James E. Tucker v. Marilyn Outwater, and the County of Jefferson

118 F.3d 930, 1997 U.S. App. LEXIS 16492
CourtCourt of Appeals for the Second Circuit
DecidedJuly 7, 1997
Docket3440, Docket 96-9251
StatusPublished
Cited by87 cases

This text of 118 F.3d 930 (James E. Tucker v. Marilyn Outwater, and the County of Jefferson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James E. Tucker v. Marilyn Outwater, and the County of Jefferson, 118 F.3d 930, 1997 U.S. App. LEXIS 16492 (2d Cir. 1997).

Opinion

OBERDORFER, District Judge:

Town Justice Marilyn Outwater appeals from the August 22, 1996 judgment of the United States District Court for the Northern District of New York, denying her motion to dismiss the complaint. The district court held that Outwater was not entitled to judicial immunity because she acted in the clear absence of all jurisdiction. This Court concludes that Outwater did not act in clear absence of all subject matter jurisdiction and enjoys immunity from plaintiffs claim for damages. The judgment of the district court is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.

I.

Background

Plaintiff James Tucker filed this action pursuant to 42 U.S.C. § 1983 and the Fourteenth Amendment against two counties, several law enforcement officers, and Marilyn Outwater, a Town Justice in the Town of Watertown, Jefferson County, New York. Plaintiff seeks damages and attorneys’ fees for his alleged false arrest, malicious prosecution, and illegal confinement. On this appeal from the denial of a motion to dismiss, we accept the facts alleged in the complaint, plaintiffs supporting affidavits and interrogatory answers, and reasonable inferences drawn therefrom in the light most favorable to the plaintiff.

In the Town of Italy, Yates County, New York, on the night of December 4, 1993, plaintiff Tucker was asleep in the passenger side of a pickup truck when the driver, Douglas VanAmburg, lost control of the truck, after which it struck a culvert causing serious injuries to plaintiff. VanAmburg originally admitted to Yates County officers at the scene of the accident that he was driving the truck. Thereupon, one of the officers issued tickets charging VanAmburg with driving while intoxicated and failure to keep right. At some time between December 4,1993 and March 1994, the tickets issued to VanAmburg were canceled.

For reasons unexplained on the record, on March 16, 1994, over three months after the accident, the same officer who had ticketed VanAmburg filed an information in the Town Court of Italy charging that it was plaintiff who was under the influence of alcohol and who had driven the truck into the culvert, injuring himself. That same day, Justice Duane Shay of the Town Court of Italy issued a warrant for plaintiffs arrest.

On March 18,1994, between 3:00 a.m. and 5:00 a.m., officers of the Yates and Jefferson County Sheriffs’ Departments arrested plaintiff at his home in the Town of Evans Mills in Jefferson County, New York, some 100 miles away from Yates County. The officers transported him to the Town of Watertown, also in Jefferson County. Although Justice Shay’s warrant for plaintiffs arrest was extant, the officers were not in possession of it or any other accusatory instrument at the time they arrested plaintiff. By prearrangement, the arresting officers promptly brought plaintiff before Justice Outwater at her town court in Watertown. After denying plaintiffs request to see the warrant and any accusatory instruments (and without disclosing that she did not have them at hand), Justice Outwater set bail at $800 and remanded plaintiff to jail when he failed to post bail.

*932 Seven days later, on March 25,1994, plaintiff was again brought before Justice Outwater. He repeated his request for copies of the warrant, ticket, and other supporting papers. Instead, plaintiff was furnished with illegible copies of DWI tickets. After some undetermined time, plaintiff was released. On March 4, 1995, a jury in the Town of Italy, Yates County, found him not guilty.

On June 7, 1995, plaintiff commenced this action, alleging that Justice Outwater, the arresting officers, and others had violated rights guaranteed to him by section 1983 and the Fourteenth Amendment. Justice Outwater moved to dismiss on the ground of judicial immunity. The district court, relying upon Maestri v. Jutkofsky, 860 F.2d 50 (2d Cir.1988), denied the motion to dismiss. The Court held that Outwater had acted in the clear absence of all jurisdiction, and thus was not entitled to judicial immunity. The ultimate legal issue presented by this appeal is whether Justice Outwater is entitled to absolute immunity from damages by virtue of possessing subject matter jurisdiction over the preliminary proceedings that she conducted, pursuant to section 120.90(3) of the New York Criminal Procedure Law. 1

II.

Analysis

A. Applicable Law

Since the seventeenth century, the common law has immunized judges from damage claims arising out of their judicial acts. See, e.g., Floyd v. Barker, 77 Eng. Rep. 1305 (Star Chamber 1607) (judges of courts of record). This doctrine was embraced by the Supreme Court in 1872 in Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 20 L.Ed. 646 (1872). Bradley established as “a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, shall be free to act upon his own convictions, without apprehension of personal consequences to himself.” Id. at 347. “Because ‘some of the most difficult and embarrassing questions which a judicial officer is called upon to consider and determine relate to his jurisdiction ...,’ the scope of the judge’s jurisdiction must be construed broadly when the issue is the immunity of the judge.” Stump v. Sparkman, 435 U.S. 349, 356, 98 S.Ct. 1099, 1104, 55 L.Ed.2d 331 (1978) (quoting Bradley, 80 U.S. at 352). The cloak of immunity is not pierced by allegations of bad faith or malice, Pierson v. Ray, 386 U.S. 547, 554, 87 S.Ct. 1213, 1217, 18 L.Ed.2d 288 (1967), even though “unfairness and injustice to a litigant may result on occasion.” Mireles v. Waco, 502 U.S. 9, 9, 112 S.Ct. 286, 287, 116 L.Ed.2d 9 (1991). The principle of judicial immunity recognizes that a judge may err. But “it is better for a judge when exercising the discretion inherent in his judicial power ‘to risk some error and possible injury from such error than not to decide or act at all.’” Green v. Maraio, 722 F.2d 1013, 1017 (2d Cir.1983) (quoting Scheuer v. Rhodes, 416 U.S. 232, 242, 94 S.Ct. 1683, 1689, 40 L.Ed.2d 90 (1974)). The Supreme Court has repeatedly reaffirmed these principles. See, e.g., Mireles, 502 U.S. at 9, 112 S.Ct. at 286, Forrester v. White, 484 U.S. 219, 108 S.Ct. 538, 98 L.Ed.2d 555 (1988); Cleavinger v. Saxner, 474 U.S. 193, 106 S.Ct. 496, 88 *933 L.Ed.2d 507 (1985); Dennis v. Sparks, 449 U.S. 24, 101 S.Ct.

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118 F.3d 930, 1997 U.S. App. LEXIS 16492, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-e-tucker-v-marilyn-outwater-and-the-county-of-jefferson-ca2-1997.