In Re Complaint as to the Conduct of Gustafson

41 P.3d 1063, 333 Or. 468, 2002 Ore. LEXIS 148
CourtOregon Supreme Court
DecidedMarch 7, 2002
DocketOSB 97-146; SC S43937
StatusPublished
Cited by17 cases

This text of 41 P.3d 1063 (In Re Complaint as to the Conduct of Gustafson) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Complaint as to the Conduct of Gustafson, 41 P.3d 1063, 333 Or. 468, 2002 Ore. LEXIS 148 (Or. 2002).

Opinion

*470 PER CURIAM

In this lawyer disciplinary proceeding, the Oregon State Bar (Bar) alleged that the accused violated Code of Professional Responsibility Disciplinary Rule (DR) 1-102(A)(2) (criminal act that reflects adversely on lawyer’s honesty, trustworthiness or fitness to practice law); DR 1-102(A)(3) (dishonesty, fraud, deceit, or misrepresentation); DR 1-102(A)(4) (conduct prejudicial to administration of justice); DR 7-102(A)(5) (knowingly making false statement of law or fact); DR 7-102(A)(8) (knowingly engaging in illegal conduct or conduct contrary to DR); and DR 7-106(A) (disregarding ruling of tribunal). 1 The facts center on allegations that the accused failed to comply with a court order requiring the expunction of a juvenile criminal record and made false statements regarding her failure to comply. A trial panel of the Disciplinary Board found that the Bar has proved a majority of the charges and imposed the sanction of disbarment. In light of that penalty, review in this court is automatic. Bar Rule of Procedure (BR) 10.1.

The Bar has the burden of establishing alleged misconduct by clear and convincing evidence. BR 5.2. This court has defined that standard as evidence establishing that the truth of the facts asserted is highly probable. In re Johnson, 300 Or 52, 55, 707 P2d 573 (1985). Although we review disciplinary proceedings de novo, we give weight to trial panel credibility findings. In re Trukositz, 312 Or 621, 629, 825 P2d 1369 (1992); see BR 10.6 {de novo standard). However, the testimony of an accused lawyer, if this court deems it credible, can be sufficient to establish facts. In re Gildea, 325 Or 281, 297, 936 P2d 975 (1997). In this proceeding, the trial panel made a specific finding that the accused was not credible.

For the reasons that follow, we find that the accused violated all the foregoing disciplinary rules and conclude that the accused should be disbarred.

*471 I. FACTS

We find that the evidence proves the facts set out below by clear and convincing evidence. The accused became a deputy district attorney in Clackamas County in 1981. In 1992, two preschool-aged girls accused a teenage boy in their neighborhood (the juvenile) and his parents of molesting them. The Clackamas County District Attorney’s office filed a juvenile delinquency petition against the juvenile in juvenile court, and a grand jury returned indictments against the parents in circuit court. Eventually, the court dismissed the charges against the adults without prejudice, leaving only the juvenile matter as an active case.

In October 1995, the Bar filed an amended formal complaint against the accused in a disciplinary proceeding separate from this one. In that matter, the accused made a misrepresentation by omission to the juvenile’s lawyer regarding alleged impeachment material. She also threatened the juvenile’s lawyer with criminal or ethical prosecution without sufficient cause. This court determined that the accused violated DR 1-102(A)(3) (misrepresentation) and DR 1-102(A)(4) (conduct prejudicial to administration of justice), and suspended her for six months. In re Gustafson, 327 Or 636, 968 P2d 367 (1998) (Gustafson I).

In early 1995, while preparing for the juvenile’s trial, the accused collected a large amount of documentary material, including binders, exhibits, and notes. At the close of trial, the trial judge in effect dismissed the charges, finding that the juvenile was not within the jurisdiction of the court.

After the trial, in April 1995, the accused sought and was granted permission by then Clackamas County District Attorney O’Leary to keep the trial materials so that she could use them to defend against the pending disciplinary proceedings, as long as she cleared that decision with another deputy, Nelson. Nelson gave permission to the accused, on the condition that the accused leave a copy in the office of what she took. The accused agreed to that condition, and she took her trial materials and original exhibits home. 2

*472 In May 1995, the juvenile’s lawyer, Houze, filed a motion to expunge the record of the juvenile case under ORS 419A.262. 3 The court treated the expunction as a “best interests” expunction, in which expunction is appropriate if it is in the best interests of the juvenile and the public. See ORS 419A.262(7) (so stating). Houze delivered the motion to Judge Morgan, to the District Attorneys office, and to Nickerson, the juvenile court counselor responsible for the case. Nickerson telephoned the accused to ask about opposing the motion. The accused agreed to investigate that issue, although it is unclear whether she did so. Judge Morgan’s judicial assistant also telephoned the accused and asked her if she would be opposing the expunction motion; the accused replied that she would not.

In June 1995, Judge Morgan granted the motion and ordered the expunction of the juvenile’s records. The order required “that all judgments, orders, records and references subject to expunction held by any agency pertaining to the above-named person be destroyed within 21 days.” A District Attorneys office secretary delivered a copy of the order to the accused either by giving it to her directly or by placing it on her chair.

In August 1995, the accused’s lawyer, Shepley, learned of the expunction order (although he did not mention it to the accused until October 1996). The accused maintained that she first became aware of the expunction order in a conversation with District Attorney Foote, O’Learys successor, around September 1995.

After receiving notice of the expunction motion and subsequent order, the accused neither notified Judge Morgan that she possessed records subject to the order, nor did she destroy those records. She had given some of the records to the lawyer who represented her in Gustafson I and submitted others to the Bar. Her lawyer also showed some of the records *473 to her witnesses. Bar counsel realized, when she saw the accused’s exhibit list, that it contained records subject to the expunction order and notified the accused’s lawyer. At an October 1996 disciplinary hearing in the prior Bar matter, the trial panel directed the parties to obtain a protective order from the circuit court, which they did.

Houze reacted to the disclosure of his client’s expunged record by filing a motion to conduct a hearing before Judge Morgan to determine the accused’s compliance with ORS 419A.262(22). 4

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Bluebook (online)
41 P.3d 1063, 333 Or. 468, 2002 Ore. LEXIS 148, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-complaint-as-to-the-conduct-of-gustafson-or-2002.