James W. Begley v. F. David Mathews, Secretary of Health, Education and Welfare

544 F.2d 1345
CourtCourt of Appeals for the Sixth Circuit
DecidedDecember 8, 1976
Docket75-2472
StatusPublished
Cited by57 cases

This text of 544 F.2d 1345 (James W. Begley v. F. David Mathews, Secretary of Health, Education and Welfare) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James W. Begley v. F. David Mathews, Secretary of Health, Education and Welfare, 544 F.2d 1345 (6th Cir. 1976).

Opinion

EDWARDS, Circuit Judge.

The Secretary of Health, Education and Welfare appeals from an order of remand for further consideration of claims for disability benefits to three coal miners who had filed claims under the Black Lung Benefit Act of 1972, 30 U.S.C. § 901 et seq. (1970). The appeals require this court to interpret a regulation (20 C.F.R. § 410.490 (1975)) against the background of the Black Lung Benefits Act and the related provisions of the prior Federal Coal Mine Health and Safety Act of 1969, 30 U.S.C. § 801, et seq. (1970). With all of this statutory and regulatory language thus made available, we find none of it specifically in point. Indeed, we find ourselves again cautiously sailing the sea of congressional intent without bell or buoy.

In one portion of our ruling (affirming the District Judge’s remand of these cases to the Secretary of Health, Education and Welfare for further consideration), we reject rulings on these cases made by the Secretary and his agents. We believe remedial legislation such as the Black Lung Benefits Act should be given a liberal interpretation; and moreover Congress clearly stated its desires for the Secretary, to do just that in relation to this specific Act. In another phase of our ruling, we reject a broad interpretation of the statutes and regulations sought by claimants and endorsed by the District Judge because we believe it to be completely inconsistent with the structure and the purpose of the Act.

THE FACTS

The three miners concerned are Begley, Spears and Nutter. All of them had *1347 worked in the coal mines of the nation for more than 15 years before June 30, 1973. All of them applied for black lung benefits prior to June 30, 1973. All of them had quit work in the mines before that date. None of them succeeded in mustering evidence of total disability prior to June 30, 1973, to the satisfaction of the administrative law judges and the Appeals Council which determined the facts in these cases for the Secretary of Health, Education and Welfare. In each case the record contained a ventilatory (breathing capacity) test which showed that the claimant at a date prior to June 30, 1973, had a breathing capacity above the standard set in 20 C.F.R. § 410.490. In each case, however, the record also contained a ventilatory test which showed that on a date subsequent to June 30, 1973, each claimant had a breathing capacity below the standard set in 20 C.F.R. § 410.490. The pre-June 30, 1973 tests would serve to deny to each claimant the benefit of the presumption of total disability created by § 410.490. The post-June 30, 1973 tests would serve to qualify each claimant for the presumption. The questions we deal with 1 all concern whether and how the presumption made available to claimants by the post-June 30, 1973 tests may be applied to the facts of these cases.

THE QUESTIONS

The two critical questions appear to us to be:

1) Do the Black Lung Benefits Act of 1972 and Regulation 410.490 read together not only require the filing of a claim prior to June 30, 1973, but also the proof of total disability occurring on or prior to June 30, 1973?

The Secretary answered “Yes.” The District Judge answered the question “No.” As to this question we agree with the Secretary, albeit for somewhat different reasons.

2) Assuming, as the Secretary has now belatedly conceded, that post-June 30, 1973 ventilatory tests may be considered as evidence which relates back to disability claimed to exist prior to or on June 30, 1973, was the District Judge correct in remanding these cases to the Secretary for further consideration of the granting of the § 410.490 presumption?

The Secretary argues that this question should be answered “No.” The District Judge answered it “Yes.” As to this question, we agree with the District Judge.

TOTAL DISABILITY DUE TO PNEUMOCONIOSIS

The present black lung (pneumoconiosis) law is a combination of two statutes. The Coal Mine Health and Safety Act, Pub.L. No. 91-173, 30 U.S.C. § 801 et seq. (1970), was adopted in 1969. Its stated purpose included these sentences:

[Cjountless thousands [of coal miners] have suffered and died or presently suffer from the ravages of coal workers’ pneumoconiosis — the dread miners disease caused by the inhalation of excessive amounts of coal dust.
It is the purpose of the bill H.R. 13950 to protect the health and safety of coal miners, and to combat the steady toll of life, limb, and lung, which terrorizes so many unfortunate families.
H.R.Rep. No. 91-563, 91st Cong., 1st Sess. (1969), U.S.Code Cong. & Ad.News, p. 2503. (Footnote omitted.)

By 1972, however, the record of the Social Security Agency of the Department of Health, Education and Welfare in processing and disposing of pneumoconiosis claims was anything but satisfactory to Congress. In passing the Black Lung Act of 1972, Congress recorded these findings and purpose:

§ 901. Congressional findings and declaration of purpose
*1348 Congress finds and declares that there are a significant number of coal miners living today who are totally disabled due to pneumoconiosis arising out of employment in one or more of the Nation’s coal mines; that there are a number of survivors of coal miners whose deaths were due to this disease or who were totally disabled by this disease at the time of their deaths; and that few States provide benefits for death or disability due to this disease to coal miners or their surviving dependents. It is, therefore, the purpose of this subchapter to provide benefits, in cooperation with the States, to coal miners who are totally disabled due to pneumoconiosis and to the surviving dependents of miners whose death was due to such disease or who were totally disabled by this disease at the time of their deaths; and to ensure that in the future adequate benefits are provided to coal miners and their dependents in the event of their death or total disability due to pneumoconiosis.
30 U.S.C. § 901 (Supp.1975).

The Senate Report on the bill was more explicit as to, at least, Congressional intent:

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Bluebook (online)
544 F.2d 1345, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-w-begley-v-f-david-mathews-secretary-of-health-education-and-ca6-1976.