Brotherhood of Railway Carmen Division, Transportation Communications International Union v. Peña

64 F.3d 702, 314 U.S. App. D.C. 198, 1995 WL 516405
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 1, 1995
DocketNos. 94-1156, 95-1169
StatusPublished
Cited by3 cases

This text of 64 F.3d 702 (Brotherhood of Railway Carmen Division, Transportation Communications International Union v. Peña) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brotherhood of Railway Carmen Division, Transportation Communications International Union v. Peña, 64 F.3d 702, 314 U.S. App. D.C. 198, 1995 WL 516405 (D.C. Cir. 1995).

Opinion

Opinion for the court filed by Circuit Judge BUCKLEY.

BUCKLEY, Circuit Judge:

In these consolidated cases, we are asked to consider two petitions for review of a final rule issued by the Federal Railroad Administration. The first was filed while a petition for reconsideration was still pending before the agency; the other was submitted several months after the statutory deadline for the filing of a petition challenging the rule. We dismiss both petitions as untimely.

I. BACKGROUND

On August 16, 1993, the Federal Railroad Administration (“FRA”) issued a final rule “revising the exclusionary language [exempting train or yard crews from ‘blue signal’ safety regulations] to allow augmentation of a crew with a ‘utility’ employee, and creating alternate safety procedures to prevent injury to these employees.” Protection of Utility Workers, 58 Fed.Reg. 43,287 (Aug. 16, 1993) (“Final Rule”). The FRA concluded that a utility employee, who is defined as a “railroad employee assigned to and functioning as a temporary member of a train or yard crew,” 49 C.F.R. § 218.5 (1994), should be allowed to work under essentially the same conditions as other train or yard crew members. 58 Fed.Reg. at 43,288.

The Brotherhood of Railway Carmen (“BRC”) petitioned for reconsideration of the Final Rule on September 3, 1993. The FRA’s regulations provide that “[e]ach petition [for reconsideration] shall be decided not later than 4 months after its receipt by the Docket Clerk.” 49 C.F.R. § 211.31(a) (1994). Nevertheless, four months after the filing of the BRC’s petition for reconsideration, the FRA had not rendered its decision. On March 7, 1994, the BRC filed the petition for review that is docketed as case number 94-1156. Three days later, the FRA denied its petition for reconsideration.

Subsequently, on March 1, 1995, the FRA published its “responses] to the concerns raised in petitions to reconsider the final rule” and announced two amendments to the Rule, including one that would “permit single-person crews to work within the protections provided for train and yard crews.” Response to Petitions to Reconsider, 60 Fed. Reg. 11,047 (Mar. 1, 1995) (“1995 Response ”). The BRC thereupon filed the petition for review that is docketed as ease number 95-1169. This petition sought to reopen the debate on the Final Rule by “requesting) the Court to declare invalid those provisions of the [Final Rule] that exceed the Respondents’ authority....” Pet. for Review, No. 95-1169 (Mar. 20, 1995).

On May 8, 1995, the FRA responded by filing a motion requesting that we consolidate No. 95-1169 with No. 94-1156 and dismiss the petition for lack of appellate jurisdiction. We grant the motion to consolidate and deny both petitions for review for the reasons set forth below.

II. Discussion

A. No. 94-1156

As we have repeatedly held, a “petition for review filed while a request for agency reconsideration is pending is ‘incurably premature.’ ” Tennessee Gas Pipeline Co. v. FERC, 9 F.3d 980, 980-81 (D.C.Cir.1993) (citing TeleSTAR, Inc. v. FCC, 888 F.2d 132, 133-34 (D.C.Cir.1989)). Nonetheless, relying on the general principle that federal agencies must comply with their own rules, see Panhandle Eastern Pipe Line Co. v. FERC, 613 [704]*704F.2d 1120, 1135 (D.C.Cir.1979) (it is “axiomatic that an agency is bound by its own regulations”), the BRC argues that we must treat the FRA’s failure to reach a decision on its petition for reconsideration within the regulatory deadline as tantamount to agency action, thus rendering its petition timely.

The BRC reasons as follows: Section 211.31(a) of the regulations provides, in its entirety, that

[t]he Administrator may grant or deny, in whole or in part, any petition for reconsideration of a final rule without further proceedings. Each petition shall be decided not later than 4 months after its receipt by the Docket Clerk. In the event he determines to reconsider a rule, the Administrator may amend the rule or initiate a new rulemaking proceeding. An appropriate notice is published in the FEDERAL REGISTER.

49 C.F.R. § 211.31(a) (emphases as provided in BRC brief). The BRC concludes from this language that the FRA may not amend the rule or initiate a new rulemaking unless it has rendered a decision on a pending petition within the four-month deadline. Therefore, it argues, “[t]he agency action became final due to the agency’s inaction.” Brief for Petitioner at 24. This reasoning, of course, presupposes that the deadline is mandatory. Thus the question we must decide is whether the deadline imposed by the section is mandatory or merely directory.

In Gottlieb v. Pena, 41 F.3d 730, 733-37 (D.C.Cir.1994), we addressed that question at some length, albeit in the context of a deadline established by statute rather than regulation. In reviewing recent Supreme Court cases, we noted that the Court had reaffirmed that “ ‘if a statute does not specify a consequence for noncompliance with statutory timing provisions, the federal courts will not in the ordinary course impose their own coercive sanction.’ ” Id. at 734 (quoting United States v. James Daniel Good Real Property, — U.S.-,-, 114 S.Ct. 492, 506, 126 L.Ed.2d 490 (1993)). Moreover, “the mere use of the word ‘shall’ in [a statute], standing alone, is not enough to remove the Secretary’s power to act” after the lapse of the statutory deadline. Brock v. Pierce County, 476 U.S. 253, 262, 106 S.Ct. 1834, 1840, 90 L.Ed.2d 248 (1986). Finally, the Court has observed that “[w]hen ... there are less drastic remedies available for failure to meet a statutory deadline, courts should not assume that Congress intended the agency to lose its power to act.” Id. at 260, 106 S.Ct. at 1839 (footnote omitted).

Thus, absent a clear indication that Congress intended otherwise, we will deem a statutory deadline to be directory. We see no reason why we should not apply the same principle to a regulatory deadline. An agency, after all, is presumably no more inclined than Congress to place constraints on administrative action, especially when it is its own.

Unfortunately for the BRC, section 211.31(a) meets the tests used by the Supreme Court in finding that a statutory deadline is directory. Its use of the word “shall” is no more indicative of a mandatory intent than the Supreme Court found it to be in Pierce County. See 476 U.S. at 262, 106 S.Ct. at 1840. Nor does the section specify any consequences that would result from the failure of the FRA to act on a petition within four months of its filing.

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Brotherhood Of Railway Carmen Division v. Pena
64 F.3d 702 (D.C. Circuit, 1995)

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Bluebook (online)
64 F.3d 702, 314 U.S. App. D.C. 198, 1995 WL 516405, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brotherhood-of-railway-carmen-division-transportation-communications-cadc-1995.