Hyman G. Gottlieb v. Federico F. Pena, Secretary of Transportation, Robert L. Gazlay v. Federico F. Pena, Secretary of Transportation

41 F.3d 730, 309 U.S. App. D.C. 334, 1994 U.S. App. LEXIS 34173
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 6, 1994
Docket93-5182, 93-5183
StatusPublished
Cited by25 cases

This text of 41 F.3d 730 (Hyman G. Gottlieb v. Federico F. Pena, Secretary of Transportation, Robert L. Gazlay v. Federico F. Pena, Secretary of Transportation) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hyman G. Gottlieb v. Federico F. Pena, Secretary of Transportation, Robert L. Gazlay v. Federico F. Pena, Secretary of Transportation, 41 F.3d 730, 309 U.S. App. D.C. 334, 1994 U.S. App. LEXIS 34173 (D.C. Cir. 1994).

Opinion

Opinion for the court filed by Circuit Judge ROGERS.

ROGERS, Circuit Judge:

The principal issue in these appeals is whether the statutory ten-month period for final action on applications for correction of Coast Guard records is directory or mandatory. 1 The Secretary of Transportation appeals from the grants of summary judgment to appellees Hyman G. Gottlieb and Robert L. Gazlay, on the ground that, the district courts disregarded well-settled law in ruling that the statutory period was mandatory and divested the Secretary of authority to act after its expiration. The Secretary thus maintains the district courts erred in concluding that upon the expiration of the statutory period, the recommended decisions of the Coast Guard Board for the Correction of Military Records, which would usually require the Secretary’s approval, automatically became the final agency decisions. The Secretary also contends that the district court erred in ruling that Gazlay was denied due process when he was not afforded the opportunity to examine and respond to the Board’s recommended decision that was forwarded to the Secretary for approval. We hold that the ten-month period is directory and that Gazlay was not denied due process. Accordingly, we reverse.

I.

From 1987 through 1989, Gazlay was a lieutenant commander in the Coast Guard under the supervision of Commander J.R. Sproat. Sproat filed two Officer Evaluation *732 Reports on Gazlay, giving him high but not exceptional marks. Gazlay was passed over for promotion to commander in 1989 and 1990. In 1989, Sproat informed his superior that his evaluation reports were invalid and submitted replacement reports that were more complimentary to Gazlay. On May 23, 1990, Gazlay filed an application requesting the Board for Correction of Military Records to authorize the replacement of the earlier reports. The Board agreed that Gazlay was entitled to substantially the relief he requested, and, on March 13, 1991, forwarded its recommendation to the Secretary of Transportation for approval. 2 After receiving the Secretary’s disapproving comments, the Board issued a decision, dated July 26,1991, denying Gazlay’s application but providing that the replacement reports would be added to his file.

Gazlay filed suit against the Secretary, requesting the relief specified in the Board’s initial recommended decision. The district court granted Gazlay’s motion for summary judgment on the ground that the Secretary lacks statutory authority to act after the expiration of ten months, and, therefore, when the Board acts within ten months, its recommended decision becomes the final agency decision once ten months have passed, regardless of subsequent action by the Secretary. Gazlay v. Busey, 819 F.Supp. 29, 31 (D.D.C.1993). The district court also ruled that the Board’s decision of July 26, 1991, was invalid because Gazlay was not given notice of, nor permitted to comment upon, the Board’s initial recommended decision. Id. at 31 n. 3.

Gottlieb, in turn, benefitted from the district court’s opinion in Gazlay’s case. Gott-lieb entered the Coast Guard in 1919 and attained the permanent grade of chief pay clerk. He received temporary appointments as lieutenant and lieutenant commander, but later reverted to the rank of chief pay clerk. In 1947 he retired due to a disability. A retirement board found that the highest rank of service in which Gottlieb performed satisfactorily was chief pay clerk. Gottlieb petitioned the Board to correct his records to reflect his service as a lieutenant commander. In 1949, the Board granted part of the requested relief by changing his record to reflect the rank of lieutenant. Gottlieb’s requests for reconsideration in 1949, 1950, 1961, and 1962 were unavailing. On July 31, 1990, Gottlieb again requested reconsideration, and on August 6, 1991, the Board forwarded to the Secretary for approval its recommended decision that the 1949 ruling was erroneous and that Gottlieb should be restored to the rank of retired lieutenant commander, retroactive to 1947. After the Secretary disapproved the Board’s recommended decision and denied Gottlieb’s request for reconsideration, Gottlieb filed- suit against the Secretary. Relying on Gazlay v. Busey, 819 F.Supp. 29, the district court granted Gottlieb’s motion for summary judgment.

II.

The Secretary appeals from the judgments for appellees on the ground that the law is clear that the ten-month deadline must be viewed as directory where a remedy to compel agency action already exists and Congress has not expressly indicated the consequences of missing the deadline. It follows, he argues, that the district courts erred in ruling that the Board’s recommended decision was the final agency decision. Appel-lees respond that although a congressional deadline, standing alone, does not necessarily divest an agency of power to act after the deadline has passed, the mandatory nature of the ten-month period is clear from its language, context, and legislative history, and that the appropriate remedy for its violation is for the Board’s recommended decision to become final. The court reviews the grant of summary judgment de novo. Tao v. Freeh, 27 F.3d 635, 638 (D.C.Cir.1994); Gallant v. NLRB, 26 F.3d 168, 171 (D.C.Cir.1994).

*733 Under 10 U.S.C. § 1552(a)(1) (Supp. V 1993), the Secretary is authorized to correct Coast Guard military records. Corrections are to be made pursuant to procedures established by the Secretary. Id. § 1552(a)(3). By regulation, the Secretary established the Board to make final decisions in some areas and recommended decisions in others. 33 C.F.R. § 52.35-15 (1990); id. § 52.64 (1991). The Secretary authorized the Board to take final action when the Board unanimously denies applications for correction of Coast Guard records. Id. § 52.35-15(a)(l) (1990); id. § 52.64(a)(1) (1991). In limited circumstances not relevant here, the Board may also grant affirmative relief. See id. § 52.35 — 15(a)(2)—(3) (1990); id. § 52.64(a)(2)-(3) (1991). In all other circumstances, the Board must “forward the record of its proceedings to the Secretary for approval, disapproval, or return for additional consideration.” Id. § 52.35-15(b) (1990); id. § 52.64(b) (1991).

Section 212 of the Coast Guard Authorization Act of 1989 directed the Secretary to amend the regulations governing the Board’s procedures “to ensure ... that final action on the application is taken within 10 months of its receipt.” 3 Section 212 also directed the Secretary to provide the Board with sufficient staff to ensure compliance with the ten-month period. Id.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Heagney v. Garland
District of Columbia, 2025
Jamul Action Committee v. Jonodev Chaudhuri
837 F.3d 958 (Ninth Circuit, 2016)
Peter Kuretski v. Commissioner of IRS
755 F.3d 929 (D.C. Circuit, 2014)
Atlantic Sea Island Group LLC v. Connaughton
592 F. Supp. 2d 1 (District of Columbia, 2008)
Strickland v. United States
Federal Circuit, 2005
Michael Strickland v. United States
423 F.3d 1335 (Federal Circuit, 2005)
Castracani v. Chertoff
377 F. Supp. 2d 71 (District of Columbia, 2005)
Sica v. Connecticut
331 F. Supp. 2d 82 (D. Connecticut, 2004)
United States v. Hovsepian
307 F.3d 922 (Ninth Circuit, 2002)
Nation v. Dalton
107 F. Supp. 2d 37 (District of Columbia, 2000)
Kramer v. Secretary of Defense
39 F. Supp. 2d 54 (District of Columbia, 1999)
Kelso v. U.S. Department of State
13 F. Supp. 2d 12 (District of Columbia, 1998)
Robertson v. Attorney General of the United States
957 F. Supp. 1035 (N.D. Illinois, 1997)
Moehl v. United States
34 Fed. Cl. 682 (Federal Claims, 1996)
Brotherhood Of Railway Carmen Division v. Pena
64 F.3d 702 (D.C. Circuit, 1995)
Bell Atlantic Corp. v. MFS Communications Co., Inc.
901 F. Supp. 835 (D. Delaware, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
41 F.3d 730, 309 U.S. App. D.C. 334, 1994 U.S. App. LEXIS 34173, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hyman-g-gottlieb-v-federico-f-pena-secretary-of-transportation-robert-cadc-1994.