Hooten v. State

442 S.E.2d 836, 212 Ga. App. 770, 94 Fulton County D. Rep. 1280, 1994 Ga. App. LEXIS 406
CourtCourt of Appeals of Georgia
DecidedMarch 15, 1994
DocketA93A2206, A93A2497
StatusPublished
Cited by59 cases

This text of 442 S.E.2d 836 (Hooten v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hooten v. State, 442 S.E.2d 836, 212 Ga. App. 770, 94 Fulton County D. Rep. 1280, 1994 Ga. App. LEXIS 406 (Ga. Ct. App. 1994).

Opinions

Birdsong, Presiding Judge.

Although they are unrelated factually, we have consolidated these appeals because each is based upon the reservation of issues for appeal under our decision in Mims v. State, 201 Ga. App. 277, 279 (410 SE2d 824): James L. Hooten appeals his conviction for DUI after entering a conditional guilty plea in Fulton County Traffic Court/City Court of Atlanta, and Jerry Wayne Beard appeals his conviction of DUI following his conditional plea of nolo contendere. The records show the trial courts approved Hooten’s and Beard’s conditional pleas. Held:

1. In Mims we sought to establish procedures for what until then had been the informal practice of allowing criminal defendants to plead guilty while reserving the opportunity to raise on appeal rulings by the trial court which ordinarily would be waived by the plea. See Mims, supra at 278. Otherwise, a plea of guilty generally waives all defenses or objections, known or unknown, other than an appellate issue of whether the plea was voluntarily made and accepted, and in strictly limited circumstances, appellants “may go behind the plea to show some supervening illegality of overwhelming proportions.” Addison v. State, 239 Ga. 622, 624 (238 SE2d 411). This exception concerns errors that go “ ‘to the very power of the state to bring the defendant into court to answer the charge brought against him.’ ” Id. “As recognized in Blackledge v. Perry, 417 U. S. 21, 30 (94 SC 2098, [771]*77140 LE2d 628), an unconditional guilty plea does not preclude appeal of a claim of error grounded upon the ‘right not to be haled into court at all,’ that is, jurisdictional and generally double jeopardy-type errors. Moreover, Blackledge, supra, re-affirms that other claims of error, including claims of ‘ “antecedent constitutional violations” or of a “deprivation of constitutional rights that occurred prior to the entry of the guilty plea” ’ will not be appealable following acceptance of the unconditional guilty plea. Thus, it appears that while a claim of constitutional double jeopardy or lack of jurisdiction (and perhaps a claim of violation of Georgia’s procedural double jeopardy provisions) generally would survive an unconditional plea of guilty, Addison, supra, other non-jurisdictional defects in pretrial proceedings, whether or not of constitutional magnitude, could not be asserted on appeal. Blackledge, supra; Harris v. Hopper, 236 Ga. 389, 391 (224 SE2d 1); compare Fuller v. State, 182 Ga. App. 614 (356 SE2d 554).” Springsteen v. State, 206 Ga. App. 150, 154 (424 SE2d 832) (dissent).

Now, after over two years’ experience under the Mims procedures, we have concluded that Mims did not achieve the result intended. Instead, these procedures have caused the diversion of judicial resources to consideration of such extraneous issues as whether the trial court tacitly approved the reservation of issues for appeal (see Springsteen, supra), or approved reservation of issues by absence of indication of disapproval (see Ballew v. State, 206 Ga. App. 631 (426 SE2d 254)), rather than “expressly approves the reservation of the issue and accepts the guilty plea with that condition.” Mims, supra at 279.

Further, in Parker v. State, 211 Ga. App. 187, 191 (438 SE2d 664), we were again diverted to whether the trial court exercised its discretion properly under Mims, and because of ambiguity in the record, we remanded for a plea hearing at which the trial court could “clearly” do so. See also Granger v. State, 205 Ga. App. 483 (423 SE2d 20), in which we considered whether the State had consented to the conditional plea because the State contended on appeal that it had not done so. It was not our intention in Mims to create new types of appellate issues, and, of course, none of these issues would have arisen without the conditional appeals procedures.

Additionally, Mims has led to further expansion of conditional pleas to conditional pleas of nolo contendere (see Harmon v. State, 206 Ga. App. 333 (425 SE2d 343)), and conditional guilty pleas in which First Offender Act status was granted. See Springsteen, supra. Because of the significant other benefits received by entering a nolo contendere plea or receiving first offender status, we do not believe it appropriate to confer the additional benefit of a conditional plea. Although not a guilty plea, a nolo contendere plea is the equivalent of a guilty plea except that it cannot work civil disqualifications; it is an [772]*772assertion by the defendant that he does not wish to contest the truth of the charges against him. Fortson v. Hopper, 242 Ga. 81, 82-83 (247 SE2d 875). See also OCGA § 17-7-95. If a defendant does not wish to contest the charges against him in the trial court and enters a nolo contendere plea, we discern no valid reason for allowing that defendant to adopt a different posture on appeal so that he can then contest the charges against him. In first offender status cases, we perceive no benefit in allowing a plea which entitles an accused to a probationary period that could lead to expunging the record of his conviction while at the same time permitting him to engage in a tactic which allows him to contest this plea. A guilty plea has an important relationship to rehabilitation that should not be so easily dismissed.

Perhaps more significantly, however, conditional guilty pleas inherently demand that we disregard other important rules of appellate practice such as assuring the issue was raised and preserved properly in the trial court; not acquiesced in, waived, or induced; and, in particular, whether the error resulted in prejudice to the party claiming error. Instead, errors preserved by conditional pleas are considered in the abstract and without regard for the context in which the error was or would have been asserted if there had been a trial. Thus, in Harmon, supra, an appeal from a conditional nolo contendere plea, this court considered the trial court’s pretrial ruling on a requested charge even though evidence was yet to be presented, the trial court did not grant the requested charge and, ultimately, no charge was ever given because of the plea. In the same manner, in Ballew, supra at 632-633, we vacated Ballew’s convictions based upon his guilty pleas to driving under the influence of alcohol, possessing alcohol by consumption by a minor, running a red light, and manufacturing a false government identification document, and remanded the case to the trial court to consider conflicts in the evidence on whether Ballew requested an independent blood test. We did not address, however, whether the error asserted affected Ballew’s convictions of the other offenses.

More significantly, conditional guilty pleas vitiate the harmless error rule; because no trial took place, there is no way to determine whether the error asserted resulted in prejudice to the appellant. Thus, there have been reversals in some cases even though the appellants have failed to show that they were harmed. Our Supreme Court explained the basis for the harmless error rule in criminal cases in this manner: “ ‘When a plaintiff in error brings a case here, he must show error which has hurt him.

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Bluebook (online)
442 S.E.2d 836, 212 Ga. App. 770, 94 Fulton County D. Rep. 1280, 1994 Ga. App. LEXIS 406, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hooten-v-state-gactapp-1994.