The panel held that: (1) plaintiff’s speech, which involved leading a no-confidence vote of the police officers’ union against the Chief of Police, involved a matter of public concern; (2) a jury could reasonably conclude that plaintiff’s union activities and related speech were undertaken in his capacity as a private citizen; (3) the delay in plaintiff’s pay increase constituted an adverse employment action; (4) plaintiff’s speech was a substantial or motivating factor for the delay; and (5) the Chief of Police was not entitled to qualified immunity for causing the delay. The panel further held that the City of Sierra Madre was not liable for the allegedly retaliatory conduct under a Monell theory of liability.

Concurring in the judgment, Judge Rawlinson agreed that the case should be remanded. She declined to join the majority’s discussion of whether plaintiff established a First Amendment claim, and its conclusion that he spoke in his

* This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader. ELLINS V . CITY OF SIERRA MADRE 3

capacity as a private citizen, stating that those issues should be resolved on remand by the factfinder.

COUNSEL

Michael A. Morguess, and Carolina V. Diaz, Lackie, Dammeier & McGill, APC, Upland, California, for Plaintiff- Appellant.

Elizabeth M. Kessel and Scott E. Boyer, Kessel & Associates, Los Angeles, California, for Defendants-Appellees.

OPINION

WARDLAW, Circuit Judge:

John Ellins, a police officer for the City of Sierra Madre, led a no-confidence vote of the police officers’ union against the Chief of Police, Marilyn Diaz. Diaz subsequently delayed signing an application for a certification that, when issued, would have entitled Ellins to a five percent salary increase. Ellins brought suit under 42 U.S.C. § 1983 against Diaz and the City of Sierra Madre (collectively, “Defendants”), alleging that Diaz’s delay was unconstitutional retaliation for the exercise of his First Amendment rights. The district court granted summary judgment in favor of Defendants, concluding that Ellins had failed to meet his burden under Garcetti v. Ceballos, 547 U.S. 410 (2006), to show that he undertook his act as a private citizen and not pursuant to his official duties. We disagree, and further hold that Ellins has established a prima facie case of First Amendment retaliation. We thus reverse the grant of summary judgment in favor of 4 ELLINS V . CITY OF SIERRA MADRE

Diaz and remand for further proceedings. We affirm the district court’s grant of summary judgment to the City of Sierra Madre because Ellins did not adduce sufficient evidence to defeat summary judgment on his Monell claim. Monell v. Dept. of Soc. Servs., 436 U.S. 658 (1978).

I.

Ellins served as President of the Sierra Madre Police Association (SMPA) from late 2006 to January 2010. According to the Memorandum of Understanding (MOU) between the City and the SMPA, the SMPA is the recognized employee’s organization for all classified employees of the Sierra Madre Police Department except the Chief of Police and the Lieutenant. The SMPA’s bylaws provide that “[t]he President shall be the executive officer of the Association and, subject to the control of the membership, shall have general supervision, direction and control of the affairs of the Association. He/She shall preside at meetings of its members.”

Early in Ellins’s tenure as SMPA president, Chief Diaz instituted “two-on-two” meetings with the SMPA, designed to “facilitate open communication” and resolve issues between the Department and the SMPA before they became grievances or lawsuits. According to Diaz, Ellins occasionally expressed disagreement with her decisions, but the tone of the meetings was generally “very cordial.” At some point Ellins stopped attending the two-on-twos. Thereafter, Diaz learned of grievances and lawsuits filed by the SMPA against the City, as well as two SMPA press releases critical of her leadership. One of the press releases announced a vote of no confidence taken against Diaz by the SMPA membership. ELLINS V . CITY OF SIERRA MADRE 5

Ellins led the SMPA in the vote of no confidence in 2008. According to Ellins, the union membership initiated the vote because of Diaz’s “lack of leadership, wasting of citizens’ tax dollars, hypocrisy, expensive paranoia, and damaging inability to conduct her job.” SMPA conducted the vote by secret ballot, and 100% of its membership voted. Ellins testified that he led the vote because “as President [of the SMPA], you would have to lead the vote of no confidence.” The SMPA then issued the two press releases that Diaz read: one about the vote, and another that criticized Diaz’s management style. The press release about the vote listed examples of Diaz’s purported incompetence and lack of leadership, including allegations that she wasted taxpayers’ money, fell asleep at City Council and other meetings, violated the MOU between the city and the SMPA, and generally harassed her employees.

Diaz testified that when she learned of the SMPA “no confidence” press release she felt “disappointment” and “disbelief that this could have occurred.” After the second SMPA press release issued, she felt “disappointed and disheartened that the [SMPA] had chosen what I thought was a counter-productive action.” She also testified that she was “disappointed” in Ellins, as SMPA president, for what she presumed was his involvement in the press releases. She expressed this disappointment to her captain and to several members of the police department. 6 ELLINS V . CITY OF SIERRA MADRE

At the time of the no-confidence vote, Ellins had been the subject of three internal affairs investigations.1 In November 2006, he was investigated for associating with a convicted narcotics offender and attempting to dissuade a sergeant from issuing a parking ticket to the ex-convict. He received a 125- hour suspension without pay for this incident, which he did not serve. In August 2008, Ellins was investigated for not citing or arresting a theft suspect in whose car Ellins had found marijuana. In May 2008, he was investigated for telling the City Finance Director that residents who did not want to be evacuated during a serious wildfire near Sierra Madre were “stupid” and “deserved to die.” Ellins received a reprimand for this statement in December 2008.

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John Ellins v. City of Sierra Madre, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-ellins-v-city-of-sierra-madre-ca9-2013.