Herbert Smith v. City of Hammond, Indiana

388 F.3d 304, 2004 U.S. App. LEXIS 22789, 2004 WL 2453757
CourtCourt of Appeals for the Seventh Circuit
DecidedNovember 3, 2004
Docket04-1260
StatusPublished
Cited by23 cases

This text of 388 F.3d 304 (Herbert Smith v. City of Hammond, Indiana) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herbert Smith v. City of Hammond, Indiana, 388 F.3d 304, 2004 U.S. App. LEXIS 22789, 2004 WL 2453757 (7th Cir. 2004).

Opinion

POSNER, Circuit Judge.

A woman named Leatrice Warren was arrested by the Hammond police and charged with a variety of relatively minor (as these things go) offenses, including battery, intimidation, possession of marijuana, disorderly conduct, and resisting arrest, all probably arising from the same incident and eventually resolved by a plea agreement the terms of which we do not know. When she was arrested, Judge Harkin of the Hammond City Court set bail at $6,800 “cash only.” This meant that to get out of jail Warren would have to deposit 10 percent of the amount of the bail — $680—with the court. Ind.Code § 35-33-8-3.2(a)(2). If she complied with the conditions of bail (which is to say if she didn’t skip town), the money would be returned to her, minus certain offsets (administrative fees, restitution if ordered, fines if imposed). Id.; Obregon v. State, 703 N.E.2d 695 (Ind.App.1998). Warren’s family had paid our plaintiff, Herbert Smith, who is a bail bondsman licensed by the State of Indiana, a $680 premium for a $6,800 surety bond. But the police, at the judge’s direction, refused to accept the bond, instead insisting on the cash bond in the same amount. *306 This meant that Smith — assuming he returned the premium to his client — was out the $680.

One wonders why Warren’s family would pay Smith a nonrefundable $680 when the same $680, deposited with the court, would (depending on the outcome of the criminal proceeding) be largely refundable. Because the family didn’t know any better, perhaps being misled by Smith? Or did the family perhaps want Smith to be on the hook for the rest of the bond when Warren skipped? But then, if Smith had the same thought about the likely outcome, he would not have agreed to underwrite a bond.

Even more mysterious is that Warren originally was a co-plaintiff with Smith in this lawsuit, though she later dropped out.

Upset that the bond had been refused, Smith brought this suit under 42 U.S.C. § 1983 against the judge, the city clerk and the city police chief, the judge’s court, and the City itself, contending that the defendants have a policy of refusing to accept surety bonds and that this policy violates the U.S. Constitution by depriving Smith of a property interest consisting of his license. His license is worthless, he contends, if he cannot write surety bonds in Hammond because the court will accept only cash bonds. The suit seeks damages but his appeal is from the denial of his motion for a preliminary injunction, which he sought on the ground that damages will be difficult to determine and that therefore he is incurring irreparable harm.

Not only has the appeal no merit, but it is evident that the entire suit should be dismissed. Three of the four defendants — the City, the clerk, and the police chief — do not belong in the case at all. None of them has, or is claimed to have asserted, any authority over the setting of bonds. (Regarding the City’s liability, see, e.g., Pembaur v. City of Cincinnati, 475 U.S. 469, 478-80, 106 S.Ct. 1292, 89 L.Ed.2d 452 (1986).) Smith might just as well have sued the Governor of New Mexico. In Indiana as elsewhere, “the power to establish bah is exclusively judicial.” Board of County Commissioners v. Farris, 168 Ind.App. 309, 342 N.E.2d 642, 644 (Ind.App.1976); see also Ind.Code §§ 35-33-8-3.2(a), -4; cf. Walden v. Carmack, 156 F.3d 861, 874 (8th Cir.1998); Franceschi v. Schwartz, 57 F.3d 828, 830 (9th Cir.1995) (per curiam). And though an official who lacked legal authority over some matter might nevertheless use his official status (“color of law”) to influence the officials who did have the relevant jurisdiction, Smith doesn’t indicate what role he thinks the clerk or the police chief plays in Judge Harkin’s bail decisions except to execute them. As mere executants they would be sheltered by the judge’s absolute immunity (of which more shortly), Snyder v. Nolen, 380 F.3d 279, 287 (7th Cir.2004) (per curiam); Richman v. Sheahan, 270 F.3d 430, 435 (7th Cir.2001); In re Foust, 310 F.3d 849, 855 (5th Cir.2002); Clay v. Allen, 242 F.3d 679, 682 (5th Cir.2001), and even as collaborators they would be sheltered by the absence of any established Fourteenth Amendment entitlement to issue a surety bond. We can even delete “established.” The decision to require either a cash bond or a surety bond is a discretionary judicial act, Mott v. State, 490 N.E.2d 1125, 1129 (Ind.App.1986), and therefore no bondsman has a sufficiently firm and definite interest in the issuance of a surety bond to be adjudged a Fourteenth Amendment property holder. Baldwin v. Daniels, 250 F.3d 943, 946-47 (5th Cir.2001) (per curiam)

As for Judge Harkin, he has, of course, absolute immunity from liability for damages arising from judicial acts, and the setting of bail is one of them. Mireles v. Waco, 502 U.S. 9, 11-13, 112 S.Ct. 286, *307 116 L.Ed.2d 9 (1991) (per curiam); Stump v. Sparkman, 435 U.S. 349, 362-64, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978); Brokaw v. Mercer County, 235 F.3d 1000, 1015 (7th Cir.2000); Tucker v. Outwater, 118 F.3d 930, 932-33 (2d Cir.1997); Franceschi v. Schwartz, supra, 57 F.3d at 830; King v. Love, 766 F.2d 962, 968 (6th Cir.1985). It is true that the core concern animating absolute immunity for judges is the prospect of malicious suits by disappointed litigants, and Smith was not a party to the suit in which Judge Harkin issued the order of which Smith is complaining. But that is not a saving grace when one considers how common it is for judicial rulings to have adverse effects on nonparties that might prompt them to seek judicial revenge against the judge.

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Bluebook (online)
388 F.3d 304, 2004 U.S. App. LEXIS 22789, 2004 WL 2453757, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herbert-smith-v-city-of-hammond-indiana-ca7-2004.