In Re the Estate of Wilson

405 N.E.2d 220, 50 N.Y.2d 59, 427 N.Y.S.2d 977, 1980 N.Y. LEXIS 2252
CourtNew York Court of Appeals
DecidedApril 3, 1980
StatusPublished
Cited by34 cases

This text of 405 N.E.2d 220 (In Re the Estate of Wilson) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Estate of Wilson, 405 N.E.2d 220, 50 N.Y.2d 59, 427 N.Y.S.2d 977, 1980 N.Y. LEXIS 2252 (N.Y. 1980).

Opinions

OPINION OF THE COURT

Fuchsberg, J.

This proceeding was brought pursuant to SCPA 1421 to test the validity of a widow’s election to take a share against the provisions of her husband’s will as provided by EPTL 5-1.1. The controversy centered on the enforceability of a waiver of the wife’s right to elect incorporated in a separation agreement executed by the spouses. A dependent question, conditioned on a finding that the separation agreement was valid, treated with the legal impact on the waiver of an alleged reconciliation between husband and wife. A subsidiary issue, perhaps of paramount practical importance in light of the large increase in the number of marital dissolutions, deals with the severability of such a clause.

These matters come to us against the following background:

Robert J. Wilson and Earlene Wilson were married in 1959. What comes through as a rather checkered married existence led them to sign the separation agreement in 1966. Its preamble stated that "the parties have heretofore separated and are now from some time past living separate and apart from each other and since their separation have agreed to live separately and apart during the rest of their lives”. Among other things, the contract’s implementing clauses divided their real and personal property and waived each one’s claims against the other’s estate. It was also stipulated that any future modification had to be in writing. As relevant here, it was agreed too that "If any provision of this Agreement is held to be invalid or unenforceable, all other provisions shall nevertheless continue in full force and effect”.

When, upon the probate of Robert Wilson’s will following his death in 1975, Ms. Wilson filed her notice of election, Osceola Sampson Turner, a specific devisee, petitioned for a declaration that the widow had waived any right to do so. Setting out the allegations she expected to establish in support of her claim (see, generally, 3B Warren’s Heaton Surro[63]*63gates’ Courts [6th ed], § 305, par 2, subd [d]), Mrs. Turner’s petition pleaded the existence of the separation agreement, the waiver it incorporated, and an assertion that the spouses had never reconciled. In her response, the widow, meeting these contentions head-on, averred that the agreement containing the waiver had become ineffective long before the decedent passed away because "in or about 1967 respondent and her husband * * * reconciled their marital differences and resumed their marital relationship and [thereafter] resided together as man and wife, in their marital domicile * * * continuously” until the husband’s death.

But, while the issues thus seemed to be narrowly framed by the pleadings, at trial the parties, with at least the tacit acquiescence of the Surrogate, in fact plotted a much broader litigation course. In his opening remarks, as a prelude to the invocation of the long-standing, and continuing, policy which interdicts a separation agreement when it reasonably can be viewed as inducing, rather than merely recognizing, the disruption of a family unit (see Tirrell v Tirrell, 232 NY 224, 228-229; La Montagne v La Montagne, 239 App Div 352, 355; Matter of Dail, 29 Misc 2d 809, affd 14 AD2d 850; 2 Foster and Freed, Law and the Family, §§ 28:6, 28:13), the widow’s counsel declared: "Your Honor, the Objectant will introduce evidence to show the fact that the Decedent and the Objectant lived together as man and wife from early in 1960 in the premises with which we are concerned; that there was a purported separation agreement entered into on August 2nd, 1966; that at that time they were living together as man and wife and continued to live together thereafter” up to the death of the husband. As the record discloses, these were not idle words. And, since opposing counsel raised no objection to the presentation of this theory of the widow’s case, in fact substantial evidence — including direct testimony from a close friend of the Wilsons, from the couple’s adopted son, from Ms. Wilson’s sister and from the widow herself — thereafter was introduced to prove that the spouses were living together when the separation agreement was signed. Thus, as the case unfolded, the attack on the widow’s right to elect was opposed on alternative grounds: one, whose premise was that the true state of the marriage was then unseparated, supported the theory that the agreement therefore was void ab initio; the other, based on an assumption that the agreement had been valid when executed, argued that it was vitiated by a subse[64]*64quent reconciliation. Essentially the same witnesses were called by the widow to support both of her theories.

However, at the conclusion of the trial, the Surrogate focused only on the reconciliation contention. Acknowledging the considerable evidentiary basis for the widow’s position on this issue, he rejected it, not because it was outweighed by evidence offered by petitioner or because its substance was shaken on' cross-examination, but because he had formed the opinion that it was "rehearsed”. As to the theory that the separation agreement was invalid because the parties were living as husband and wife when it was executed — possibly because it was not embraced within the formal pleadings, or, perchance, because, applying the maxim falsus in uno falsus in omnibus, he decided to disregard anything to which Ms. Wilson and her witnesses subscribed, or, perhaps, for some other reason he preferred not to mention — the Surrogate failed to address, much less determine, that question at all.

The case having reached the Appellate Division in this posture, that court, upon its own examination of the record, concluded that there had been no proof that the Wilsons were physically separated when the agreement was entered into. Reversing on the facts and on the law, and expressly arriving at an assessment of the witnesses’ credibility diametrically opposed to that reached by the Surrogate, it found that the agreement in its entirety was void from the inception and that, hence, there had never been a valid waiver of the right of election (66 AD2d 893). Apparently because this rendered the reconciliation claim academic, the court did not examine this question.

For our part, being called upon, inter alia, to decide in this nonjury proceeding between sets of factual findings and inferences so at odds with one another (see Bernardine v City of New York, 294 NY 361, 366-367; Cohen and Karger, Powers of the New York Court of Appeals, § 112), we are in agreement with the conclusion of the Appellate Division that the parties were not separated at the time they signed the agreement on which the appellant’s claim is predicated (cf. Matter of Sunshine, 40 NY2d 875).

Indeed, whatever significance, if any, is to be attached to the agreement’s boilerplate recital of an ongoing separation (see Dowie v De Winter, 203 App Div 302), to say the most, support in the record for such a state of affairs is meager. As already indicated, proof that the parties were living together [65]*65on August 2, 1966, the date of the separation agreement, was, if anything, overabundant.

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Bluebook (online)
405 N.E.2d 220, 50 N.Y.2d 59, 427 N.Y.S.2d 977, 1980 N.Y. LEXIS 2252, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-wilson-ny-1980.