James Kenneth Gallagher v. National Transportation Safety Board and Administrator, Federal Aviation Administration

953 F.2d 1214, 35 Fed. R. Serv. 29, 1992 U.S. App. LEXIS 816, 1992 WL 4045
CourtCourt of Appeals for the Tenth Circuit
DecidedJanuary 14, 1992
Docket90-9544
StatusPublished
Cited by17 cases

This text of 953 F.2d 1214 (James Kenneth Gallagher v. National Transportation Safety Board and Administrator, Federal Aviation Administration) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James Kenneth Gallagher v. National Transportation Safety Board and Administrator, Federal Aviation Administration, 953 F.2d 1214, 35 Fed. R. Serv. 29, 1992 U.S. App. LEXIS 816, 1992 WL 4045 (10th Cir. 1992).

Opinion

ALDON J. ANDERSON, Senior District Judge.

By this appeal, Petitioner seeks review of an order by the Respondent, National Transportation Safety Board (“NTSB”), affirming the revocation of Petitioner’s Airman Certificate and airline transport privileges by the Administrator of the Federal Aviation Administration (“FAA”). This court has jurisdiction pursuant to 49 U.S.C.App. § 1486(a) (1988). Petitioner raises two issues on appeal. First, whether the NTSB’s order affirming the revocation of his certificate was based on inadequate evidence. Second, whether the NTSB was deprived of jurisdiction to enter its order affirming the revocation because, by the time the NTSB issued its final order, the statutorily prescribed time period for addressing Petitioner’s appeal of the revocation had expired. We answer both questions in the negative and therefore affirm the NTSB’s order.

*1216 I. Factual Background 1

On April 19, 1990, Petitioner was assigned as pilot in command of a commercial airline flight. At approximately 7:30 a.m. on the morning of the 19th, while Petitioner was engaging in pre-flight preparation in anticipation of the flight’s immediate departure from Denver, an FAA inspector detected what she believed to be the odor of alcohol emanating from Petitioner. R. at 56-59. The FAA inspector communicated her concern to local officials of the private airline that employed Petitioner. Id. at 59. Airline officials withdrew Petitioner from the flight, and subsequently took him to a nearby medical clinic where a blood sample was drawn. R. at 67-68, 82. The blood sample was sent to a New Jersey laboratory where a blood alcohol level toxicological test was conducted. Both Petitioner and Respondent agree that, in the course of packaging that blood sample for shipment, the technician who prepared the sample failed to follow the prescribed “chain of custody” instructions. Specifically, the technician simply wrapped a length of tamper-resistant tape around the body of the vial containing the blood sample rather than applying the tape vertically up one side of the vial, across the top of the cap of the vial, and down the other side such that any attempt to remove the vial’s cap would have been detectable. R. at 86-87. Had the recommended procedure been followed, the chain of custody clearly would have been unbroken from the time the seal was applied to the vial until the time it was broken by laboratory employees after its arrival in New Jersey for testing. However, because of the manner in which the medical technician actually fastened the seal, the cap to the vial could have been removed and replaced without detection between the time the sample was drawn and the time it was analyzed.

This first blood sample was drawn at about 9:10 a.m. R. at 88. Subsequently, at Petitioner’s request, his personal physician drew another sample and submitted it to a local laboratory for testing. R. at 452-53. This second sample was drawn at approximately 10:40 a.m. on the morning of April 19th. Id. The New Jersey laboratory returned a toxicological report advising that its analysis of the first blood sample revealed a blood alcohol level of .042 percent. R. at 278; Addendum to Petitioner’s Br., Ex. G-2. A confirming test by the New Jersey laboratory revealed a .038 percent 2 blood alcohol level. R. at 280; Addendum to Petitioner’s Br., Ex. 3. With respect to the second blood sample drawn by Petitioner’s personal physician, the local laboratory reported a blood alcohol level of .0229 percent. R. at 455, 348.

After receiving the results of the first' blood sample from the New Jersey laboratory, the FAA, on April 27, 1990, issued an Emergency Order of Revocation (“Emergency Order”) which revoked Petitioner’s Airman Certificate. The legal basis for the FAA’s order was Petitioner’s alleged violation of Section 91.11(a)(4) of the Federal Aviation Regulations which prohibited attempting to act as a crew member of a civil aircraft while having a blood alcohol level in excess of .04 percent. 3

On May 3, 1990, Petitioner appealed the Emergency Order, and on May 31, 1990, a hearing was held before a NTSB administrative law judge (“AU”). At that hearing, the AU determined that the above-described defects in the handling and packaging of Petitioner’s blood sample resulted in a break in the chain of custody. Because of this break in the chain of custody, *1217 the AU further found that the sample was not adequately authenticated and ruled that the laboratory report based on the blood sample was therefore inadmissible. Having excluded the toxicological report, the AU concluded that there was no other evidence to prove Petitioner’s blood alcohol level on the morning of April 19, and reversed the Emergency Order.

On the FAA’s appeal to the full Board, the NTSB reversed the AU, concluding that the testimony of the measures taken in packaging and shipping the sample were adequate to “show that the actual chain of custody had not been broken.” R. at 409. The NTSB remanded the case to the AU with instructions to admit the toxicological report based on the first sample extracted from Petitioner.

On remand, the AU admitted the toxicological reports based on both of the blood samples taken from Petitioner. However, the AU persisted in his assessment that there was insufficient authentication of the samples and gave the reports no weight in his consideration of the issues. Because of the resulting lack of credible evidence in support of the FAA’s charges against Petitioner, the AU once again reversed the FAA’s Emergency Order.

On appeal the second time to the NTSB, the Board again reversed the AU’s decision. The NTSB ruled that its former order resolved the issue of admissibility and that, thenceforth, the AU became obliged to “give the report such weight as would be due any documentary evidence whose substantiality, reliability and probative value had not been successfully attacked.” R. at 589. Because the NTSB determined that Petitioner had not significantly challenged the reliability of the toxicological report on the first drawn blood sample, it found a sufficient factual basis for the charge that Petitioner had violated the applicable regulations. Thus, the NTSB affirmed the Emergency Order. This order was dated July 24, 1990, seventy-four days after the FAA advised the NTSB of the emergency nature of the suspension order. 4 Petitioner now appeals the NTSB order affirming the FAA’s Emergency Order revoking his certificate.

II. Sufficiency of Evidence Underlying the Order

Upon timely petition by a person disclosing a substantial interest therein, “[a]ny order ... issued by the [NTSB] ... shall be subject to review by the courts of appeals of the United- States.” 49 U.S.C.App. § 1486(a) (1988). In the course of judicial review of NTSB orders, “[t]he findings by the [NTSB] ..., if supported by substantial evidence, shall be conclusive.” Id. § 1486(e); see also 5 U.S.C. § 706

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
953 F.2d 1214, 35 Fed. R. Serv. 29, 1992 U.S. App. LEXIS 816, 1992 WL 4045, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-kenneth-gallagher-v-national-transportation-safety-board-and-ca10-1992.