James Smith v. Local No. 25, Sheet Metal Workers International Association

500 F.2d 741, 87 L.R.R.M. (BNA) 2211, 1974 U.S. App. LEXIS 6919
CourtCourt of Appeals for the Fifth Circuit
DecidedSeptember 11, 1974
Docket73-2338
StatusPublished
Cited by90 cases

This text of 500 F.2d 741 (James Smith v. Local No. 25, Sheet Metal Workers International Association) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James Smith v. Local No. 25, Sheet Metal Workers International Association, 500 F.2d 741, 87 L.R.R.M. (BNA) 2211, 1974 U.S. App. LEXIS 6919 (5th Cir. 1974).

Opinion

THORNBERRY, Circuit Judge:

Charlie Smith and James Smith were suspended and expelled from their Union for their failure to pay dues. Appellant Wylie Smith was suspended for the *744 same delinquency, but was reinstated to membership in good standing after he had tendered the required payments. Subsequent to the suspension and expulsion episode, all three brought suit in federal court contending that the Union had consistently discriminated against them, and in favor of other Union members, in job referrals within the Union’s trade area “contrary to the provisions of section 8 of the National Labor Relations Act, as amended.” The two expelled members contended additionally that the Union had “deliberately and fraudulently” refused to permit their membership reinstatement pursuant to the Union’s constitution.

The district court concluded that appellants’ first claim presented a matter within the exclusive jurisdiction of the NLRB because appellants accused the Union of engaging in conduct which is arguably an unfair labor practice under section 8(b)(2) of the Labor Management Relations Act, citing Local 100 of United Ass’n of Jour. & App. v. Borden, 1963, 373 U.S. 690, 83 S.Ct. 1423, 10 L.Ed.2d 638, and San Diego Building Trades Council v. Garmon, 1959, 359 U.S. 236, 79 S.Ct. 773, 3 L.Ed.2d 775. The district court rejected appellants’ effort to predicate the suit on section 301(a) of the Labor Management Relations Act, 29 U.S.C. § 185(a), and thus to avoid preemption, William E. Arnold Co. v. Carpenters District Council, 1974, 417 U.S. 12, 94 S.Ct. 2069, 40 L.Ed.2d 620, by noting that section 301(a) was inapplicable since the appellants had neither alleged a violation of any collective bargaining agreement nor even introduced such an agreement in evidence. The district court concluded that the appellants’ reliance upon a claim that the Union had breached its duty of fair representation was misplaced since a DFR claim is jurisdictionally cognizable only in the context of a section 301(a) action. The court further held that the two plaintiffs seeking reinstatement were not entitled, as nonmembers, to claim a duty of fair representation from the Union, and as nonmembers, could not avail themselves of section 102 of the Labor Management Reporting and Disclosure Act, 29 U.S.C. § 412.

Appellants contend that their claims are not preempted, that jurisdiction properly lies in the federal district court, and that this court should reverse and remand for trial. Although the issues involved have been briefed and argued, the procedural posture of this case is still somewhat puzzling. Shortly after the filing of the suit, depositions were taken and interrogatories were answered. Armed with the information there disclosed and with supporting affidavits, the Union filed a motion for summary judgment pursuant to Fed.R. Civ.P. 56. Plaintiffs responded in kind, attempting to demonstrate that material issues of fact existed warranting a trial on the merits. The Union counter-attacked with a brief styled “In Support of Motion for Summary Judgment and in Support of Motion to Dismiss for Want of Jurisdiction.” The plaintiffs, not to be outdone, responded with a brief of their own.

The result of the battle was the granting of a dismissal “for lack of jurisdiction.” The order, however, does not stop with its decision of the jurisdictional question. There, are references in the order to matters normally reserved for dispositions under Fed.R.Civ. P. 12(b)(6), where the plaintiff has failed to state a claim upon which relief can be granted. Additionally, however, the district court relied upon affidavits, other extra-pleading materials, and oral argument on the motion, thus automatically converting what might have been an alternative dismissal for failure to state a cause of action into a summary judgment on the merits, the requirements of which are governed by Fed.R. Civ.P. 56. Arrington v. City of Fairfield, Alabama, 5th Cir. 1969, 414 F.2d 687, 692; Carter v. Stanton, 1972, 405 U.S. 669, 671, 92 S.Ct. 1232, 1234, 31 L.Ed.2d 569. Consequently, although styled a dismissal for lack of jurisdiction, we treat the order for what it is: a dismissal for lack of subject matter *745 jurisdiction or alternatively a grant of summary judgment on the merits. 1 While we disagree with much of what the district court said in its order, we are in agreement as to the result: the Union was entitled to summary judgment on both claims.

In finding that the appellants’ job referral claim was preempted by the NLRB’s exclusive jurisdiction, the district court relied upon tests announced by the Supreme Court. In enacting the National Labor Relations Act and later the Labor Management Relations Act,

Congress did not merely lay down a substantive rule of law to be enforced by any tribunal competent to apply law generally to the parties. It went on to confide primary interpretation and application of its rules to a specific and specially constituted tribunal and prescribed a particular procedure for investigation, complaint and notice, and hearing and decision, including judicial relief pending a final administrative order. Congress evidently considered that centralized administration of specially designed procedures was necessary to obtain uniform application of its substantive rules and to avoid these diversities and conflicts likely to result from a variety of local procedures and attitudes toward labor controversies ... A multiplicity of tribunals and a diversity of procedures are quite as apt to produce incompatible or conflicting adjudications as are different rules of sub- , stantive law .

Garner v. Teamsters, etc., Union, 1953, 346 U.S. 485, 490-491, 74 S.Ct. 161, 165-166, 98 L.Ed. 228. Consequently, as a general rule, neither state nor federal courts have jurisdiction over suits directly involving “activity [which] is arguably subject to § 7 or § 8 of the Act.” San Diego Building Trades Council v. Garmon, supra, 359 U.S. at 245, 79 S.Ct. at 780.

It is true of course that union discrimination in job referrals against a member of the bargaining unit is a matter normally within the exclusive jurisdiction of the NLRB. Journeymen & Apprentices Local 100 v. Borden, 1963, 373 U.S. 690, 83 S.Ct. 1423, 10 L.Ed.2d 638. But even this general rule is not without exception. In Int’l. Brotherhood of Boilermakers v. Hardeman, 1971, 401 U.S. 233, 91 S.Ct.

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Bluebook (online)
500 F.2d 741, 87 L.R.R.M. (BNA) 2211, 1974 U.S. App. LEXIS 6919, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-smith-v-local-no-25-sheet-metal-workers-international-association-ca5-1974.