Hewlett-Packard Company v. Repeat-O-Type Stencil Manufacturing Corporation, Inc. And Fred Keen

123 F.3d 1445, 1997 WL 456552
CourtCourt of Appeals for the Federal Circuit
DecidedOctober 14, 1997
Docket96-1379
StatusPublished
Cited by41 cases

This text of 123 F.3d 1445 (Hewlett-Packard Company v. Repeat-O-Type Stencil Manufacturing Corporation, Inc. And Fred Keen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hewlett-Packard Company v. Repeat-O-Type Stencil Manufacturing Corporation, Inc. And Fred Keen, 123 F.3d 1445, 1997 WL 456552 (Fed. Cir. 1997).

Opinion

LOURIE, Circuit Judge.

Hewlett-Packard Company (HP) appeals from the summary judgment of the United States District Court for the Northern District of California, holding that Repeat-O-Type (ROT) does not infringe any of the asserted patents by modifying and reselling HP’s ink jet cartridges. Hewlett-Packard Co. v. Repeat-O-Type, Inc., No. 92-CV-3330 (N.D.Cal. Apr. 17, 1996). Because ROT’s modification does not constitute impermissible reconstruction and because HP has failed to raise genuine issues of material fact regarding infringement of any of the patents in suit, we affirm.

BACKGROUND

HP manufactures and sells ink jet printers and disposable ink jet cartridges for its printers. Before running out of ink, the cartridges can print approximately 200 to 2000 pages, depending on the cartridge used *1447 and the nature of the printing being performed. Once the ink in a cartridge has been depleted, HP expects the cartridge to be discarded and replaced by a new one. Instructions accompanying the cartridges disclaim liability for printer damage caused by refilling and advise the user to “discard old print cartridge immediately.”

The HP cartridges use thermal ink jet printing technology in which ink is transferred, drop-by-drop, onto paper, overhead transparencies, or other similar media. Specifically, the cartridges employ a printhead containing thermal resistors that are fabricated within a thin-film-semiconductor substrate and heat and propel (“jet”) tiny droplets of liquid ink onto a medium, such as paper. The cartridges also contain an ink reservoir that stores the ink transferred to the printhead during printing. During the ink jet printing process,- the printer’s electronics provide electrical energy to the cartridge, which conducts the energy through the thermal resistors in the printhead, causing the thermal resistors to heat. As a result, the ink which is delivered to the resistors boils and forms a vapor, which causes nearby ink droplets to be propelled out of the cartridge and onto the paper or other medium. HP warns its customers that refilling the cartridges may reduce print quality due to clogging of the printhead nozzles, corrosion of the cartridge electronics, or incompatibility of non-approved inks with the cartridges.

HP owns numerous patents on various facets of ink jet printing technology, including patents on ink jet printers, cartridges, and ink formulations. Twelve of these patents are involved in this suit. Of the twelve asserted patents, two of them, U.S. Patents 4,827,294 and 4,931,811, are directed to ink jet cartridges (referred to in the patents as “ink jet pens”) and a third, U.S. Patent 5,108,503, is directed to a specific ink formulation. The remaining patents are directed to other aspects of ink jet printing technology and are directed to specific components within ink jet cartridges: U.S. Patents 4,347,524 (shock absorption of an ink supply tube); 4,635,073 (thermal printhead); 4,683,-481 (thermal resistors in substrate); 4,771,-295 (process for filling an ink jet cartridge with ink); 4,794,410 (thermal resistor structure); 4,794,411 (ink propulsion from print-head); 4,812,859 (multichamber ink jet pen); 4,862,197 (thin-film-resistor printhead); and 4,872,027 (printer and ink jet printhead and their interconnection).

The ’294 patent, entitled “Thermal Ink Jet Printhead Assembly Employing Beam Lead Interconnect Circuit,” is directed to an “ink jet pen” (ie., a cartridge), which forms an improved electrical connection between the printhead of the pen and the ink jet printer carriage in which the pen is mounted.

Claim 3 of the ’294 patent, which is representative, reads as follows:

An ink jet pen including in combination:
(a) a pen body housing having an ink storage compartment therein and an ink flow port adjacent one surface thereof and further having outer surfaces which are contoured to mate with adjacent surfaces of a pen carriage member,
(b) a thin film printhead mounted on said one surface of said pen body housing and adjacent to said ink flow port therein for receiving ink from said ink flow port during an ink jet printing operation, and
(c) a flexible electrical circuit member including a plurality of beam leads bonded at predetermined locations on said thin film printhead for supplying electrical power and signals thereto during an ink jet printing operation, said flexible electrical circuit being extended over one of said contoured outer surfaces of said pen body housing and secured thereto, whereby electrical conductors in a pen carriage are adapted to mate with certain ones of said beam leads of said flexible electrical circuit for supplying power and electrical drive signals to said beam leads when said pen body hoüsing is mounted in said carriage.

The ’811 patent, entitled “Thermal Ink Jet Pen Having A Feedtube With Improved Sizing And Operational With A Minimum Of Depriming,” is directed to an “ink jet pen” that uses a “standpipe” to improve the connection between the ink reservoir and the printhead.

As illustrated in the accompanying diagram from the ’811 patent, the pen body construction includes a pen body housing (10) and a cap (28). The pen body also includes a foam storage material (12) which serves as the ink

*1448 [[Image here]]

As illustrated in the accompanying diagram from the ’811 patent, the pen body construction includes a pen body housing (10) and a cap (28). The pen body also includes a foam storage material (12) which serves as the ink reservoir, a standpipe formed by walls (20) and (22), and a printhead (18). The cap (28) has an air vent tube (30) for supplying air to the ink reservoir as ink is transferred through the standpipe to the printhead. The patented invention improves on the prior art by providing a standpipe that prevents air bubbles from impeding the flow of ink to the printhead.

Claim 2 of the ’811 patent, which is representative, reads as follows:

2. A thermal ink jet pen including an ink reservoir therein, and a thin film printhead interconnected to said reservoir by way of a standpipe, with said standpipe having an air accumulating section at the ink receiving end thereof and said thin film print-head including an orifice plate with a plurality of orifii therein of a known radius, ^nozzle characterized in that the minimum acceptable radius, r, of said air accumulating section of said standpipe satisfies the equation r/rn0zzie $ 100.

The ’503 patent, entitled “Smear Resistant Inks For Ink jet Printers,” is directed to an ink formulation. Claim 2 depends from claim 1, which has recently been disclaimed, and adds the following limitation: “The ink of claim 1 which is buffered to a pH from about 6 to about 9.” Likewise, claims 15 and 19 are limited to formulations containing “sufficient ammonium acetate ... to provide an ink with a pH from about 7 to about 7.5.... ” The other asserted claims, 3, 8, 10, 16, and 18, depend from either claims 2 and 15 and thus incorporate the pH limitations.

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123 F.3d 1445, 1997 WL 456552, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hewlett-packard-company-v-repeat-o-type-stencil-manufacturing-corporation-cafc-1997.