Iowa Supreme Court Attorney Disciplinary Board v. Pamela Ann Vandel

889 N.W.2d 659, 2017 WL 382405, 2017 Iowa Sup. LEXIS 5
CourtSupreme Court of Iowa
DecidedJanuary 27, 2017
Docket16–1704
StatusPublished
Cited by19 cases

This text of 889 N.W.2d 659 (Iowa Supreme Court Attorney Disciplinary Board v. Pamela Ann Vandel) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Iowa Supreme Court Attorney Disciplinary Board v. Pamela Ann Vandel, 889 N.W.2d 659, 2017 WL 382405, 2017 Iowa Sup. LEXIS 5 (iowa 2017).

Opinion

WIGGINS, Justice.

The Iowa Supreme Court Attorney Disciplinary Board brought a complaint against an attorney alleging multiple violations of the Iowa Rules of Professional Conduct. A division of the Grievance Commission of the Supreme Court of Iowa found the respondent’s conduct violated the rules and recommended we suspend her license to practice law with no possibility of reinstatement for a period of one year: On appeal, the Board urges us to reaffirm the recommendation. On our de novo review, we find the attorney violated numerous provisions of our rules, which require us to impose sanctions. Accordingly, we suspend the attorney’s license to practice law indefinitely with no possibility of reinstatement for a period of six months from the date of filing this decision.

I. Scope of Review.

We review attorney disciplinary proceedings de novo. Iowa Ct. Rs. 36.21(1), .22(4). The Board must prove ethical violations by a convincing preponderance of the evidence. Iowa Supreme Ct Att’y Disciplinary Bd. v. Crum, 861 N.W.2d 595, 599 (Iowa 2015). A convincing preponderance of the evidence is more than the standard in a typical civil case, but less than proof beyond a reasonable doubt. Iowa Supreme Ct. Att’y Disciplinary Bd. v. Netti, 797 N.W.2d 591, 595 (Iowa 2011). While we respectfully consider the commission’s findings and recommendations, they are not binding on us. Crum, 861 N.W.2d at 599-600. Upon proof of an ethical violation, we may impose a greater or lesser sanction than the commission recommended. Netti, 797 N.W.2d at 595.

Additionally, because the attorney failed to respond to the Board’s complaint, we treat the allegations in the complaint as admitted pursuant to Iowa Court Rule 36.7. Crum, 861 N.W.2d at 599-600.

II. Findings of Fact.

Upon on our de novo review of the record and the admitted allegations, we make the following findings of fact. In 1996, Pamela A. Vandel received her license to practice law in Iowa.

On September 28, 2012, Vandel began representing Nichole Phillips in a custody, visitation, and child-support modification case. In 2004, a dissolution decree was entered granting physical custody of a minor child to Nichole, and it provided her former husband, Floyd Phillips, with a specific visitation schedule. On September *663 20, 2012, attorneys Brian Witherwax and Tyler Johnston filed a petition for modification on behalf of Floyd, claiming a substantial change in circumstances warranted modification as to custody, visitation, and child support. Through his attorneys, Floyd also filed an application for rule to show cause, alleging Nichole placed the minor child on ADHD medication against medical advice and without informing Floyd, which was contrary to the terms of the decree.

After Vandel entered her appearance on behalf of Nichole, she filed answers and counterclaims to Floyd’s petition for modification and application for rule to show cause. On April 10, 2013, Floyd’s attorneys filed a motion to withdraw. The court held a hearing on April 15 and granted Nichole’s request for designation of expert witness and addressed Floyd’s failure to obtain a psychological evaluation as previously ordered. After the hearing on April 15, Vandel advised Nichole to deny Floyd further visitation and filed a motion to suspend visitation. Based on Vandel’s advice, Nichole began denying Floyd visitation on April 17. Thereafter on April 22, Floyd’s attorneys filed an application for a rule to show cause asserting Nichole denied Floyd visitation on April 17. That application along with Witherwax’s and Johnston’s motion to withdraw, and the motion to suspend visitation were scheduled for hearing on May 9 at 1:30 p.m.

On the morning of May 9, Vandel called Floyd’s attorney, Tyler Johnston, and told him the hospital notified her she needed to go in for a blood transfusion that day and asked if he would agree to a continuance. After Johnston agreed to the continuance, Vandel called Judge Gunderson and indicated she was medically ineapable of attending the hearing. Vandel followed up with an email expressing her gratitude to Judge Gunderson and Johnston for understanding her need for the transfusion. Due to Vandel’s representations concerning her need for a blood transfusion, the court continued the hearing to the date of trial on May 20. Despite her representations, Vandel did not receive a blood transfusion on May 9.

On May 13, Floyd, through his new attorney Jason Springer, filed an application for rule to show cause alleging that Nichole, based on the advice of Vandel, had denied Floyd visitation nine times between April 17 and May 11, in violation of the dissolution decree.

The modification trial occurred May 20 through May 24 before Judge Blane. Prior to the start of the trial, counsel for both parties met with Judge Blane and agreed the court would consider, in addition to modification, Nichole’s counterclaim filed on October 1, 2012; Floyd’s application for rule to show cause filed on April 22, 2013; and Floyd’s application for rule to show cause filed on May 13. In order for the court to hear the application for rule to show cause filed on May 13, Vandel waived Nichole’s right to notice without consulting her. Nichole found out about the second application for rule to show cause on the third day of trial when Vandel showed her the application during a break.

During the modification trial, Nichole testified that Vandel told her three days before the trial she was going to withdraw as counsel on the first day of trial if Nichole did not pay her an additional $10,000. When Nichole told Vandel she was unable to pay $10,000, Vandel lowered the amount to $5000. Although Nichole did not make an additional payment, Vandel appeared for trial and did not file a motion to withdraw. However, throughout the trial, Van-del continued to tell Nichole that she was going to withdraw if she did not make an additional payment. Nichole explained to Judge Blane that Vandel’s threats to with *664 draw put her “under extreme stress,” and she felt like she was being “harassed ,.. badgered, and ... threatened.”

Additionally, on the first day of trial, Vandel presented Nichole with documents to sign in the form of a mortgage with a promissory note, attorney fee lien, assignment of income, judgment by confession, and assignment of wages. Vandel falsely told Judge Blane she did not present any documents for Nichole to sign during the trial. Further, when Vandel threatened to withdraw if she did not receive an additional payment, Vandel did not inform Nichole of the likelihood that the judge would grant or deny such a motion.

On May 28, Judge Blane found Vandel “guilty [beyond a reasonable doubt] of nine (9) counts of contempt of court by willfully counseling, thereby aiding and abetting the violation of the Court’s Decree of May 19, 2004, pursuant to Iowa Code section 665.2(3).” 1 Judge Blane also filed a complaint with the Board against Vandel.

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Bluebook (online)
889 N.W.2d 659, 2017 WL 382405, 2017 Iowa Sup. LEXIS 5, Counsel Stack Legal Research, https://law.counselstack.com/opinion/iowa-supreme-court-attorney-disciplinary-board-v-pamela-ann-vandel-iowa-2017.