In re Welding Fume Products Liability Litigation
This text of 245 F.R.D. 279 (In re Welding Fume Products Liability Litigation) is published on Counsel Stack Legal Research, covering District Court, N.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
[282]*282 MEMORANDUM AND ORDER
O’MALLEY, District Judge.
A number of plaintiff welders filed in California federal district court a lawsuit known as Steele v. AO. Smith Corp. The Steele action was transferred to this Court as related to In re: Welding Fume Products Liability Litigation, MDL No. 1535. The plaintiffs in Steele now move for class certification (master docket no. 1837). For the reasons stated below, the Court concludes this motion must be DENIED.
As set out in Section IX of this Order, below, the Court directs the Steele plaintiffs to submit a position statement regarding the Court’s continuing jurisdiction over their case.
I. Background.
On June 23, 2003, the Judicial Panel on Multi-District Litigation (“MDL Panel”) conferred multi-district status on “Welding Fume” lawsuits filed in federal court, and transferred three such pending cases to this Court, pursuant to 28 U.S.C. § 1407.1 The MDL Panel concluded that the three Welding Fume cases each “present[ed] claims of personal injuries allegedly caused by exposure to welding fumes. The actions thus share factual questions concerning, inter alia, whether exposure to welding fumes causes the conditions complained of by plaintiffs and whether defendants knew or should have known of any health risks associated with exposure to welding fumes.”2
Since that time, the MDL Panel has transferred to this Court about 9,750 related cases filed by plaintiffs around the country.3 Another 1,760 cases have been removed directly to, or filed directly in, this Court.4 By virtue of subsequent remands to state court, voluntary dismissals, and stipulated dismissals pursuant to a Tolling Agreement (and also two trials and a settlement), the number of active cases now pending in this Welding Fume MDL is about 1,775.
As a general matter, the plaintiffs in the Welding Fume eases all allege that: (1) they inhaled fumes given off by welding rods; (2) [283]*283these fumes contained manganese; and (3) this manganese caused them permanent neurological injury and other harm. The Welding Fume plaintiffs name as defendants various manufacturers, suppliers, and distributors of welding rod products, and claim the defendants knew or should have known that the use of welding rods would cause these damages. The plaintiffs generally bring claims sounding in strict product liability, negligence, fraud, and conspiracy. The gravamen of the complaints is that the defendants “failed to warn” the plaintiffs of the health hazards posed by inhaling welding rod fumes containing manganese and, in fact, conspired to affirmatively conceal these hazards from those engaged in the welding process.
Since the inception of the Welding Fume MDL, the Court has, among other things: (1) ruled that the plaintiff welders’ claims are not pre-empted by the Occupational Safety and Health Act or the Hazard Communication Standard;5 (2) issued rulings addressing the admissibility of expert opinions on a variety of matters, including a determination that “the sum of the epidemiological and other evidence proffered by the parties is sufficiently reliable to support the assertion that exposure to welding fumes can cause, contribute to, or accelerate a parkinsonian syndrome that some doctors will diagnose as [Parkinson’s Disease]”;6 (3) concluded that the medical screening programs employed by plaintiffs’ counsel did provide them with “a good faith basis to assert a claim that the [plaintiff-]welder[s] suffered neurological injury caused by welding fumes”;7 and (4) ruled that defendant Metropolitan Life Insurance Company was entitled to summary judgment in every Welding Fume MDL case.8 Also, the Court has presided over two Welding Fume trials, both of which ended in jury verdicts for defendants on all claims.9
When the Welding Fume MDL was new, the Court’s first ease management order set out procedures applicable to any cases filed as putative class actions, and identified nine such cases that had already been transferred into the MDL.10 Shortly thereafter, however, plaintiffs’ liaison counsel notified the Court that “Plaintiffs in those [putative class action] cases do not intend to seek class certification.” 11 Accordingly, until now, this MDL Court has not been asked to certify any classes under Fed.R.Civ.P. 23.
II. The Steele Class Action Complaint.
One of the Welding Fume cases transferred more recently into this MDL is Steele v. AO. Smith Corp.
Rather than seeking pure monetary damages, the 16 Steele plaintiffs pray for various types of injunctive and declaratory relief— primarily, a medical monitoring program to account for their allegedly increased risk of developing welding-fume-induced brain damage. Specifically, the Steele plaintiffs ask for:
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[282]*282 MEMORANDUM AND ORDER
O’MALLEY, District Judge.
A number of plaintiff welders filed in California federal district court a lawsuit known as Steele v. AO. Smith Corp. The Steele action was transferred to this Court as related to In re: Welding Fume Products Liability Litigation, MDL No. 1535. The plaintiffs in Steele now move for class certification (master docket no. 1837). For the reasons stated below, the Court concludes this motion must be DENIED.
As set out in Section IX of this Order, below, the Court directs the Steele plaintiffs to submit a position statement regarding the Court’s continuing jurisdiction over their case.
I. Background.
On June 23, 2003, the Judicial Panel on Multi-District Litigation (“MDL Panel”) conferred multi-district status on “Welding Fume” lawsuits filed in federal court, and transferred three such pending cases to this Court, pursuant to 28 U.S.C. § 1407.1 The MDL Panel concluded that the three Welding Fume cases each “present[ed] claims of personal injuries allegedly caused by exposure to welding fumes. The actions thus share factual questions concerning, inter alia, whether exposure to welding fumes causes the conditions complained of by plaintiffs and whether defendants knew or should have known of any health risks associated with exposure to welding fumes.”2
Since that time, the MDL Panel has transferred to this Court about 9,750 related cases filed by plaintiffs around the country.3 Another 1,760 cases have been removed directly to, or filed directly in, this Court.4 By virtue of subsequent remands to state court, voluntary dismissals, and stipulated dismissals pursuant to a Tolling Agreement (and also two trials and a settlement), the number of active cases now pending in this Welding Fume MDL is about 1,775.
As a general matter, the plaintiffs in the Welding Fume eases all allege that: (1) they inhaled fumes given off by welding rods; (2) [283]*283these fumes contained manganese; and (3) this manganese caused them permanent neurological injury and other harm. The Welding Fume plaintiffs name as defendants various manufacturers, suppliers, and distributors of welding rod products, and claim the defendants knew or should have known that the use of welding rods would cause these damages. The plaintiffs generally bring claims sounding in strict product liability, negligence, fraud, and conspiracy. The gravamen of the complaints is that the defendants “failed to warn” the plaintiffs of the health hazards posed by inhaling welding rod fumes containing manganese and, in fact, conspired to affirmatively conceal these hazards from those engaged in the welding process.
Since the inception of the Welding Fume MDL, the Court has, among other things: (1) ruled that the plaintiff welders’ claims are not pre-empted by the Occupational Safety and Health Act or the Hazard Communication Standard;5 (2) issued rulings addressing the admissibility of expert opinions on a variety of matters, including a determination that “the sum of the epidemiological and other evidence proffered by the parties is sufficiently reliable to support the assertion that exposure to welding fumes can cause, contribute to, or accelerate a parkinsonian syndrome that some doctors will diagnose as [Parkinson’s Disease]”;6 (3) concluded that the medical screening programs employed by plaintiffs’ counsel did provide them with “a good faith basis to assert a claim that the [plaintiff-]welder[s] suffered neurological injury caused by welding fumes”;7 and (4) ruled that defendant Metropolitan Life Insurance Company was entitled to summary judgment in every Welding Fume MDL case.8 Also, the Court has presided over two Welding Fume trials, both of which ended in jury verdicts for defendants on all claims.9
When the Welding Fume MDL was new, the Court’s first ease management order set out procedures applicable to any cases filed as putative class actions, and identified nine such cases that had already been transferred into the MDL.10 Shortly thereafter, however, plaintiffs’ liaison counsel notified the Court that “Plaintiffs in those [putative class action] cases do not intend to seek class certification.” 11 Accordingly, until now, this MDL Court has not been asked to certify any classes under Fed.R.Civ.P. 23.
II. The Steele Class Action Complaint.
One of the Welding Fume cases transferred more recently into this MDL is Steele v. AO. Smith Corp.
Rather than seeking pure monetary damages, the 16 Steele plaintiffs pray for various types of injunctive and declaratory relief— primarily, a medical monitoring program to account for their allegedly increased risk of developing welding-fume-induced brain damage. Specifically, the Steele plaintiffs ask for:
creation of a comprehensive medical monitoring program, supervised by the Court, and funded by Defendants, that: (a) notifies individuals who have been exposed to manganese from welding rod fumes of the potential harm from such exposure and the need for periodic testing and examination; (b) provides periodic medical testing and examinations designed to facilitate early detection of toxic exposure to manganese from welding fumes; (c) provides early detection and treatment of neurological and neuropsychological diseases and injuries caused by exposure to welding fumes; (d) provides further observational epidemiological studies of steel welders that are sufficiently powered to assess the association between such welding and neurological and neuropsychological injury; (e) accumulates and analyzes relevant medical and exposure information from Class and Subclass members, and publishes findings; and (f) gathers and forwards to treating physicians information related to the diagnosis and treatment of neurological injuries and diseases which may result from [285]*285exposure to welding fumes.17
The Steele plaintiffs also pray that the Court order defendants to: (1) “provide and/or pay for the provision of effective product warnings;” (2) “establish programs to educate welders, and their employers and contractors, on the risks associated with exposure to manganese in welding fumes and on the preventative measures which must be taken to reduce welders’ exposure to welding fumes;” (3) “require[ ] that all steel welders and welder helpers use air supplied respirators during all welding operations;” and (4) pay for a “court[-]supervised observational epidemiological study of steel welders that is sufficiently powered to assess the association between such welding and neurological and neuropsychological injury.”18
Finally, the Steele plaintiffs ask the Court to certify their lawsuit as a class action. Essentially, plaintiffs propose certification of eight, separate, state-wide classes, with two subclasses each — one sub-class of current welders, and one sub-class of former welders.19 As discussed below, the eight states listed each recognize the primary aspect of relief sought by the Steele plaintiffs — medical monitoring — as either a cause of action or an item of damages. Further, all eight states do not require that a plaintiff suffer an existing, physical injury to obtain medical monitoring.
The Steele plaintiffs explain that class certification is appropriate because “[cjommon questions of fact and law exist as to all members of each Class and Subclass.”20 Plaintiffs assert that, among others, these “common legal and factual questions, which do not vary from member to member, and which may be determined without reference to the individual circumstances of any Subclass member,” include: (a) “[wjhether Defendants’ conduct has caused, and/or continues to cause members to be exposed to [286]*286manganese in welding fumes;” (b) “[wjhether Defendants’ conduct has caused, and/or continues to cause members to be at an increased risk of developing neurological injury or neuropsychological injury, relative to the non-welder population;” (c) “[wjhether Defendants have intentionally or negligently failed, and/or continue to fail to adequately warn or disclose to members the true risks associated with exposure to manganese in welding fumes;” and (d) “[wjhether Defendants engaged in a course of conduct to suppress, conceal or misrepresent facts relating to the dangers of exposure to manganese in welding fumes.”21
In support of their assertions that the defendants’ conduct has put all class-member welders at increased risk of developing neurological injury, and that medical monitoring is an appropriate mechanism to address this increased risk, the Steele plaintiffs offer the following proven facts and allegations, which give context to the Court’s class certification decision:
• manganese is a known neurotoxin.22
• most welding rods contain manganese.23
• when these welding rods are used, they produce fumes that contain manganese.24
• during normal use of welding rods, welders often inhale these welding fumes in amounts exceeding safe levels.25
• exposure to the manganese contained in welding fumes can cause brain damage, even after short periods of time.26
• manufacturers of welding rods have known all of the above information for decades.27
• these manufacturers have insufficiently warned welders and their employers about the dangers of exposure to manganese in welding fumes;28 and
• these manufacturers have long acknowledged that, in light of the danger of exposure to manganese in welding fumes, regular medical monitoring of welders is necessary and appropriate.29
[287]*287III. Jurisdiction.
The parties agree, and the Court concludes, that it has federal subject matter diversity jurisdiction over the Steele action, pursuant to 28 U.S.C. § 1332, as amended by the Class Action Fairness Act of 2005 (“CAFA”).30
Under CAFA, federal courts have jurisdiction in diversity, with exceptions not at issue here,31 over (1) cases filed as class actions32 (2) with one hundred or more class members,33 (3) in which any member of the plaintiff class is a citizen of a state different from that of any defendant (known as “minimal diversity”),34 and (4) where the amount in controversy exceeds $5 million.35 In the instant case, the number of welder plaintiffs in the proposed class numbers in the tens of thousands; most of the defendants have citizenship different from most of the plaintiffs; and the aggregate cost of the medical monitoring program and other relief requested by the plaintiffs could easily exceed $5 million by a factor of 400 or more.36 Thus, federal jurisdiction attaches to the Steele case and its proposed multi-state plaintiff class.37
Indeed, for reasons discussed later, it is notable that this Court would likely have jurisdiction over even a single-state class action brought by plaintiff welders. For example, if the same case had been filed only by plaintiffs who were citizens of Utah (instead of all eight states recited), the above-listed jurisdictional requirements would still be met. And federal jurisdiction would obtain even if this hypothetical case were filed in Utah state court, as the case would almost surely be removed successfully to federal court.38 These circumstances differ from the [288]*288pre-CAFA world, when federal jurisdiction required complete diversity between plaintiffs and defendants, even in class actions.39
IV. Legal Standards for Class Certification.
A. General Standards.
To obtain class certification, the Steele plaintiffs “must meet all four requirements of Rule 23(a) and the requirements of at least one of the subdivisions of Rule 23(b).”40 The four requirements set out in Rule 23(a) are known as: (1) numerosity; (2) commonality; (3) typicality; and (4) adequacy. Specifically, the Steele plaintiffs may sue as representative parties “only if (1) the class is so numerous that joinder of all members is impracticable, (2) there are questions of law or fact common to the class, (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class, and (4) the representative parties will fairly and adequately protect the interests of the class.”41
Because the Steele plaintiffs pray exclusively for equitable relief, as opposed to legal damages, they seek certification pursuant to Rule 23(b)(2). This subsection provides that the Steele plaintiffs may prosecute their lawsuit as a class action only if they show that “the party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final injunctive relief or corresponding declaratory relief with respect to the class as a whole.”
The Sixth Circuit Court of Appeals42 has warned that a case is “not maintainable as a class action [simply] by virtue of its designation as such in the pleadings.”43 Rather, “[t]here must be an adequate statement of the basic facts to indicate that each requirement of [Rule 23] is fulfilled.”44 Ordinarily, the Court’s determination of whether to certify a class “should be predicated on more information than the pleadings will provide .... The parties should be afforded an opportunity to present evidence on the main[289]*289tainability of the class action.”45 In this case, the Court received evidence and argument at a two-day class certification hearing, as well as through affidavits attached to the parties’ extensive briefs.46
As the parties requesting class certification, the Steele plaintiffs bear the burden of showing that their proposed class should be certified and the requirements of Rule 23 are met.47 A district court should not certify a class unless it has found, “through rigorous analysis, that all the prerequisites of Rule 23(a) have been satisfied.” 48 Generally, however, a district court “has broad discretion in determining whether to certify a class.”49
A court may not deny certification based on a prehminary inquiry into the substantive merits of the plaintiffs’ claims, or a determination that the plaintiffs are unlikely to succeed.50 That is, the strength of a plaintiffs claim should not affect the certification decision. On the other hand, a district court should look past the pleadings when determining whether the requirements of Rule 23 have been met. Going beyond the pleadings is necessary because a court “must understand the claims, defenses, relevant facts, and applicable substantive law in order to make a meaningful determination of the certification issues.”51
Ultimately, a class action is appropriately certified if it will “conserve the resources of the court and the parties by permitting an issue that may affect every class member to be litigated in an economical fashion.” 52
B. Rule 23(b)(2) and Rule 23(b)(3).
Before turning to an analysis of whether the Steele plaintiffs meet the requirements set out above, the Court examines the defendants’ argument that,
as a threshold matter, plaintiffs err in arguing that their class certification bid should be evaluated under Fed.R.Civ.P. 23(b)(2). Because the members of plaintiffs’ proposed classes are not bound together by any legal relationship or trait and because the medical monitoring remedy plaintiffs seek is primarily monetary, as opposed to injunctive, in nature, their claims should be subject to the predominance, superiority and manageability requirements of Rule 23(b)(3).53
Although the Steele plaintiffs assert in passing that class certification “could also be proper under Rule 23(b)(3),”54 they respond that they have invoked the proper subdivision of Rule 23 and should not have to meet “the relatively more stringent requirements [290]*290of Rule 23(b)(3).”55 The Court agrees.
The Manual for Complex Litigation observes that “[c]ourts are divided over whether Rule 23(b)(2) or 23(b)(3) is the appropriate vehicle for certifying a mass tort class for medical monitoring,” but further notes that “Rule 23(b)(2) generally applies when the relief sought is a court-supervised program for periodic medical examination and research to detect diseases attributable to the product in question.”56 If, instead, “money damages are the relief primarily sought in a medical monitoring class, as in programs that pay class members but leave it to the members to arrange for and obtain tests, certification must generally meet the Rule 23(b)(3) standards.”57
In this case, the Steele plaintiffs ask only for injunctive relief, in the form of a court-supervised medical monitoring program.58 The Steele plaintiffs do not ask for any money damages; indeed, the proposed class definition includes only welders “who are not presently asserting claims for manganese-related injury.”59 Nor do the Steele plaintiffs ask that defendants simply be ordered to: (1) pay them “a certain sum of money” directly, which they then “may or may not choose to use” to monitor their medical condition; or (2) “pay [their] medical expenses directly so that [they] may be monitored by the physician of [their] choice.”60
Rather, the Steele plaintiffs ask the Court to “establish an elaborate medical monitoring program of its own, managed by court-appointed court-supervised trustees, pursuant to which a plaintiff is monitored by particular physicians and the medical data produced is utilized for group studies.”61 Courts routinely find that, “[u]nder these circumstances, the [requested] relief constitutes injunctive relief as required by Rule 23(b)(2).”62 The Steele plaintiffs were careful to ask only for medical monitoring relief that is truly equitable in nature. Accordingly, it is the requirements of Rules 23(a) and 23(b)(2) that they must meet to obtain class certification.
V. Choice of Law.
Another MDL court has recently observed that Rule 23 “makes no reference to choice-[291]*291of-law issues, but, in [multi-state] class actions, choice-of-law constraints are constitutionally mandated because a party has a right to have her claims governed by the state law applicable to her particular case.”63 Indeed, the In re Prempro court further concluded that when, as in Steele, “[multistate] class certification is sought in a case based on common law claims, the question of which law governs is crucial in making a class certification determination. Not only must the choice-of-law issue be addressed at the class certification stage — it must be tackled at the front end since it pervades every element of [Rule] 23.”64
In fact, this approach is necessary only if there is a true conflict between the laws of the different states that might apply to each plaintiff. In Phillips Petroleum Co. v. Shutts, the Supreme Court held that, if there is no meaningful conflict of laws, there is no need to engage in a choice-of-law analysis.65 In this case, the Steele plaintiffs posit that there is no such conflict, for two reasons. First, plaintiffs assert that the law of the particular eight states they have chosen to include in their proposed class is not different from one state to the next: all eight states recognize medical monitoring, and do not require the plaintiff to suffer actual physical injury to obtain it. Second, plaintiffs explain that, because they “seek certification of [separate] classes from [each of the] eight states, rather than the application of one particular state’s law to the claims of class members [of] all 8 (or even 50) states, the Court need not engage in a choice-of-law analysis or determine whether the state laws are uniform — often the most challenging predicate to class certification in other multistate cases.”66 Essentially, the plaintiffs maintain that the mechanism of using single-state subclasses, which can be considered and tried separately, avoids the need to engage in a choice-of-law analysis, since the law applicable to each plaintiff will simply be the law of their state of domicile.
The Court examines these two arguments below.
A. Medical Monitoring Law.
The law of medical monitoring varies from state to state.67 Some states recognize medical monitoring as an element of damages when liability is otherwise established,68 while other states recognize medical monitoring as an independent cause of action;69 [292]*292some states require proof of a present, physical injury to obtain medical monitoring,70 and some do not;71 and some states do not provide for medical monitoring at all.72
The Steele plaintiffs seek certification of their medical monitoring claims in eight different states: Arizona, California, Florida, New Jersey, Ohio, Pennsylvania, Utah, and West Virginia. The parties agree that medical monitoring is recognized in all of these states, and that a plaintiff need not manifest a present, physical injury to obtain it. For example, in Utah, to obtain medical monitoring, a plaintiff must prove:
(1) exposure
(2) to a toxic substance,
(3) which exposure was caused by the defendant’s negligence,
(4) resulting in an increased risk
(5) of a serious disease, illness, or injury
(6) for which a medical test for early detection exists
(7) and for which early detection is beneficial, meaning that a treatment exists that can alter the course of the illness,
(8) and which test has been prescribed by a qualified physician according to contemporary scientific principles.73
The other seven states list similar requirements, and their cases often cross-reference each other.74
There are, however, at least minor differences among these eight states regarding what a plaintiff must show to obtain medical monitoring. For example, in connection with the fourth requirement, “[s]ome courts have adopted a lesser standard for evaluating how much of an increase in risk plaintiffs must show to trigger the medical monitoring remedy.”75 Also, the defenses available vary among the eight states. For example, in both Pennsylvania and Utah, the third element of a claim for medical monitoring is that the plaintiffs exposure to a hazardous or toxic substance was “caused by defendant’s negligence,”76 but the comparative negli[293]*293gence principles of the two states work differently in regard to when a plaintiff would be barred from recovery.77 Another example: compliance with federal governmental labeling standards creates a rebuttable presumption against liability in Florida, but no such presumption attaches in Pennsylvania.78
The defendants cite Rule 23(a)(2) and argue that the differences in medical monitoring law between the eight states, alone, precludes class certification, because the questions of law common to the class are outweighed by the questions of law that are not shared by all class members, making any class-wide trial unmanageable. The Court disagrees, because the Steele plaintiffs have devised a reasonable mechanism to deal with, at trial, the relatively few state-to-state differences.
It is critical to note that the Steele plaintiffs do not seek to apply the law of a single state to all of the proposed class members, as was the case in Shutts,
The smaller breadth of difference between the eight relevant state laws in this case, and the Steele plaintiffs’ proposal on how to deal with those differences, distinguishes this lawsuit from In re Prempro and similar cases. As noted above, the aspects of the relevant legal standards that the eight particular states chosen by plaintiffs have in common far outweigh those aspects that are different. The elements of a cause of action for medical [294]*294monitoring in Florida, Pennsylvania, Utah, and West Virginia, for example, are virtually identical. In such circumstances, choice-of-law issues can be managed by using carefully-crafted jury instructions. As Newberg observes, “careful trial planning with the use of jury interrogatories and special verdicts will avoid most jury-instruction complexities in multistate class actions, even when varied state laws might be applicable under the principles of Shutts.”84
The “broad discretion” that a district court enjoys in determining whether to certify a class goes principally to the question of whether the court reasonably concludes it could manage the complexities that class certification carries. The undersigned believes a court85 could manage the differences in medical monitoring law among the eight states chosen by the Steele plaintiffs by holding separate trials for each state-wide subclass, or perhaps a combined trial for a few statewide subclasses, where the law in those states is similar enough to allow creation of jury instructions and a verdict form that is not too complex.86 Essentially, by choosing only the eight states they did, and proposing single-state subclasses, the Steele plaintiffs overcome the choice-of-law concerns raised by other courts in the context of requests for medical monitoring class certification.87
There are other issues related to trial complexity, discussed below, which convince the Court that class certification is not appropriate in this case. But the Court is not persuaded by defendants’ argument that, because the eight statewide subclasses chosen by the Steele plaintiffs are governed by medical monitoring laws that are slightly differ[295]*295ent, class certification would lead to an unmanageable proceeding.
B. Single-State Subclasses.
In fact, the defendants ultimately conceded at oral argument that, if the Court were to engage in separate trials for each statewide subclass, “some of the state law variation problems” would be solved.88 But defendants push their choice-of-law argument further, arguing that plaintiffs’ effort to use a “subclassing mechanism” to avoid a choice-of-law problem is too simplistic, because another aspect of the problem remains. Defendants explain that, even unthin a single-state subclass of welders, the Court would be faced with additional choice-of-law issues of constitutional magnitude. An example of the problem that defendants envision is as follows: A welder who is a citizen of Florida, and would thereby be included in the Florida single-state subclass, may have actually spent his entire welding career in Michigan, before retiring to Florida. While Florida recognizes a claim for medical monitoring, Michigan does not.89 Given this clear conflict, the Court would have to determine whether Michigan or Florida law applies. To make this determination, the Court would have to apply the choice-of-law rules of California, because that is where the Steele complaint was originally filed.90 California uses a three-step “governmental interest” test to determine which state’s laws apply, in the case of conflict.91
Defendants assert that, in the hypothetical situation of the Michigan welder who retired to Florida, California choice-of-law rules would likely result in application of Michigan law. Assuming that defendants are correct, it then follows that, the more “relocated welders” there are, the less integrated would be the legal standards applicable to even the single-state class of Florida plaintiffs. Further, defendants contend, simply having to undertake this choice-of-law analysis for each plaintiff in a single-state class gives rise to a legal brain — teaser of immense proportions — thus demonstrating that a trial of a class limited in scope to a single state would still be unmanageable.
It is true that other courts have concluded that choice-of-law issues, even in single-state classes, can implicate so many individual issues that a class trial becomes unmanageable.92 Of course, California courts applying [296]*296the governmental interest test have also concluded otherwise, and certified classes with a scope statewide and beyond;93 the real question is the degree to which the class definition implicates individual issues. Indeed, to some extent, the choice-of-law issues raised by defendants can be avoided by slightly redefining the class.94 For example, defendants’ “moved welder” hypothetical suggests possible choice-of-law problems only with the “former welder” subclasses, not the “current welder” subclasses; thus, even accepting defendants’ arguments, partial certification could avoid much of any choice-of-law problem.95
Ultimately, however, the Court does not analyze fully defendants’ argument that choice-of-law issues cloud even single-state welder classes, precluding certification. For the reasons discussed in Section VI.D of this opinion below, the Court concludes that class certification is inappropriate because of other, more intractable problems.
VI. Rule 23(a).
The Court now turns to an examination of the four prerequisites set out in Rule 23(a), although not in the same order as they are set out in the Rule. While the four prerequisites tend to overlap, the Court examines different aspects of the propriety of class certification under each requirement.96
A. Rule 23(a)(1) — Numerosity.
Under Rule 23(a)(1), the putative class must be “so numerous that joinder of all members is impracticable.” “No strict numerical test exists to determine when a class is so numerous that joinder is impracticable.” 97 Rather, “[t]he numerosity requirement requires examination of the specific facts of each case and imposes no absolute limitations.”98 When class size “reaches substantial proportions, however, the impracticability requirement is usually satisfied by the numbers alone.”99 The Sixth Circuit Court of Appeals has affirmed certification of a class made up of less than 100 individuals.100
[297]*297The numerosity requirement is also satisfied more easily upon a showing that there is wide “geographical diversity of class members,” which makes joinder of all the class members more impracticable.101 Satisfaction of the numerosity requirement “does not require that joinder is impossible, but only that plaintiff will suffer a strong litigational hardship or inconvenience if joinder is required.”102
In this case, the Steele plaintiffs estimate “there are well over a thousand current and former welders in each of the proposed [sub]Classes,” and these plaintiffs are dispersed across the country.103 “The numerosity requirement is met when plaintiffs demonstrate that the number of potential class members is large, even if plaintiffs do not know the exact figure.”104 Defendants do not challenge the plaintiffs’ assertion that each of the subclasses meets the numerosity requirement. Accordingly, the Court finds this requirement is clearly satisfied.
B. Rule 23(a)(2) — Commonality.
Rule 23(a)(2) provides that a prerequisite to class action certification is the presence of “questions of law or fact common to the class.” The Sixth Circuit Court of Appeals has observed that, “[although Rule 23(a)(2) refers to common questions of law or fact, in the plural, there need only be one question common to the class.”105 This single question, however, must present a “common issue the resolution of which will advance the litigation.”106 The Sixth Circuit has further observed that “the mere fact that questions peculiar to each individual member of the class remain after the common questions of the defendant’s liability have been resolved does not dictate the conclusion that a class action is impermissible.”107 In fact, “the commonality requirement has been characterized as a ‘low hurdle’ easily surmounted.” 108
This Court concludes that the Steele plaintiffs meet the commonality prerequisite. The evidence required to prove many of the necessary elements of a medical monitoring claim will be common to every plaintiff in the class, regardless of which state law applies. For example, one of the elements of the Steele plaintiffs’ claims for medical monitoring is that their exposure to welding fumes “result[ed] in an increased risk of a serious [298]*298disease, illness, or injury.”109 It is certain that the expert testimony from both plaintiffs and defendants going to this issue will be the same for each class member plaintiff.110 The same is true regarding the question of whether a medical test exists for early detection of Manganese-Induced Parkinsonism, and other essential elements of a medical monitoring claim.111
Other courts have easily concluded, in the context of class claims for medical monitoring, that the prerequisite of commonality was met — even if the other prerequisites of Rule 23 were not.112 This Court does as well.
C. Rule 23(a)(4) — Adequacy.
The Court next examines the adequacy prerequisite, slapping the typicality prerequisite for the moment.
Rule 23(a)(4) permits certification of a class action only if “the representative parties will fairly and adequately protect the interests of the class.” The Sixth Circuit Court of Appeals has “articulated two criteria for determining adequacy of representation: ‘1) the representative must have common interests with unnamed members of the class, and 2) it must appear that the representatives will vigorously prosecute the interests of the class through qualified counsel.’ ”113 Essentially, the adequacy requirement is meant to test “[1] the experience and ability of counsel for the plaintiffs and [2] whether there is any antagonism between the interests of the plaintiffs and other members of the class they seek to represent.” 114
The defendants do not question that the Steele plaintiffs are represented by qualified and competent counsel, and the Court is certain that proposed class counsel, who enjoy excellent national reputations, have the capability and experience to prosecute the [299]*299case as a class action.115 The defendants do, however, insist that the proposed representative plaintiffs suffer two different types of certification-killing conflicts of interest with the proposed class they would represent. First, defendants argue that, as to at least some of the representative plaintiffs, the defendants will interpose “an arguable defense that is not applicable to many or most [of the other] members of the class.”116 Defendants note that, “[w]here it is predictable that a major focus of the litigation will be on an arguable defense unique to the named plaintiff or a small subclass, then the named plaintiff is not a proper class representative.” 117 This is because the named plaintiffs’ litigation efforts will “necessarily be[] devoted to their own problems posed by the * * * [unique] defense, * * * resulting] in less attention to the issue[s] which [will] be controlling for the rest of the class.”118
Second, defendants argue that at least some of the representative plaintiffs complain of present physical injuries caused by welding fumes, which creates “an intractable conflict with the uninjured class members they seek to represent.”119 As the Supreme Court has explained, “for the currently injured, the critical goal is generous immediate payments. That goal tugs against the interest of exposure — only plaintiffs in ensuring an ample, inflation-protected fund for the future.”120 Defendants argue that this “currently injured/presently un-injured” conflict between the Steele plaintiffs and the proposed class forecloses certification.
The Court concludes that both of the defendants’ arguments fail.
In support of their first argument, defendants list a number of idiosyncratic experiences suffered by one or more of the 16 proposed class representatives, which, defendants assert, provide a basis for interposition of individual defenses that will create a “sideshow” at trial. Specifically, defendants present a catalog showing that several named plaintiffs have abused drugs or alcohol; several have medical histories of epilepsy, stroke, back injury, or other trauma that has resulted in neurological damage; and several have suffered exposures to industrial toxins other than manganese (or even have been exposed to sources of manganese other than welding fumes). Defendants assert that these different occurrences all can produce some of the same symptoms allegedly caused by Manganese-Induced Parkinsonism, including tremors, bradykinesia, loss of libido, mental confusion, insomnia, night sweats, incontinence, and other maladies. Defendants argue that a trial of the named plaintiffs’ claims would, therefore, involve lengthy detours through their individual medical and employment backgrounds and require examination of how their peculiar life circumstances may have caused or exacerbated their symptoms, or increased their risk for future neurological disorders. Defendants assert that the Steele plaintiffs will be more concerned with parrying these defenses than with prosecuting those elements of their claims that they have in common with the plaintiff class; therefore, the Steele plaintiffs are not adequate representatives.
As an initial matter, defendants’ argument applies more solidly to cases where plaintiffs have sought damages for existing injuries, not for medical monitoring to provide early detection of latent neurological harm. The principal question at the Steele trial would not be, “Did welding fumes cause these plaintiffs’ their claimed injuries?”, because the plaintiff class is not claiming any present physical injury. Thus, evidence of other sources of possible neurological injury to the named plaintiffs is of diminished relevance. Rather, the principal questions at trial would [300]*300be, “Did defendants’ negligence canse the plaintiffs to be exposed to manganese in welding fumes, does any such welding fume exposure increase the risk of neurological disease, and is there a test to detect this specific neuro-injury?”121 The defenses to plaintiffs’ proofs and arguments on these questions are not defenses that are peculiar to a specific plaintiff or “[injapplicable to many or most [of the other] members of the class.” The Steele plaintiffs request only injunctive relief and do not claim damages for present injuries; these circumstances distinguish this case from all of those that defendants cite.122
Further, Rule 23(a)(4) requires the representative plaintiffs need only be “adequate,” not perfect. No class can be “perfectly homogenous,” and “[d]ifferences between named plaintiffs and class members render the named plaintiffs inadequate representatives only if those differences create conflicts between the named plaintiffs’ interests and the class members’ interests.”123 This Court’s experience with the six MDL cases that have been set for trial so far has shown that a primary defense tactic in each case is to argue that the plaintiffs symptoms are caused by something other than welding fumes — be it other toxins, illegal drug use, past injuries, psychogenic disorder, or family-related Parkinson’s Disease. In this sense, the named plaintiffs in Steele are entirely representative of the class; their efforts to show that the medical monitoring program they seek can provide early detection for symptoms deriving from welding fume exposure, as opposed to any of the many idiosyncratic circumstances that virtually every welder has, will be completely in line with the interests of the entire class.124 “[I]t is well settled that only a conflict that goes to the very subject matter of the litigation will defeat a party’s claim of representative status.”125 The Court can see no antag[301]*301onism between the representative plaintiffs and the class members stemming from their different medical, family, and social histories, when examined in light of the relief the plaintiffs seek.
Turning to their second argument, the defendants note correctly that the case law is replete with examples of denials of class certification where the class included both “presently[-]injured and futures plaintiffs.” 126 This is because the “presently-injured” plaintiffs usually seek immediate “monetary damages for past and future injuries,” but the “not-yet-injured members” of the class reasonably seek only medical monitoring and perhaps a fund for future payments; these interests are often at odds.127 Defendants suggest there is a similar problem with the named plaintiffs in Steele, many of whom state “that they currently suffer from the same symptoms that plaintiffs in individual personal injury cases claim are caused by exposure to the manganese in welding fumes.”128
The critical question when searching for a potential conflict between the named representative plaintiffs and the proposed medical monitoring class, however, is not whether the named plaintiffs are, in fact, completely uninjured, or instead already “share symptoms” with presently-injured welders. Rather, the critical question is whether the named plaintiffs seek damages for present injuries. If the named plaintiffs seek only medical monitoring relief on behalf of themselves and the class, and do not advance claims for present injuries, there is no conflict of interest — the named plaintiffs hold no hope of “generous immediate payments” antagonistic to the establishment of a “fund for the future.”129 In every ease cited by defendants, the named plaintiffs who were seeking certification of a medical monitoring class simultaneously brought claims for personal injuries, creating an irreconcilable conflict.130 If, as in this case, “the parties to an action do not assert their individual rights in a context in which they are in conflict but instead simply assert a common, collective right against an interloper who threatens to interfere with their rights or they seek to preserve a fund, even though it might not be sufficient to satisfy their individual claims, the class interests are not antagonistic for purposes of representing [302]*302the class.”131
It is true, as defendants note, that 7 of the 16 named plaintiffs in Steele have entered into the “Tolling Agreement” in this litigation, preserving their right to file personal injury claims in the future.132 But the Court does not view these plaintiffs’ entry into the Tolling Agreement as having created a conflict “that goes to the very subject matter of the litigation.”133 After all, the Steele plaintiffs allege that their exposure to manganese in welding fumes puts them at risk for developing “manganism, a progressive, physically and mentally disabling illness.” 134 And the fundamental basis of their claim for medical monitoring is “that the defendant marketed or wrongfully released [a harmful substance] into the environment ... that has significantly increased the plaintiffs’ risk of developing a serious latent disease.” 135 That some of the Steele plaintiffs have acted to protect their right to later seek damages for actual physical injuries caused by exposure to defendants’ products, should any such injuries develop through progression of symptoms, is not inconsistent with any relevant legal interests or factual circumstances shared by the entire class.136 If one of the named Steele plaintiffs actually files a claim for damages, alleging his manganism has progressed to the point that he has developed compensable physical injuries, then the Court might have to reassess that plaintiffs adequacy as a class representative. But just because a named plaintiff has simply entered into a Tolling Agreement does not make that plaintiffs interests antagonistic to those of the rest of the class.
In sum, the Court finds that the named plaintiffs in Steele will fairly and adequately represent the interests of the proposed class.
D. Rule 23(a)(3) — Typicality.
The Court now returns to the typicality requirement. Rule 23(a)(3) mandates that, to obtain class certification, “the claims or defenses of the representative parties are typical of the claims or defenses of the class.” A plaintiffs claim is typical “if it arises from the same event or practice or course of conduct that gives rise to the claims of other class members, and if his or [303]*303her claims are based on the same legal theory.” 137 Testing for typicality ensures that “a sufficient relationship exists between the injury to the named plaintiff and the conduct affecting the class, so that the court may properly attribute a collective nature to the challenged conduct.”138
Although the two prerequisites of commonality and typicality are sometimes examined together, their foci are distinct: “commonality focuses on similarities, while typicality focuses on differences.”139 More specifically, “[u]nder the commonality prong, a court must ask whether there are sufficient factual or legal questions in common among the class members’ claims to make class certification economical and otherwise appropriate. In contrast, under the typicality prong, a court must ask whether, despite the presence of common questions, each class member’s claim involves so many distinct factual or legal questions as to make class certification inappropriate.”140 Although the “test for typicality, like commonality, is not demanding and does not require identically,” too many meaningful differences across the plaintiff class can preclude certification.141
After having undertaken an exhaustive review of state and federal case law addressing class certification of medical monitoring claims, the Court concludes that, in fact, typicality is wanting in the Steele case. Given the large size of the class, the differences in defendants’ conduct, and the variable working environments in which all of the welder plaintiffs performed, each class member’s claims involve so many distinct factual questions that class certification becomes inappropriate.
1. A Matter of Perspective.
As noted earlier, federal courts have “broad discretion in determining whether to certify a class.”142 The same is invariably true for state courts.143 Thus, it is not sur[304]*304prising that there is no common set of factual circumstances predictive of whether a court will certify a medical monitoring class. It is easy to find cases, for example, where a court granted class certification to plaintiffs in a limited geographic region who sought medical monitoring after suffering single-source exposure to a toxin in their drinking water, and just as easy to find cases where a court denied, certification under similar conditions — and there is no obvious or simple way to reconcile the two different results.144 Similarly, courts have ruled oppositely in different cases involving plaintiff classes seeking medical monitoring for illnesses allegedly caused by: (1) addiction to nicotine in the same brands of cigarette;145 and (2) adverse side effects of the same prescription drug.146
Having pored over these cases seeking a unifying theme, the Court has noticed two factors worthy of mention. The first is that, when examining typicality, Courts tend to have one of two perspectives. Courts focus either on: (a) the defendant’s conduct, and the degree to which it affected each plaintiff equally, or (b) the effects on the plaintiff class of the defendants’ conduct, and the degree to which those effects are similar from plaintiff to plaintiff. Put more simply, the first focus is on what the defendants did; the second focus is on how the plaintiffs were affected by what defendants did. And because the latter is naturally more variable, this focus more often leads to denial of certification.
An example illustrates the point. In both Scott v. American Tobacco Co. and Barnes v. American Tobacco Co., the plaintiffs sought to certify a statewide class of cigarette smokers, in order to obtain medical monitoring.147 In Scott, the court granted certification to a class of Louisiana smokers, and later denied a motion to decertify; in Barnes, the court initially granted certification to a class of Pennsylvania smokers, but later decertified the class. Most revealing are the [305]*305views of the two courts regarding the “collective nature” of the plaintiffs’ claims.148 In Scott, the court concluded that “[certification of the class in this case is proper because it essentially boils down to one fundamental question: Is a cigarette that contains nicotine a defective product?”149 The answer to this “fundamental question,” however, could focus on either the nature of cigarettes — that is the defendants’ product — or the nature of addiction — that is, the plaintiffs’ responses to cigarettes. That the Scott court was focused more on the defendants’ product, rather than on the varying effects of that product on each plaintiff, is illustrated by the following quote:
Proof of the addictive quality of nicotine is essential in the claims of all the plaintiffs so that there is a common character among the rights of the representatives and the absent members of the class for a proper class action.
Plaintiffs assert that the defendants’ liability is caused by the singular act of the tobacco industry in selling a defective product after concealing the addictive nature of nicotine. A class action is the most effective way to efficiently and economically handle this claim. Although there obviously are individual questions of quantum, this does not preclude a class action where, as here, predominant liability issues are common to the class.150
In contrast, the Barnes court focused more on the nature of the individual responses that the members of the proposed plaintiff class had to nicotine:
Plaintiffs suggest that causation can be proved on a class-wide basis, contending they need to show only that smoking cigarettes was a “substantial factor” in “causing” the three diseases to be monitored in the program.
But plaintiffs cannot prove causation by merely showing that smoking cigarettes causes cancer and other diseases. They must demonstrate that defendants’ intentional or negligent nicotine manipulation caused each individual plaintiff to have a significantly increased risk of contracting serious latent diseases, thereby demonstrating the need for medical monitoring. * * * According to plaintiffs, the alleged defect is that defendants intentionally designed these cigarettes to be addictive. But whether defendants caused the injury depends on whether each individual actually is addicted. These are all issues that must be determined on an individual basis.151
The Barnes court concluded: “[bjecause nicotine addiction must be determined on an individual basis and remains an essential part of plaintiffs’ medical monitoring claim, we agree with the District Court that class treatment is inappropriate.”152 Thus, while Scott focused on the universality of defendants’ conduct toward the class, the Barnes court focused on the variety of plaintiffs’ reactions to that same conduct. The rulings in other medical monitoring class certification cases also reflect this dichotomy.153
[306]*306The second factor worthy of mention is that state courts more often certify medical monitoring classes than do federal courts — as reflected in Scott (a state court case) and Barnes (a federal court case). To some extent, this is because the classes that state courts are asked to certify are more often single-state in scope, while federal court class certification requests are more often multistate in scope; as a result, choice-of-law issues are more likely to derail a certification bid in federal court.154
But it is not only the usually-smaller scope of the proposed class, and the concomitant smaller problem posed by choice-of-law issues, that make state courts more likely to certify medical monitoring classes. State courts generally have also been more willing than federal courts to look past individualized issues of proof in medical monitoring class actions.155 Again, an example proves the point. As noted above, most states that recognize a cause of action for medical monitoring include, as one of the essential elements of the claim, proof that exposure to the toxic substance “was caused by the defendant’s negligence.”156 Invariably, federal courts focus on this element and find it problematic. For example, in In re Baycol Products Liability Litigation, the court denied certification of a multi-state medical monitoring class because, among other things, the plaintiffs’ entitlement to medical monitoring included the element of “negligence”:
Although the states have not addressed medical monitoring in a uniform way, it appears that * * * the state laws generally require a finding that a plaintiffs exposure to a toxic substance was due to defendant’s negligence. As discussed previously, however, a finding of negligence is inextricably intertwined with individual issues. As a result, individual issues will undermine the cohesion of the medical monitoring class.157
[307]*307In other words, the syllogism goes: (1) a plaintiffs entitlement to medical monitoring requires proof of the defendant’s negligence; (2) negligence proofs are highly individual as to each plaintiff; (3) therefore, medical monitoring claims are not suitable for class treatment. Carried to its logical extreme — which, in their arguments on brief and at oral argument, defendants push for, while plaintiffs ask the Court to guard against — medical monitoring classes should never be certified.
Of course, the individual issues that are “inextricably intertwined” with proof of negligence are present regardless of whether the medical monitoring class action is brought in a state or federal court. But state courts are more willing to discount these individual issues in the context of medical monitoring classes. For example, in Lewis v. Bayer AG, the Pennsylvania state court refused to certify a class composed of all Pennsylvanians who ingested the drug Baycol and wanted to pursue claims of negligence. The court reasoned that “[t]he facts surrounding [the class] negligence claims demonstrates [sic] that proof as to one claimant would not be proof as to all. A myriad of individual causation inquiries exist.”158 Yet the same court went on to certify a class composed of all Pennsylvanians who ingested the drug Bayeol and wanted to pursue claims for medical monitoring — claims that incorporate, as an essential element, proof of the defendant’s negligence.159 The Lewis court concluded that the common issues connected to all of the other elements of a medical monitoring claim — including the fact that “plaintiffs’ claims arise out of similar conduct by the defendants”' — outweighed the individual issues.160 Thus, even though the federal court refused to certify a medical monitoring class of Baycol users in In re Baycol, the state court granted certification to a medical monitoring class of Baycol users in Lewis. Generally, in state courts, the syllogistic inference is not as strong.
As plaintiffs pointed out in oral argument, this dichotomy between state and federal case law regarding medical monitoring class certification highlights a tension addressed by the Erie doctrine. “Under the Erie doctrine, federal courts sitting in diversity apply state substantive law and federal procedural law.”161 Thus, this Court must apply Federal Rule of Civil Procedure 23 (as construed by federal courts) to determine whether certification of a class of plaintiffs bringing [308]*308state-law medical monitoring claims (as construed by state courts) is appropriate. At the same time, a “federal court sitting in diversity should ‘reach the same result as the state court would reach in deciding the identical issue.’ ”162 Apparently, however, it is not easy to do both. As discussed above, when faced with almost identical medical monitoring class certification motions, state courts are generally more amenable to granting certification than are federal courts.163
Further, this dichotomy carries serious implications in light of CAFA. As noted above in section III of this opinion, the likelihood that federal jurisdiction will attach to even a single-state class action is much higher after passage of CAFA. To the extent that “some areas of state substantive law are only adjudicated in the form of class actions,” CAFA will thus work to preclude state courts from any opportunity to address certain areas of law.164 More to the point at issue here, CAFA will also remove from state courts the chance even to apply their own civil procedural rules to determine the threshold question of whether certification of a medical monitoring class is appropriate. The upshot of CAFA, then, is to move questions of medical monitoring class certification out of state courts and into federal courts — a move, which, based on existing precedent, favors defendants.165
The point of this discussion, of course, is not to engage in an academic critique of CAFA or Rule 23, but to understand as fully as possible the contours of the relevant legal landscape, and why courts examining similar certification questions have ruled differently. Having thoroughly canvassed both state and federal case law on the subject of medical monitoring class actions, the Court now returns to the question of typicality in this case.
2. Typicality Problems Exist from Any Perspective.
To repeat, “under the typicality prong, a court must ask whether, despite the presence of common questions, each class member’s claim involves so many distinct factual or legal questions as to make class certification inappropriate.”166 To explain why the Court believes each class member’s claim involves too many individualized questions of fact and law to allow for certification in Steele, the Court also repeats here the essential elements of a claim for medical monitoring, and focuses on the third and fourth elements:
[309]*309(1) exposure
(2) to a toxic substance,
(3) which exposure was caused by the defendant’s negligence,
(4) resulting in an increased risk
(5) of a serious disease, illness, or injury
(6) for which a medical test for early detection exists
(7) and for which early detection is beneficial, meaning that a treatment exists that can alter the course of the illness,
(8) and which test has been prescribed by a qualified physician according to contemporary scientific principles.167
For the sake of argument, the Court assumes that all except the third and fourth elements of this claim present questions common to all class members. That is, the Court assumes that whether manganese in welding fumes is a toxic substance (element two) is a fact question that all class members would attempt to prove with common evidence. Similarly, whether there exist medical tests capable of detecting Manganese-Induced Parkinsonism, as opposed to parkinsonian symptoms induced by other causes for which defendants would not be liable (element six), is a fact question susceptible to proof through expert opinion that all class members will share.
The essential questions raised by the third and fourth elements of plaintiffs’ medical monitoring claims, however, are problematic — even when viewed from the perspective of “what the defendants did,” as opposed to “how the plaintiffs were affected by what defendants did.” That is, even ignoring issues such as an individual plaintiffs age, medical history, lifestyle, susceptibility to Manganese-Induced Parkinsonism, and so on, the defendants’ conduct in this case cannot be examined consistently across the class.
In medical monitoring cases stemming from toxic spills or radioactive releases, the question of negligence (element three) is virtually the same as the question of exposure— if the plaintiffs were exposed to a toxic material released by the defendant, then the defendant was negligent. In other words, if “what the defendants did” was to release a hazardous substance to which no person should normally ever be exposed, then the evidence going to the question of whether the defendant was negligent is common to all plaintiffs. This same reasoning may even be present in medical monitoring cases involving prescription drugs. As a state court explained when it certified a medical monitoring class in In re Pennsylvania Diet Drags Litigation:
In this case, plaintiffs’ core theory of defendants’ negligence is that the FDA would not have approved dexfenfluramine and fenfluramine had defendants disclosed what they knew about the diet drugs’ dangerous side effects. No one would have consumed the drugs because the drugs would have never been on the market. Therefore, anyone who has consumed dexfenfluramine or fenfluramine is injured as a result of defendants’ negligence.168
Similarly, in medical monitoring cases stemming from toxic spills or radioactive releases, the question of increased risk of injury (element four) is virtually the same as the question of exposure-if the plaintiffs were exposed to a toxic material released by the defendant, then their risk of illness is higher. Thus, for example, if a plaintiff would never normally use or consume the toxin TCE, the very fact of ingestion of TCE-laced drinking water virtually establishes an increase to his risk of illness caused by that toxin.
In this case, however, the allegedly hazardous substance to which the plaintiffs were exposed (manganese fumes) is released by a commonly-used and extremely useful product (welding rods), the sale and use of which requires no governmental dispensation. The parties experts agree, moreover, that not every exposure to manganese fumes is toxic; the level of exposure is critical to the question of whether an increased risk of illness [310]*310occurs.169 And, the product came with warnings. Thus, whether the defendants were negligent (element three) depends not simply on whether any given plaintiff suffered exposure, but on whether the warning supplied by the defendant sufficiently apprised the plaintiff of the risk of exposure. Similarly, whether a given plaintiff suffers an increased risk of illness (element four) depends not simply on the fact of welding fume exposure, but on the degree of exposure, and whether there was more exposure than might have otherwise occurred due to the failure of the warning. These circumstances change dramatically the degree of typicality of evidence and issues among plaintiffs in this case, because of the great variety of products, manufacturers, warnings, employers, and workplaces involved.
The Steele plaintiffs have named as defendants about two dozen welding rod manufacturing companies. Each company produces a variety of welding rods and other welding consumables. Some of these welding rods have no manganese content, and some have high manganese content; some are consumed slowly during welding and produce little fume, and some are consumed quickly and produce copious fumes. These different products are sold with different warnings, and also with different cautionary statements contained in different Material Safety Data Sheets (“MSDSs”). Further, the warnings and MSDSs accompanying these products have changed over time, and the risks about which the defendants had to warn depended upon, among other things, the changing, then-current state of knowledge regarding the dangers posed by use of the product. Also, the workplace conditions where the plaintiffs use these welding rods are highly variable — some workplaces have state-of-the-art ventilation systems, while others are confined spaces with no source of fresh air. Finally, some plaintiffs work for sophisticated employers that have regular welding safety training programs and provide welders with filters, respirators, or other safety equipment; other plaintiffs work for employers who are far more laissez-faire.
Indeed, the parties introduced evidence regarding all of these contextual matters in both of the MDL Welding Fume cases that have gone to trial. For this reason, in Solis v. Lincoln Elec. Co., the Court explicitly instructed the jury (under Texas law) that “ ‘Adequate’ warnings and instructions mean warnings and instructions given in a form that could reasonably be expected to catch the attention of a reasonably prudent person in the circumstances of the product’s use.”170 Similarly, in Goforth and Quinn v. Lincoln Elec. Co., the Court instructed the jury (under South Carolina law) that,
[wjhen considering whether the warnings and instructions supplied by the defendants were adequate and, thus, whether the product was defective with only such warnings, you are to consider all facts and circumstances surrounding the foreseeable uses of the defendants’ products. This includes the facts that: (1) the defendants sold their welding products to employers, like Duke Power Company, who, in turn, provided them to them employees at work sites; and (2) employers generally are re[311]*311quired to provide safe and healthful working conditions for their employees.171
And, the Court explained that the risks that a warning must disclose depend on what the manufacturer knew or should have known, “based on the latest knowledge and available information.”172 The adequacy of the warnings in the context of the medical monitoring claims asserted in the Steele case must be measured with reference to all of these same facts and circumstances.
Given all of these differences, no finder of fact can determine, on a class-wide basis, whether the defendants’ conduct was “unreasonable” toward every plaintiff. For example, a jury could conclude a certain defendant was reasonable — not negligent — because it supplied a certain MSDS containing a certain warning to a certain sophisticated employer for whom a certain plaintiff worked, so that the plaintiff cannot prove the third element of his medical monitoring claim. And yet, the same jury could conclude it was not reasonable — it was negligent — for the same defendant to supply only certain other warnings to the employer of another plaintiff, whose training and working conditions were poor. Similarly, a jury could conclude that one plaintiff did not suffer any increased risk of illness resulting from a defendant’s failure to warn, while another plaintiff did. Even if the Court ignores the individual, personal histories of the plaintiffs, the variety of contexts within which the defendants acted may yield different conclusions regarding liability. In light of the different welding products, warnings, employers, work environments, and so on, there is ultimately no single course of conduct by all of the defendants.173 In sum: there is insufficient typicality.
As a general matter, the undersigned finds that focusing on the universality of the defendant’s conduct toward the class, rather than the variety of the plaintiffs’ reactions to that conduct, tends to be more in keeping with the entire concept of whether certification of a medical monitoring class is appropriate. But no court — state or federal — has certified a medical monitoring class action as sprawling in scope as the one the Steele plaintiffs seek.174 In the case at hand, because the defendants’ conduct (and, more particularly, the context in which the defendants acted) is not universal across the class, the Court cannot grant plaintiffs’ motion for certification.
VII. Rule 23(c)(4).
The plaintiffs have suggested that, even if their motion for class certification is not well-taken regarding all of the issues raised and the entirety of the class they have proposed, certification may still be appropri[312]*312ate with regard to more discrete issues or a class smaller in scope.175 This suggestion implicates Federal Rule of Civil Procedure 23(c)(4), which states: “[w]hen appropriate (A) an action may be brought or maintained as a class action with respect to particular issues, or (B) a class may be divided into subclasses and each subclass treated as a class, and the provisions of this rule shall then be construed and applied accordingly.”
It is “well-established” that, pursuant to Rule 23(c), “a court has the inherent power and discretion ‘to redefine and modify a class in a way which allows maintenance of an action as a class action.’ ”176 This discretion allows the Court to change the composition of the class itself,177 or to confine the issues that will be included in the class trial.178 Conceivably, then, this Court could address the typicality problems discussed above by trying only certain common issues (e.g., whether there exist medical tests for early detection of Manganese-Induced Parkinsonism) and/or the claims of only certain, more-similarly-situated plaintiffs (e.g., welders who worked at a certain plant and used certain products during a certain time).
The Court declines, however, to use Rule 23(c)(4) to cure the Steele plaintiffs’ motion. In analogous circumstances, other courts have warned that a court must not “manufacture” adherence to the requirements of Rule 23 “through the nimble use of subdivision (e)(4).”179 Indeed, in Matter of Rhone-Pou[313]*313lene Rorer Inc., after the district court certified an MDL lawsuit “as a class action with respect to particular issues only,” the Seventh Circuit Court of Appeals issued a writ of mandamus, ordering decertification.180 Despite having “respect for the district judge’s commendable desire to experiment with an innovative procedure for streamlining the adjudication of th[e] mass tort” at issue, the appellate court concluded that the trial court’s use of Rule 23(c)(4) created a number of “serious problems.”181 Two of them were: (1) the district court’s bifurcation of issues did not “carve at the joint,” creating a likelihood that the topics addressed at the first trial would necessarily be reexamined by a different jury at the second trial;182 and (2) “the undue and unnecessary risk of a monumental industry-busting error in entrusting the determination of potential multibillion dollar liabilities to a single jury when the results of the previous cases indicate that the defendants’ liability is doubtful at best.”183 The undersigned is not entirely confident that, were it to certify sua sponte a smaller class or more limited issues, it would avoid similar problems.
Moreover, it appears likely that a sufficient narrowing of subject matter to allow for a class action trial would be so severe as to destroy the very utility of certification. To reach the necessary level of typicality, the Court would have to try the claims only of plaintiffs who all: (a) used certain welding products, (b) welded in specific work environments, (c) worked at specific plants for specific employers, and/or (d) were provided certain warnings. Obviously, the class size and the class issues diminish with each restriction, to the point that trial of a class that meets the typicality requirement would not advance the overall litigation. In sum, the Court concludes that partial certification pursuant to Rule 23(e)(4) is not appropriate in this case.184
VIII. Rule 23(b)(2).
The Court sets out only a few additional comments regarding Rule 23(b)(2). In light of the Court’s conclusion that the Steele plaintiffs do not satisfy all of the prerequisites of Rule 23(a), a more thorough examination of Rule 23(b)(2) would be superfluous.
Rule 23(b)(2) states that a class action may be maintained if “the party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final injunctive relief or corresponding declaratory relief with respect to the class as a whole.” Certification under this Rule is appropriate “where a court, through a single injunction or declaration, can redress ‘group, as opposed to individual, injuries.... ’ A Rule 23(b)(2) action cannot resolve individualized issues of fact, nor provide different types of relief required to redress individual injuries.” 185
[314]*314In the 1990s, federal courts were more willing to certify medical monitoring cases under Rule 23(b)(2) than they are today.186 Generally, those courts that did so focused, again, on the defendant’s conduct, as opposed to the varying effects this conduct had on the plaintiff class. Because the defendant’s conduct was often an action or inaction “generally applicable to the [entire] class” and without regard to individual plaintiffs — conduct such as releasing toxins into the environment or marketing medical devices — courts were willing to find that Rule 23(b)(2) was satisfied. For example, in Day v. NLO, where the plaintiff class sought medical monitoring after exposure to radioactive materials, the court’s entire analysis of whether Rule 23(b)(2) was satisfied was as follows:
In the ease at bar, the defendants allegedly caused all of the potential class members to be overexposed to radioactive materials through negligent or intentional misconduct. If the plaintiffs in this case ultimately prove their allegations, the class members will be entitled to injunctive relief in the form of an extensive court-supervised medical monitoring program. Therefore, we conclude that the party opposing class certification (the defendants) allegedly acted or refused to act on grounds generally applicable to the class for which final injunctive relief with respect to the class as a whole may be appropriate. Accordingly, the requirements of rule 23(b)(2) are satisfied in this case.187 [315]*315Using this same logic, the Steele plaintiffs argue that Rule 23(b)(2) is satisfied in this case because the manufacturing defendants marketed their products, accompanied by allegedly insufficient warnings, to the entire class generally, without regard to any plaintiffs individual circumstances.
In 1998, however, the Third Circuit Court of Appeals affirmed denial of certification for a medical monitoring class in Barnes v. American Tobacco Co., and used language that has since become widely adopted. In discussing Rule 23(b)(2), the Barnes court declared that “the cohesiveness requirement enunciated by both this court and the Supreme Court [in Georgine v. Amchem Products, Inc., 83 F.3d 610 (3rd Cir.1996), affirmed sub nom. Amchem Products, Inc. v. Windsor, 521 U.S. 591, 117 S.Ct. 2231, 138 L.Ed.2d 689 (1997)] extends beyond Rule 23(b)(3) class actions. Indeed, a(b)(2) class may require more cohesiveness than a(b)(3) class. * * * While 23(b)(2) class actions have no predominance or superiority requirements, it is well established that the class claims must be cohesive.”188 This implicit “cohesiveness” requirement has since been cited by many other courts as one of their bases for denying medical monitoring class certification.189 Defendants argue in this case that the class proposed by the Steele plaintiffs is not cohesive, so certification under Rule 23(b)(2) is not appropriate.
This Court notes only that whether there is an implicit cohesiveness requirement within Rule 23(b)(2) is not settled within this Circuit. The Sixth Circuit Court of Appeals has never cited Barnes, nor used the term “cohesive” in any discussion of Rule 23(b)(2). And the Ninth Circuit Court of Appeals has pointedly “refused to read a ‘cohesiveness’ requirement into Rule 23(0b)(2).”190
To a large degree, the cohesiveness requirement imposed by Barnes appears to duplicate aspects of the commonality and typicality requirements of Rule 23(a).191 [316]*316Thus, this Court is not persuaded by the defendants’ argument that certification under Rule 23(b)(2) must be denied for the additional reason of lack of class cohesiveness.
In any event, because the Court has already concluded that class certification is inappropriate for lack of typicality, the Court need not answer the question whether the plaintiff class in this case meets the requirements of Rule 23(b)(2).
IX. Conclusion.
As plaintiffs point out, many entities affiliated with the welding industry have publicly acknowledged, outside of litigation, that there is merit to plaintiffs’ primary concern regarding possible dangerous health effects from exposure to welding fumes. Indeed, at least some defendants have recognized that some welder-plaintiffs: (1) are routinely exposed to manganese in welding fumes above safe threshold limits;192 (2) thereby suffer an increased risk of developing neurological illness due to exposure to welding fumes; and (3) should obtain medical monitoring to address this increased risk. As stated in the 1985 MSDS that accompanied several of defendant Hobart’s welding rods:
MANGANESE — MANGANESE DIOXIDE (Mn02) Long term overexposure to manganese compounds may affect the central nervous system. Symptoms include muscular weakness, tremors similar to Parkinson’s disease. Behavioral changes and changes in handwriting may appear. Employees exposed to manganese compounds should get quarterly medical examinations for early detection of manganese poisoning.193
Further, members of the welding industry have recognized publicly that “[l]ong term overexposure to manganese compounds” can occur in as little as six months.194
That the industry has acknowledged, at least in part, the legitimacy of plaintiffs’ prayer, however, is not tantamount to the existence of a basis upon which this Court can conclude that the plaintiffs are entitled to pursue their medical monitoring claims as a class. For the reasons stated above, the Court concludes that the Steele plaintiffs’ motion for class certification does not meet all of the requirements of Federal Rule of Civil Procedure 23. This conclusion says nothing about the merits of the plaintiffs’ claims, nor whether they can pursue medical monitoring on an individual basis, nor even whether a state court might allow a similar class action lawsuit to proceed. Nor does it say anything about the propriety of a common issues trial, pursuant to Fed R. Civ. P. 42(a). But it does mean that the Steele plaintiffs’ motion to prosecute their case as a class action must be denied.
[317]*317Having concluded that the Steele plaintiffs may not pursue their lawsuit as a class action, the question becomes: what may they do next? Even though the Court has denied the motion for class certification, it appears possible the plaintiffs may still be allowed to pursue their individual claims in this MDL court, because their jurisdictional basis for doing so (CAFA) remains valid.195 It also appears possible they may wish simply to dismiss their claims, as one of the bases for their motion for class certification was that the value of prosecuting “a medical monitoring claim is likely too small to merit an individual action.”196
To answer this question, the Court directs the Steele plaintiffs to submit a position statement, within the next 30 days, declaring what they wish to do and what they believe CAFA and the Federal Rules allow them to do next. The defendants may submit a response 14 days thereafter.
IT IS SO ORDERED.
Related
Cite This Page — Counsel Stack
245 F.R.D. 279, 2007 U.S. Dist. LEXIS 69779, 2007 WL 2701925, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-welding-fume-products-liability-litigation-ohnd-2007.