Herbert J. Abbs and Peter J. Wisner, Claimants-Appellants v. Anthony J. Principi, Secretary of Veterans Affairs

237 F.3d 1342, 49 Fed. R. Serv. 3d 175, 2001 U.S. App. LEXIS 1179, 2001 WL 65601
CourtCourt of Appeals for the Federal Circuit
DecidedJanuary 26, 2001
Docket99-7112
StatusPublished
Cited by57 cases

This text of 237 F.3d 1342 (Herbert J. Abbs and Peter J. Wisner, Claimants-Appellants v. Anthony J. Principi, Secretary of Veterans Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herbert J. Abbs and Peter J. Wisner, Claimants-Appellants v. Anthony J. Principi, Secretary of Veterans Affairs, 237 F.3d 1342, 49 Fed. R. Serv. 3d 175, 2001 U.S. App. LEXIS 1179, 2001 WL 65601 (Fed. Cir. 2001).

Opinion

MICHEL, Circuit Judge.

Herbert J. Abbs and Peter J. Wisner appeal the United States Court of Appeals for Veterans Claims (“Veterans Court”) April 14,1999 decision denying their application for attorney fees pursuant to the Equal Access to Justice Act (“EAJA”), Pub.L. No. 96-481, Tit. II, 94 Stat. 2321, 2327 (1980), codified at 28 U.S.C. § 2412. Then- application followed our reversal of a ruling of the Veterans Court in an unrelated case. We heard oral argument in this appeal on December 6, 2000. Because the decision of the Veterans Court was based upon a correct construction of the EAJA, we affirm the Veterans Court decision. Because this appeal is frivolous as filed and as argued, however, we impose sanctions pursuant to Fed. R.App. P. 38 and hold appellants’ attorney personally liable to the United States for its costs excluding attorney fees incurred in defending this frivolous appeal.

Background

The facts of Wisner’s and Abbs’ cases are substantially similar. On April 8, 1997, the Board of Veterans’ Appeals (“Board”) found that Wisner had failed to present “new and material” evidence to reopen a previously and finally disallowed claim of service-connection for a psychiatric disorder. On May 5, 1997, Wisner appealed pro se the Board’s decision. In a separate but related case, on August 15, 1997, Abbs appealed pro se the Board’s May 20,1997 decision finding that new and material evidence had not been presented to reopen his previously and finally disallowed claim for service-connection for a chronic nervous disorder. In both decisions, the Board relied on the test for materiality set forth in Colvin v. Denvinski, 1 Vet.App. 171, 174 (1991). In Colvin, the Veterans Court interpreted 38 U.S.C. § 5108, Pub.L. No. 100-687, Div. A, Tit. I, § 103(a)(1), § 3008, 102 Stat. 4107 (1988), renumbered § 5108 (as amended), disregarding the applicable regulation, 38 C.F.R. § 3.156(a) (1994), to determine the test for new and material evidence. Id. Both claimants appealed the Board’s decision.

On September 16, 1998, while the appeals were pending before the Veterans Court, this court, in Hodge v. West, 155 *1344 F.3d 1356 (Fed.Cir.1998), overruled the Colvin test and held that the Secretary’s definition of new and material evidence as set forth in 38 C.F.R. § 3.156(a) must be applied in determining whether a veteran has submitted new and material evidence. Id. at 1361. On October 2, 1998, Wisner filed a motion to remand his case back to the Board in light of our decision in Hodge. On October 7, 1998, the Veterans Court vacated the Board’s decision and remanded the case. On October 8, 1998, the Veterans Court granted the Secretary’s unopposed motion to vacate and remand Abbs’ case to the Board.

Wisner filed a timely motion in the Veterans Court for an award of reasonable attorney fees under the EAJA in the amount of $4,627.76 on October 30, 1998. On November 5, 1998, Abbs filed an application seeking attorney fees in the amount of $3,839.50.

On December 29, 1998, the Veterans Court, sua sponte, ordered that Wisner’s and Abbs’ cases be consolidated for concurrent consideration of the appellants’ applications for attorney fees and expenses and submitted to a panel without oral argument. Appellants alleged that because the Veterans Court’s position in deciding Colvin directly contravened the Supreme Court’s, decision in Chevron v. Natural Res. Def. Council, 467 U.S. 837, 842, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984), requiring deference to an agency’s reasonable interpretation of a statute, the position of the Veterans Court was not “substantially justified.” 1 “As a result of the [a]geney’s reliance upon Colvin," appellants argued, “it was necessary for the [ajppellants to appeal their case to the [Veterans Court]. The denial of reopening and the subsequent appeal to the [Veterans Court] would not have been necessary but for the [Veterans Court’s] erroneous holding in Colvin.” Reply Brief of Appellants at 3.

On April 14, 1999, a three judge panel of the Veterans Court denied appellants’ request for attorney fees under the EAJA. The Veterans Court held that the Veterans Court is not an “agency” of the United States for EAJA purposes. The court did not reach the question of whether the Veterans Court’s Colvin materiality test regarding the reopening of previously and finally disallowed claims viewed in light of 38 C.F.R. § 3.156(a) was “substantially justified.” Appellants filed a timely appeal to this coúrt on July 14, 1999. Both appellants are represented by the same attorney, Mr. Kenneth Carpenter, as they were before the Veterans Court.

Analysis

Pursuant to 38 U.S.C. § 7292(a) (1994), we have jurisdiction to review a decision of the Veterans Court only “with respect to the validity of any statute or regulation ... or interpretation thereof (other than a determination as to a factual matter) that was relied on by the [Veterans Court] in making its decision.” The Veterans Court’s construction of a statute, such as *1345 the EAJA, is reviewed de novo. Epps v. Gober, 126 F.3d 1464, 1467 (Fed.Cir.1997).

A. Sanctions can be imposed under Fed. R.App. P. 38 when an appeal is “frivolous as filed” or “frivolous as argued.”

On December 1, 2000, we issued an Order to appellants to show cause why their appeal is not sanctionable under Fed. R.App. P. 38. Fed. R.App. P. 38 provides that “[i]f a court of appeals determines that an appeal is frivolous, it may, after a separately filed motion or notice from the court and reasonable opportunity to respond, award just damages and single or double costs to the appellee.”

Our court has identified two types of appeals that may be deemed frivolous. An appeal is held to be “frivolous as filed” when an appellant grounds his appeal on arguments or issues “that are beyond the reasonable contemplation of fair-minded people, and ‘no basis for reversal in law or fact can be or is even arguably shown.’” State Indus., Inc. v. Mor-Flo Indus., Inc.,

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Bluebook (online)
237 F.3d 1342, 49 Fed. R. Serv. 3d 175, 2001 U.S. App. LEXIS 1179, 2001 WL 65601, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herbert-j-abbs-and-peter-j-wisner-claimants-appellants-v-anthony-j-cafc-2001.