In Re: Sealed Case

488 F.3d 1011, 376 U.S. App. D.C. 315, 2007 U.S. App. LEXIS 12639, 2007 WL 1574599
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 1, 2007
Docket05-3030
StatusPublished
Cited by33 cases

This text of 488 F.3d 1011 (In Re: Sealed Case) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re: Sealed Case, 488 F.3d 1011, 376 U.S. App. D.C. 315, 2007 U.S. App. LEXIS 12639, 2007 WL 1574599 (D.C. Cir. 2007).

Opinion

Opinion for the Court filed by Circuit Judge GARLAND.

GARLAND, Circuit Judge.

The defendant in this case pled guilty to one count of possession with intent to distribute 50 grams or more of cocaine base. He now seeks to vacate his sentence on the ground that his trial counsel was ineffective in failing to accurately advise him of his sentencing range under the United States Sentencing Guidelines. Assuming without deciding that counsel’s representation was deficient, we conclude that the defendant was not prejudiced by that deficiency. We therefore affirm the district court’s denial of his motion to vacate his sentence.

I

On November 24, 1997, the defendant sold a buyer 11.6 grams of cocaine base (“crack”). The sale took place in a grocery store parking lot, inside the buyer’s car. Unbeknownst to the defendant, the buyer was an undercover law enforcement officer, and the transaction was caught on tape.

On March 5, 1998, a grand jury issued an indictment charging the defendant with two counts of unlawful use of a telephone to facilitate the distribution of cocaine base, in violation of 21 U.S.C. § 843(b) (Counts 1 and 2), and one count of distributing five grams or more of cocaine base, in violation of 21 U.S.C. § 841(a)(1) and (b)(l)(B)(iii) (Count 3). On March 10, agents of the Drug Enforcement Agency and officers of the United States Park Police arrested the defendant on the indictment and executed a search warrant at his apartment. In the course of the search, the police found two semi-automatic pistols and approximately 100 grams of crack. On March 19, the grand jury issued a superseding indictment charging the defendant with the three above-mentioned counts, as well as two additional counts: possession with intent to distribute 50 grams or more of cocaine base, in violation of 21 U.S.C. § 841(a)(1) and (b)(l)(A)(iii) (Count 4); and possession of a *1013 firearm and ammunition by a convicted felon, in violation of 18 U.S.C. § 922(g)(1) (Count 5).

On July 21, 1998, with the advice of counsel, the defendant entered into a plea agreement with the government. The defendant agreed to plead guilty to Count 4 of the indictment, possession with intent to distribute 50 grams or more of cocaine base, which was based on the drugs found in the defendant’s apartment. He also agreed to cooperate with law enforcement authorities “in any matter as to which the Government deem[ed] the cooperation relevant.” Plea Agreement ¶ 6(a). For its part, the government agreed, inter alia, to: (i) dismiss the remaining counts of the indictment; (ii) consent to a three-level decrease in the defendant’s offense level under the United States Sentencing Guidelines for acceptance of responsibility, see U.S. Sentencing Guidelines Manual § 3E1.1 (1998) [hereinafter U.S.S.G.]; and (iii) file a motion, pursuant to U.S.S.G. § 5K1.1, for a downward departure from the defendant’s Sentencing Guidelines range if it “determine[d] that [the defendant] has provided substantial assistance in the investigation or prosecution of another person who has committed an offense,” Plea Agreement ¶20. The plea agreement noted that the defendant’s mandatory minimum sentence for the crime to which he was pleading guilty was ten years’ imprisonment, that the maximum possible sentence was life, and that the ultimate sentence would be imposed in accordance with the Sentencing Guidelines. The agreement further stated that the defendant understood that the sentence was within the sole discretion of the court, and that he would not be allowed to withdraw from the guilty plea due to the harshness of the sentence.

On July 24, 1998, the district court held a plea hearing pursuant to Rule 11 of the Federal Rules of Criminal Procedure. Among other things, the court asked the defendant whether he understood that he faced a mandatory minimum term of ten years in prison and a maximum term of life. The defendant stated that he understood. The court then discussed the Sentencing Guidelines, telling the defendant that the court would not “actually be able to determine the guideline range in your case until after a presentence report has been completed,” and that the court had “authority in some circumstances to impose a sentence that is more severe or less severe than the sentence called for by the guidelines.” Plea Hr’g Tr. 7 (July 24, 1998). The court asked the defendant whether he understood that “the sentence will be up to the Court,” and asked whether anyone had “made any prediction or promise as to what sentence” the court would impose. Id. at 9. The defendant stated that he understood and that no one had made any predictions about his sentence. The court again warned that the defendant could not rely on any predictions because “I don’t know myself right now until I get the presentence report.” Id. The defendant confirmed his understanding.

Next, the court asked the government for a proffer of the evidence that it would have presented at trial. The government stated that its evidence would have established, among other things, that the defendant sold approximately 11 grams of crack to an undercover officer, and that a later search of the defendant’s residence turned up approximately 100 more grams of crack, as well as two semi-automatic pistols. The court asked whether the defendant was “essentially in agreement with” the government’s version of events, and the defendant stated that he was. Id. at 10. Finally, the court asked whether the defendant was guilty of the crime charged in Count 4 of the indictment. After the *1014 defendant stated that he was, the court accepted his plea of guilty.

The United States Probation Office prepared its first Presentence Investigation Report (PSR) on November 5, 1998. The report calculated the defendant’s base offense level as 32, because the offense involved 50 to 150 grams of crack. See U.S.S.G. § 2Dl.l(e)(4). After adjusting upward two levels because of the pistols, see id. § 2D1.1(b)(1), and downward three levels because the defendant accepted responsibility for the offense, see id. § 3E1.1, the PSR settled upon a final offense level of 31. The PSR also calculated the defendant’s criminal history, which included two prior felony convictions, as Category IV. The resulting sentencing range was 151 to 188 months’ incarceration. Id. ch. 5, Pt. A (sentencing table).

Upon receipt of the initial PSR, the government advised the Probation Office that the report failed to account for the defendant’s status as a career offender, which derived from the fact that his two prior convictions were for “controlled substance offenses.” Id. § 4B1.1. In 1990, the defendant had been convicted of attempted distribution of cocaine in the Superior Court of the District of Columbia.

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Bluebook (online)
488 F.3d 1011, 376 U.S. App. D.C. 315, 2007 U.S. App. LEXIS 12639, 2007 WL 1574599, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-sealed-case-cadc-2007.