People v. Neuhaus

240 P.3d 391, 2009 Colo. App. LEXIS 1897, 2009 WL 4069568
CourtColorado Court of Appeals
DecidedNovember 25, 2009
Docket07CA0896
StatusPublished
Cited by8 cases

This text of 240 P.3d 391 (People v. Neuhaus) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Neuhaus, 240 P.3d 391, 2009 Colo. App. LEXIS 1897, 2009 WL 4069568 (Colo. Ct. App. 2009).

Opinion

Opinion by

Judge BERNARD.

This case involves a conditional guilty plea that allowed a defendant to preserve the right to appeal a trial court order denying a motion to suppress. We conclude that the issue whether conditional guilty pleas should be authorized has not been definitively answered by our supreme court.

As a result, we must decide, for the purposes of resolving this case, whether they are authorized. To resolve this issue, we first analyze the status of conditional guilty pleas throughout the United States. Our survey establishes that many states have statutes or rules authorizing conditional guilty pleas.

Because Colorado does not have a statute or court rule authorizing conditional guilty pleas, we must, therefore, turn to an analysis of existing case law concerning guilty pleas to determine their nature. This analysis leads us to conclude that, as a matter of legal doctrine, guilty pleas in Colorado are designed to waive the right to attack most pretrial decisions, including orders denying defendants' motions to suppress. Regarding guilty pleas from this perspective, we conclude that Colorado law does not presently provide for conditional guilty pleas. Therefore, we dismiss this appeal.

I. Background

Defendant, Shane Aaron Neuhaus, was charged with two counts of menacing under *393 section 18-8-206(1)(a) & (b), C.R.S., 2009, one count of possession of a weapon by a previous offender under section 18-12-108(1), (2)(c), C.R.S.2009, and three counts of possession of a weapon by a previous juvenile offender under section 18-12-1088), C.R.S. 2009. These charges were based upon items found in a warrantless search of a car that defendant had been driving. The search turned up a rifle, a shotgun, and ammunition for both weapons.

Defendant filed a pretrial motion to suppress evidence of the weapons and ammunition at trial. The trial court denied it.

The trial court then granted defendant's motion to sever the menacing counts, and presided over a jury trial on them. Defendant was acquitted.

The parties then entered into a plea disposition to resolve the remaining counts. Defendant pled guilty to one count of possession of a weapon by a previous offender, and the prosecution dismissed the rest. The court approved the parties' stipulation that, as a result of this plea, defendant would be sentenced to fifteen months imprisonment to be served consecutively to the sentence in another case, plus one year of parole.

The disposition included the express condition that defendant was permitted to appeal the trial court's ruling on his suppression motion. The parties stated that the results of the appeal would be "dispositive" of the charges, meaning that, if defendant were sue-cessful, the subsequent suppression of the evidence would deprive the prosecution of sufficient evidence to go forward with the case. -If this court were to reverse the trial court's order denying the suppression motion, the prosecution would allow defendant to withdraw his guilty plea and would dismiss the charges.

Defendant appealed to this court. After the completion of briefing, we ordered the parties to file supplemental briefs. As pertinent to our resolution of this appeal, we asked (1) whether the plea agreement was a conditional plea; and (2) if so, whether we have authority to review the suppression issue.

II. Colorado Cases Discussing Conditional Guilty Pleas

Plea dispositions serve a salutary purpose in our criminal justice system. They

lead[ ] to prompt and largely final disposition of most criminal cases; . avoid[ ] much of the corrosive impact of enforced idleness during pre-trial confinement for those who are denied release pending trial; . protect[] the public from those accused persons who are prone to continue criminal conduct even while on pretrial release; and, by shortening the time between charge and disposition, [they] enhance[ ] whatever may be the rehabilitative prospects of the guilty when they are ultimately imprisoned.

Santobello v. New York, 404 U.S. 257, 261, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971).

The general rule is that a valid guilty plea waives all nonjurisdictional objections, including allegations that constitutional rights have been violated. A defendant has no right to raise a constitutional claim after pleading guilty unless such a claim relates directly to the guilty plea's adequacy. See People v. Isham, 923 P.2d 190, 195 (Colo.App.1995).

One exception to this general rule that has been adopted by other jurisdictions is the conditional guilty plea. One form of conditional guilty plea "allows the defendant to plead guilty, thus avoiding a trial which would serve no purpose, while expressly preserving the right to appeal the denial of his motion to suppress evidence on constitutional grounds." Note, Conditional Guilty Pleas, 93 Harv. L. Rev. 564, 566 (1980).

Several Colorado cases have discussed conditional guilty pleas. In People v. Pharr, 696 P.2d 235, 236 (Colo.1984), a defendant entered a conditional guilty plea that purported to preserve the right to appeal the constitutionality of the statute establishing the crime with which he was charged. Our supreme court "specifically disapprovel[d]" of this procedure because it was not "recognized by either rule or statute." Id. Subsequently, in Waits v. People, 724 P.2d 1329, 1337 (Colo.1986), the supreme court stated that a guilty plea precludes a defendant from attacking *394 the plea on the ground that the seizure of evidence was the product of an illegal search "unless a right to challenge the plea is preserved by statute." Id.

In People v. Bachofer, 85 P.3d 615, 617 (Colo.App.2003), a division of this court concluded:

We perceive no prohibition of the [conditional guilty plea) agreement used here and conclude that in the interest of judicial economy, there is no justification for barring a stipulation whereby a defendant pleads guilty to a charge on the condition that he or she may nevertheless seek review of an adverse pretrial ruling that directly affects the charge.

Two years after Bachofer was decided, our supreme court referred to it in People v. McMurtry, 122 P.3d 237, 242-43 (Colo.2005). The court cited Pharr, and then noted that it had "never explicitly endorsed" the use of such pleas. Id. at 248. However, because the plea at issue in McMurtry was not a conditional plea, the court stated that it would "leave to another day the issue of whether the conditional plea is an acceptable practice in Colorado." Id.

This case presents us, as a division of the Court of Appeals, with that day. We turn to a survey of other jurisdictions to see how they treat conditional guilty pleas.

III. Conditional Guilty Pleas Throughout the United States

Debate over the propriety of conditional guilty pleas began in earnest in the early 1970s. Federal cireuits eventually fractured over whether such pleas were authorized by law. The Second and Third Circuits approved of them. United States v.

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Related

State v. Rice
737 S.E.2d 485 (Supreme Court of South Carolina, 2013)
Neuhaus v. People
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People v. Butler
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293 P.3d 1 (Colorado Court of Appeals, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
240 P.3d 391, 2009 Colo. App. LEXIS 1897, 2009 WL 4069568, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-neuhaus-coloctapp-2009.