In Re Venture Stores, Inc.

54 F. App'x 721
CourtCourt of Appeals for the Third Circuit
DecidedNovember 6, 2002
Docket01-1923
StatusUnpublished
Cited by2 cases

This text of 54 F. App'x 721 (In Re Venture Stores, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Venture Stores, Inc., 54 F. App'x 721 (3d Cir. 2002).

Opinion

OPINION OF THE COURT

SCIRICA, Circuit Judge.

This appeal arises from a district court order refusing to adjudicate Venture Stores’s 11 U.S.C. § 505 claims for a refund of taxes paid to Dallas and Tarrant County (Texas) taxing units. Venture contends it should be permitted to proceed with its claims even though it did not *722 properly request a refund under Texas state law. The District Court held that it lacked jurisdiction because Venture had not properly requested a refund under applicable state law as required by § 505(a)(2)(B) of the Bankruptcy Code. Venture sought reconsideration of that order, which the District Court denied.

We will affirm.

I.

Debtor Venture Stores filed a voluntary petition for relief under Chapter 11 of the Bankruptcy Code in January, 1998. Prior to the commencement of Venture’s Chapter 11 proceeding, Dallas and Tarrant County taxing units appraised Venture’s real and personal property for ad valorem tax purposes for tax year 1995. Although Venture timely paid all of the taxes levied by these taxing units, Venture moved for a determination of its 1995 tax liability during its bankruptcy proceeding under 11 U.S.C. § 505. At no time prior to these § 505 motions-filed in the District Court on or about May 15, 2000-did Venture challenge under state law the valuation of its personal and real property taxes for tax year 1995. In its Section 505 motions, however, Venture moved for a reassessment of its property, which it contends was overvalued for 1995 tax purposes.

Venture argues that Texas state law has no application requirements for refunds and that a refund should automatically occur upon judicial determination of the market value and corresponding revaluation of tax due. The taxing units, on the other hand, argue that Venture’s timely payment of its 1995 taxes and failure to request a refund in compliance with Texas state law deprived the District Court of jurisdiction to provide Venture with a refund.

Thus, the taxing units maintain the District Court properly denied Venture’s § 505 motions for determination of its 1995 tax liability. In its order, the District Court found that it lacked jurisdiction under § 505(a)(2)(B) because Venture had not properly requested a refund in accordance with state law. Venture appeals.

II.

Our review of the order is plenary. See In re Trans World Airlines, Inc., 145 F.3d 124, 131 (3d Cir.1998). We review legal conclusions de novo and factual findings for clear error. Id.; In re Custom Distribution Services, Inc., 224 F.3d 235, 239 (3d Cir.2000).

III.

We have jurisdiction under 28 U.S.C. § 158(d). The District Court, sitting in bankruptcy, had jurisdiction under 28 U.S.C. § 157(b)(1), because this was a core proceeding arising under the Bankruptcy Code.

IV.

At issue is whether a district court, sitting in bankruptcy, has the authority to redetermine a debtor’s right to a tax refund under 11 U.S.C. § 505(a)(2)(B) where the refund was not first requested in accordance with state refund procedures. Venture argues that § 505 empowered the District Court to redetermine Venture’s 1995 tax liability without being restricted by state law procedural requirements. According to Venture, time limits for requesting a refund under Texas law are inapplicable and are not dispositive of the District Court’s jurisdiction to order a refund. The taxing units contend that § 505(a)(2)(B) barred jurisdiction because Venture did not make a proper request for a tax refund under Texas state law. We hold a debtor must properly and timely request a tax refund in accordance with state law governing tax appeals in order *723 for a bankruptcy court to have jurisdiction under § 505(a)(2)(B).

11 U.S.C. § 505(a) of .the Bankruptcy Code grants broad jurisdiction to determine the amount or legality of a debtor’s tax liability. E.g., In re Custom Distribution Services Inc., 224 F.3d 235, 240-41 (3d Cir.2000); Quattrone Accountants, Inc. v. I. R.S., 895 F.2d 921, 923 (3d Cir. 1990). Section 505(a) provides:

(a)(1) Except as provided in paragraph (2) of this subsection, the court may determine the amount or legality of any tax, any fíne or penalty relating to a tax, or any addition to tax, whether or not previously assessed, whether or not paid, and whether or not contested before and adjudicated by a judicial or administrative tribunal of competent jurisdiction.

This jurisdictional authority, however, is limited by § 505(a)(2)(B). In Re Luongo, 259 F.3d 323, 329 n. 4 (5th Cir.2001) (“Section 505(a)(2)(B), like § 505(a)(2)(A), limits the jurisdictional grant in § 505(a)(1). Section 505(a)(1) grants the bankruptcy court jurisdiction over any tax claim, including refund claims; § 505(a)(2)(B) then prescribes the limits particular to the bankruptcy court’s ability to determine a refund.”). Section 505(a)(2)(B) provides:

(2) The court may not so determine-
(A) the amount or legality of a tax, fine, penalty, or addition to tax if such amount or legality was contested before and adjudicated by a judicial or administrative tribunal of competent jurisdiction before the commencement of the case under this title; or
(B) any right of the estate to a tax refund, before the earlier of-
(i) 120 days after the trustee properly requests such refund from the governmental unit from which such refund is claimed; or (ii) a determination by such governmental unit of such request.

Venture argues that the bankruptcy court’s jurisdiction to order refunds should not be restricted under § 505(a)(2)(B) because, although that section’s legislative history indicates consideration of a jurisdictional limitation, Congress declined to adopt any limiting language in the final version of § 505(a)(2)(B). But we considered and rejected this argument in In re Custom Distribution Services,

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Bluebook (online)
54 F. App'x 721, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-venture-stores-inc-ca3-2002.