In Re Administrative Order No. 1-Md-2003

936 A.2d 1
CourtSupreme Court of Pennsylvania
DecidedNovember 20, 2007
StatusPublished
Cited by79 cases

This text of 936 A.2d 1 (In Re Administrative Order No. 1-Md-2003) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Administrative Order No. 1-Md-2003, 936 A.2d 1 (Pa. 2007).

Opinion

936 A.2d 1 (2007)

In re ADMINISTRATIVE ORDER NO. 1-MD-2003
Appeal of Honorable James P. Troutman, Clerk of Courts of the Court of Common Pleas of Berks County
The Honorable James P. Troutman, Clerk of Courts of Berks County, Petitioner,
v.
Court of Common Pleas of Berks County, Respondent.

Supreme Court of Pennsylvania.

Argued March 6, 2007.
Decided November 20, 2007.

*3 Daryl F. Moyer, Esq., Bear Antanavage & Moyer, Hamburg, for James P. Troutman.

Christopher D. Carusone, Esq., Office of the Attorney General, Amy Zapp, Esq., Richard A. Sheetz, Jr., Esq., Thomas W. Corbett, Jr., Esq., PA Office of Attorney General, for Attorney General's Office.

David R. Eshelman, Esq., Eshelman & Shucker, Reading, for All unrepresented ARD defendants.

David M. Donaldson, Esq., Howard M. Holmes, Esq., Philadelphia, for Berks County Court of Common Pleas.

David Crowley, Esq., Bellefonte, for amicus curiae Pennsylvania Association of Criminal Defense Lawyers.

BEFORE: CAPPY, C.J., and CASTILLE, SAYLOR, EAKIN, BAER, and BALDWIN, JJ.

OPINION

Chief Justice CAPPY.

This appeal stems from the exceptions of the Honorable James P. Troutman, Clerk of Courts of the Court of Common Pleas of Berks County ("Appellant" or "Troutman") to an administrative order entered in that court directing him to seal certain records in his custody. For the following reasons, we hold that the Court of Common Pleas of Berks County possessed original jurisdiction to entertain Troutman's exceptions, and the Commonwealth Court had appellate jurisdiction to review an appeal of the dismissal of those exceptions. We also find that Troutman lacked standing to bring such an action. Therefore, we affirm the order of the Commonwealth Court.

The facts underlying this appeal are as follows. On August 27, 2003, the Court of Common Pleas of Berks County modified the form "Order for Dismissal and Expungement" used for criminal defendants who have successfully completed the Accelerated Rehabilitative Disposition ("ARD") program. As modified, the Order for Dismissal and Expungement mandates: "The Clerk of Courts shall seal the entire record and Court Information Management shall seal the electronic records to prohibit public access to them." Approximately two months later, on November 3, 2003, Administrative Judge of the Court of Common Pleas Scott D. Keller issued an administrative order which stated:

AND NOW, the 3rd day of November, 2003, it is hereby ORDERED AND DECREED that the Clerk of Courts is *4 directed to immediately comply with and execute the procedures outlined in Expungement Orders of the Court of Common Pleas of Berks County. Failure to implement the Orders may subject the Clerk of Courts, James Troutman, to contempt proceedings.

Administrative Order No. 1-MD-2003 (the "Order").

Nine days later, Troutman filed "exceptions" in the Court of Common Pleas to the Order, arguing that it violated the Criminal History Record Information Act ("CHRIA"), 18 Pa.C.S. §§ 9101-9183. Specifically, Troutman contended that CHRIA prohibits the expungement of criminal records maintained by the court. Thus, by mandating the expungement of records of those who successfully completed the ARD program, the Order was, in Troutman's view, inconsistent with and in violation of CHRIA.

After a hearing before a three-judge panel, the Court of Common Pleas of Berks County dismissed Troutman's exceptions. It held that CHRIA does not apply to court records; that the expungement of ARD defendants' criminal records was lawful; and moreover, that Troutman lacked standing to challenge the Order.

The Commonwealth Court, en banc, affirmed the Court of Common Pleas' dismissal of Troutman's exceptions in an opinion authored by President Judge James Gardner Colins. The court first found that Troutman lacked standing to challenge the Order. In support of this conclusion, the court opined that CHRIA confers no authority on clerks of court to enforce its provisions or to exercise any independent discretion. As such, Troutman had no basis on which to lodge a challenge to the Order. The Commonwealth Court also found that it had jurisdiction to consider Troutman's challenge as the Court of Common Pleas of Berks County's ruling was a final order subject to appellate review by the Commonwealth Court. 42 Pa.C.S. § 762.

Judge Mary Hannah Leavitt filed a lone dissent contending that Troutman had standing to challenge the Order, but that the Court of Common Pleas of Berks County and the Commonwealth Court lacked jurisdiction over the matter. She interpreted the relief sought by Troutman as attempting to restrain the Court of Common Pleas from carrying out its Order. According to the dissent, such a restraint requires a writ of prohibition and only the Supreme Court has the authority of prohibition over a court of common pleas. As such, Judge Leavitt would have found that the lower tribunals were both without jurisdiction to entertain Troutman's exceptions.

Troutman petitioned this Court for allocatur, which we granted. In addition to the issues framed by Troutman[1], we directed the parties to address three additional issues:

(1) Whether the Court of Common Pleas of Berks County had jurisdiction over this matter.
(2) Whether the Commonwealth Court had appellate jurisdiction over this matter.
*5 (3) Whether jurisdiction in this matter lies in the Commonwealth Court's original jurisdiction or this Court's original jurisdiction by way of a petition for writ of prohibition.

In Re: Administrative Order No. 1-MD-2003, 586 Pa. 478, 895 A.2d 526 (2006).[2] As these three related issues are critical threshold matters of subject matter jurisdiction, this Court shall address them first.

Troutman argues that the Court of Common Pleas and the Commonwealth Court had concurrent original jurisdiction over his exceptions pursuant to 42 Pa.C.S. § 761(b), which states:

(b) Concurrent and exclusive jurisdiction. — The jurisdiction of the Commonwealth Court under subsection (a) shall be exclusive except as provided in section 721 (relating to original jurisdiction) and except with respect to actions or proceedings by the Commonwealth government, including any officer thereof, acting in his official capacity, where the jurisdiction of the court shall be concurrent with the several courts of common pleas.

42 Pa.C.S. § 761(b). According to Troutman, his exceptions to the Order constitute actions or proceedings by a government officer acting in his official capacity. As such, it would have been proper for him to file his exceptions in either the Berks County Court of Common Pleas or the Commonwealth Court. By extension, Troutman argues that as the Court of Common Pleas had original jurisdiction over this matter, it was properly before the Commonwealth Court pursuant to its appellate jurisdiction.

Similarly, Appellee Court of Common Pleas of Berks County, represented by the Administrative Office of Pennsylvania Courts, likewise contends that it had jurisdiction over Troutman's exceptions. It explains that under 42 Pa.C.S. § 931, the courts of common pleas have very broad and general jurisdiction. Further, the Court of Common Pleas argues, that a court of common pleas has jurisdiction over ARD defendants, thus it also has jurisdiction to issue and enforce administrative orders governing their records. This includes the jurisdiction to hear challenges to such orders.

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Bluebook (online)
936 A.2d 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-administrative-order-no-1-md-2003-pa-2007.