In re Sinking of Barge "Ranger I"

92 F.R.D. 486, 32 Fed. R. Serv. 2d 1708, 1981 U.S. Dist. LEXIS 16195
CourtDistrict Court, S.D. Texas
DecidedDecember 8, 1981
DocketMDL No. 457
StatusPublished
Cited by19 cases

This text of 92 F.R.D. 486 (In re Sinking of Barge "Ranger I") is published on Counsel Stack Legal Research, covering District Court, S.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Sinking of Barge "Ranger I", 92 F.R.D. 486, 32 Fed. R. Serv. 2d 1708, 1981 U.S. Dist. LEXIS 16195 (S.D. Tex. 1981).

Opinion

MEMORANDUM AND ORDER

HUGH GIBSON, District Judge.

THIS CAUSE is before the Court on the motion of Bethlehem Steel Corporation to compel answers to certain interrogatories directed to Atlantic Pacific Marine Corporation (APMC). Specifically, Bethlehem seeks to disgorge the following:

(1) The names and the reports, notes, and data compilations of experts engaged by APMC to assist in what Bethlehem characterizes as an internal post-casualty investigation into the collapse of the oil screw RANGER I;

(2) The reports, notes, and data compilations of APMC employees characterized as experts who assisted in the post-casualty investigation;

(3) The names of experts engaged by APMC or its legal counsel to assist in the litigation; and

(4) The reports, notes, and data compilations of experts whom APMC expects to call as witnesses at trial.

The fourth request has been rendered moot by the Second Amended Order for Discovery entered by the Court on November 30, 1981. APMC objects generally that the remaining matters fall outside the scope [487]*487of discovery permitted by Fed.R.Civ.P. 26(b), are subject to privilege, protected under rule 26(b)(3), or otherwise require a showing of exceptional circumstances before they are discoverable. With the exception of the third request, however, APMC has offered quid pro quo to provide the remainder of the information sought. Bethlehem is unassuaged by this proposal.

What’s in a name: Rule 26(b)(4)(B) Experts

The central dispute here concerns Bethlehem’s desire to discover the identity of experts retained by APMC or its counsel in anticipation of litigation or preparation for trial who are not expected to be called as witnesses. Existing judicial authority is divided on whether the names of these experts can be discovered without the showing of exceptional circumstances required by Fed.R.Civ.P. 26(b)(4)(B) for discovery of facts known and opinions held by these experts. Compare Martin v. Easton Publishing Co., 85 F.R.D. 312 (E.D.Pa.1980); In re Folding Carton Antitrust Litigation, 83 F.R.D. 256 (N.D.Ill.1979); Arco Pipeline Co. v. S. S. TRADE STAR, 81 F.R.D. 416 (E.D.Pa.1978); Weiner v. Bache Halsey Stuart, Inc., 76 F.R.D. 624 (S.D.Fla.1977); Baki v. B. F. Diamond Construction Co., 71 F.R.D. 179 (D.Md.1976); Sea Colony, Inc. v. Continental Insurance Co., 63 F.R.D. 113 (D.Del.1974); Nemetz v. Aye, 63 F.R.D. 66 (W.D. Pa.1974) (showing of exceptional circumstances not required) with Ager v. Jane C. Stormont Hospital & Training School, 622 F.2d 496 (10th Cir. 1980); Guilloz v. Falmouth Hospital Association, Inc., 21 F.R.Serv.2d 1367 (D.Mass.1976); Perry v. W. S. Darley & Co., 54 F.R.D. 278 (E.D.Wis.1971); Fernandes v. United Fruit Co., 50 F.R.D. 82 (D.Md.1970) (showing required).

The leading case relied on by Bethlehem is Baki v. B. F. Diamond Construction Co., supra. In Baki the district court concluded that the identity of experts retained or specifically employed in anticipation of litigation or preparation for trial who are not expected to be called as witnesses may be obtained without a showing of exceptional circumstances, in the absence of some indication that the information is irrelevant, privileged, or otherwise nondisclosable. 71 F.R.D. at 182. In reaching this result the court considered the interrelationship of rules 26(b)(1), 26(b)(4)(A)(i), and 26(b)(4)(B).

Rule 26(b)(1) provides for discovery of the identity and location of persons having knowledge of any discoverable matter.1 The Baki court reasoned that the drafters of the rule in using the word “persons” could not have intended to limit the provision only to “persons who are not experts.” Therefore, the court concluded that the provision extended to experts referred to in rules 26(b)(4)(A)(i) and 26(b)(4)(B):2 The [488]*488word “identify” as used in rule 26(b)(4)(A)(i) is intended only to ensure that a person to whom that subsection applies is designated as a witness, and not to preclude previous discovery of his identity and location under rule 26(b)(1). Similarly, rule 26(b)(4)(B), which is unconcerned with experts to be called as witnesses, does not require such designation. 71 F.R.D. at 182.

In Ager v. Jane C. Stormont Hospital & Training School, supra, however, the Tenth Circuit came to an opposite conclusion, holding that the identity and other collateral information concerning a rule 26(b)(4)(B) expert is not discoverable except as provided in rule 35(b)3 or upon a showing of exceptional circumstances under which it is impracticable for the party seeking discovery to obtain facts or opinions on the same subject by other means. 622 F.2d at 503. Citing the advisory committee notes to Rule 26, the court of appeals found that the drafters of the provision did not contemplate the result sanctioned in Baki:

Subdivision (b)(4)(B) is concerned only with experts retained or specially consulted in relation to trial preparation. Thus the subdivision precludes discovery against experts who were informally consulted in preparation for trial, but not retained or specially employed. As an ancillary procedure, a party may on a proper showing require the other party to name experts retained or specially employed, but not those informally consulted. [Emphasis supplied].

Id. (citing Notes of the Advisory Committee on the 1970 Amendments to the Federal Rules of Civil Procedure, reprinted at 48 F.R.D. 504).

The Tenth Circuit concluded that the “proper showing” required for discovery of the names of rule 26(b)(4)(B) experts corresponds to the showing of “exceptional circumstances” required for the discovery of the facts known or opinions held by these experts on a given subject. The court elaborated on the policy considerations underlying its view: The advisory committee notes indicate that the structure of rule 26 was developed largely around the doctrine of unfairness — designed to prevent a party from building his own case by means of his opponent’s financial resources, superior diligence and more aggressive preparation. Once the identities of retained or specially employed experts are disclosed, the protective provisions of the rule concerning facts known or opinions held by such experts are subverted. The expert may be contacted or his records obtained and information normally non-discoverable under rule 26(b)(4)(B) revealed. Additionally, disclosure of the identities of consultive experts would inevitably lessen the number of consultants willing even to discuss a claim with counsel. If one assumes that access to informed opinions is desirable both in prosecuting valid claims and eliminating groundless ones, a discovery practice that would do harm to these objectives should not be sanctioned. 622 F.2d at 502-03.

This court is in substantial agreement with the reasoning and decision in Ager. While the court agrees with the Baki court’s conclusion that the drafters of federal rules did not intend pro tanto

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92 F.R.D. 486, 32 Fed. R. Serv. 2d 1708, 1981 U.S. Dist. LEXIS 16195, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-sinking-of-barge-ranger-i-txsd-1981.