Jerry Hammons v. Norfolk Southern Corporation

156 F.3d 701, 1998 U.S. App. LEXIS 24527, 1998 WL 673218
CourtCourt of Appeals for the Sixth Circuit
DecidedOctober 2, 1998
Docket97-3465
StatusPublished
Cited by31 cases

This text of 156 F.3d 701 (Jerry Hammons v. Norfolk Southern Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jerry Hammons v. Norfolk Southern Corporation, 156 F.3d 701, 1998 U.S. App. LEXIS 24527, 1998 WL 673218 (6th Cir. 1998).

Opinion

OPINION

CLAY, Circuit Judge.

Appellant, Jerry Hammons, appeals from the district court’s order granting the motion of Appellees, Norfolk Southern Corporation, et al. (“Norfolk”), to dismiss Count I of his Second Amended Complaint, which asserts a Bivens 1 claim against Norfolk, and denying Hammons’ motion to amend the complaint. For the reasons set forth below, we REVERSE the order of the district court and REMAND for proceedings consistent with this opinion.

I.

Hammons was employed by Cincinnati, New Orleans, and Texas Pacific Railway Company (“CNT”) 2 . On June 15, 1990, Ham-mons was subjected to a random urine drug screen pursuant to Norfolk’s company policy and the Federal Railroad Administration’s Control of Alcohol and Drug Use Regulations (“FRA Regulations”), 49 C.F.R. §§ 219 et seq. 3 He tested positive for marijuana and was suspended from service. A new urine sample was provided by Hammons, which tested negative for drugs. Because the results of the second drug screen were negative, J.P. Salb, M.D., Norfolk’s Director of Medical Services, notified Hammons, in a letter dated July 30, 1990, that he would be returned to service. However, the letter also warned Hammons that “[sjhould any future test be positive, you will be subject to dismissal.” (J.A. at 88.) Thereafter, Hammons was allegedly subjected to approximately twenty-four random drug screens during the next year and a half. (Id. at 21.)

On February 27, 1992, Hammons’ urine sample tested positive for cocaine. Consequently, on April 14, 1992, Hammons was discharged from service for failure to comply with company policy and the terms of the July 30, 1990 letter. As permitted by the collective bargaining agreement (“CBA”), *703 Hammons, represented by the United Transportation Union (“Union”), appealed his dismissal within the company. The appeal was denied, by letter dated May 11, 1992. In that letter, Norfolk stated that as a result of the hearing held on April 9, 1992, to determine the facts surrounding Hammons’ alleged failure to comply with company policy, “substantial evidence clearly proved the claimant was guilty as charged. The discipline applied was fully warranted and this claim is declined in its entirety.” (J.A at 97.)

In accordance with the CBA, Hammons then appealed the matter to Public Law Board No. 959 (“the Board”), which upheld the discharge based on its finding that Ham-mons did not proffer any evidence to disprove the laboratory results or show them to be flawed. The underlying action was then initiated as a result of the Board’s decision.

Count I of Hammons’ original complaint asserted a claim against Norfolk under 42 U.S.C. § 1983. Hammons alleged that by testing him for drugs in violation of 49 C.F.R. § 216.601, Norfolk violated his right under the Fourth Amendment to be free of unreasonable searches and seizures. 4 Norfolk moved to dismiss Count I on the ground that Hammons had not alleged that Norfolk acted under color of state law. In response, Hammons moved to file a second amended complaint in order to assert a Bivens claim against Norfolk instead of the § 1983 claim. 5 Norfolk opposed the motion, contending that a Bivens action cannot be maintained against a private entity. In support of its argument, Norfolk relied upon Kauffman v. Anglo-American School of Sofia, 28 F.3d 1223 (D.C.Cir.1994). Kauffman held that a Bivens action cannot be brought against private entities engaging in federal action. In turn, Hammons argued that the District of Columbia Circuit’s holding in Kauffman is contrary to the Sixth Circuit’s holding in Yiamouyiannis v. Chemical Abstracts Service, 521 F.2d 1392 (6th Cir.1975) which, according to Ham-mons, permitted a Bivens claim against a private corporation. 6

The lower court granted Hammons’ motion to file a Second Amended Complaint. Count I of Hammons’ complaint asserted a Bivens claim against Norfolk alone. Hammons again alleged that by testing him for drugs in violation of 49 C.F.R. § 216.601, Norfolk violated his Fourth Amendment right to be free of unreasonable searches and seizures.

Norfolk moved to dismiss Count I pursuant to Fed.R.Civ.P. 12(b)(6), again asserting that a Bivens action cannot be brought against a private corporation. Hammons opposed the motion and stated, in the alternative, that if the court accepted Norfolk’s argument, he should be allowed to amend the *704 complaint to name individual defendants. Hammons also stated that he was “not able to currently identify with any specificity the individual(s) ... responsible for the violation of his constitutional rights” and, therefore, he would need more discovery. (J.A. at 192-93.)

On March 12, 1996, the magistrate judge issued a- report which recommended that Norfolk’s motion to dismiss Count I be granted, and that Hammons’ motion to amend the complaint to name individual defendants be denied. The district court adopted the magistrate judge’s report and recommendation by entry of order dated April 24,1996. Hammons now appeals.

II.

We review dismissals brought pursuant to Fed.R.Civ.P. 12(b)(6) de novo. Merriweather v. City of Memphis, 107 F.3d 396, 398 (6th Cir.1997). A complaint may be dismissed under 12(b)(6) “only if it is clear that no relief could be granted under any set of facts that could be proved consistent with the allegations.” Hishon v. King & Spalding, 467 U.S. 69, 73, 104 S.Ct. 2229, 81 L.Ed.2d 59 (1984). Moreover, in determining whether dismissal is appropriate, “the allegations of the complaint should be construed favorably to the pleader.” Scheuer v. Rhodes, 416 U.S. 232, 236, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974).

III.

A. Bivens Actions

Bivens actions are a creation of federal judicial law. Their roots can be found in the opinion Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,

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Bluebook (online)
156 F.3d 701, 1998 U.S. App. LEXIS 24527, 1998 WL 673218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jerry-hammons-v-norfolk-southern-corporation-ca6-1998.