Davis v. Secretary of Health & Human Services

105 Fed. Cl. 627, 2012 U.S. Claims LEXIS 828, 2012 WL 2878612
CourtUnited States Court of Federal Claims
DecidedJune 29, 2012
DocketNo. 07-451V
StatusPublished
Cited by84 cases

This text of 105 Fed. Cl. 627 (Davis v. Secretary of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Davis v. Secretary of Health & Human Services, 105 Fed. Cl. 627, 2012 U.S. Claims LEXIS 828, 2012 WL 2878612 (uscfc 2012).

Opinion

OPINION AND ORDER1

LETTOW, Judge.

Ms. Marilyn Davis seeks review of a decision entered by the special master on March 20, 2012, concerning attorneys’ fees and costs in her vaccine ease. Ms. Davis had presented a petition for compensation alleging that she developed neuromyelitis optica (“NMO”) as a result of an influenza vaccination. The special master denied her claim for compensation, finding that she failed to provide a persuasive theory of how the vaccine could have triggered the onset of her NMO. Petitioner sought review in this court which affirmed the denial of entitlement to compensation, concluding that several errors in the proceedings before the special master were harmless. Ms. Davis then appealed to the Federal Circuit, which also affirmed.

After her defeat in the Federal Circuit, Ms. Davis asked the special master to award her attorneys’ fees and costs pursuant to 42 U.S.C. § 300aa-15(e)(l). The special master made an award but declined to grant the bulk of the fees and costs that she sought. Specifically, he denied all fees and costs associated with her appeal to the Federal Circuit, ruling that the appeal lacked a reasonable basis. He also found that counsel spent an inordinate amount of time in handling the motion for review to this court and accordingly reduced the award for that work.

Ms. Davis requests that this court set aside the special master’s decision as an abuse of his discretion and award her the amount she originally sought. The government opposes Ms. Davis’s motion and asks the court to affirm the special master’s decision.

[630]*630BACKGROUND AND PROCEDURAL HISTORY

A. The Special Master’s Entitlement Decision

The background of this case has been described at length in a prior opinion. See Davis v. Secretary of Health & Human Servs. (“Davis III”), 94 Fed.Cl. 53, 58-61 (2010), aff'd, Davis v. Secretary of Health & Human Servs. (“Davis IV”), 420 Fed.Appx. 973 (Fed.Cir.2011) (per curiam) (Fed.Cir. R. 36). Briefly, Ms. Davis received an influenza vaccine in December of 2006. Within a month, she began exhibiting symptoms ranging from lower back pain to paraplegia. Her treating physician eventually diagnosed her with NMO,2 but he was unable to discern its etiology. Ms. Davis filed a petition for compensation in June 2007. Although the government did not contest that Ms. Davis suffered from NMO, it challenged her assertion that the vaccine was the cause of this injury.

A hearing was held on September 15, 2009 before the special master. Dr. J. Griffith Steel testified on behalf of Ms. Davis. He opined that the influenza vaccine damaged the lining of the blood vessels, which permitted the protein aquaporin-4 to pass through the blood-brain barrier. Tr. 68:3-25, 121:5-20 (Sept. 15, 2009). This, in turn, triggered an immune response from the body which resulted in damage to the myelin. See Tr. 20:24 to 21:10, 22:19-25, 68:14-21 (Sept. 15, 2009). The government’s expert, Dr. Arthur Safran, opinioned that no connection existed between Ms. Davis’s vaccination and her NMO. He had found no medical literature discussing such a correlation, and he also pointed to alternative causes which he believed could better explain petitioner’s NMO. See Tr. 137:3-8 (Sept. 15, 2009).

The special master rejected Dr. Steel’s hypothesis, finding that “Ms. Davis has not established, by a preponderance of the evidence, the reliability of the assertion that the flu vaccine can damage” the lining of the blood vessels. Davis v. Secretary of Health & Human Servs. (“Davis II”), No. 07-451V, 2010 WL 1444056, at *8 (Fed.Cl.Spec.Mstr. Mar. 16, 2010), aff'd, 94 Fed.Cl. 53, aff'd, 420 Fed.Appx. 973. While Dr. Steel had referred to several medical articles relating to this subject, none of them directly supported the proposition that the influenza vaccine could damage blood vessels. Id. The special master concluded that Ms. Davis had failed to satisfy the first prong of Althen and so was not entitled to compensation. Id. at *15.3

B. Ms. Davis’s Motion for Review and Subsequent Appeal

Ms. Davis filed a motion for review with this court on April 15, 2010. She contended that the special master had applied too exacting a standard in assessing Dr. Steel’s theory and that the evidentiary record supported finding that each of the Althen prongs for causation had been satisfied. See Pet’r’s Mem. in Support of Mot. for Review of the Spec. Mstr.’s Decision at 15-20, Apr. 15, 2010, EOF No. 73. Among other things, she argued that the special master had raised her burden of proof by requiring that Dr. Steel’s hypothesis be generally accepted in the medical community. Id. at 17-18. A hearing was held on May 26, 2010, during which Ms. Davis was represented by Ms. Sylvia Chin-Caplan and Ms. Christina M. Ciampolillo.

This court affirmed the special master’s decision in an opinion issued July 12, 2010. See Davis III, 94 Fed.Cl. 53.4 The court [631]*631concluded that the special master had “relied on the dearth of medical literature supportive or dismissive of Dr. Steel’s hypothesis to bolster his conclusion that Ms. Davis had not met her burden under Althen.” Id. at 68. The court was unwilling to discount Dr. Steel’s theory, but it nonetheless upheld the special master’s determination on the ground that “medical science has not yet advanced sufficiently far to conclude that [Dr. Steel’s] conceptual approach to causation can now be said to be established by a preponderance of the evidence.” Id.

Petitioner appealed from this judgment to the Court of Appeals for the Federal Circuit. In her brief, she focused particularly on prong one of Althen and claimed that she had satisfied the requirements of that prong by providing (1) “a biologically plausible mechanism,” (2) “circumstantial evidence contained in the medical records,” and (3) “case reports and supporting statements in the scientific literature.” Brief for Petitioner-Appellant (“Appellant’s Br.”) at 31, Davis IV, 420 Fed.Appx. 973. Ms. Davis averred that this court “requir[ed] literature directly supportive of Dr. Steel’s theory” and thus “elevated the standard of proof to an unattainable level.” Id. at 21.

The Court of Appeals summarily affirmed this court’s decision, citing Fed. Cir. R. 36.5 Davis IV, 420 Fed.Appx. 973. The clerk of the Federal Circuit entered judgment against Ms. Davis and taxed the government’s costs to her under Fed. R.App. 39.6 See Notice of Entry of Judgment, May 12, 2011, ECF No. 82.

C. The Special Master’s Decision on Attorney’s Fees and Costs

After the Federal Circuit affirmed the denial of entitlement, Ms. Davis moved to the last stage of the litigation, namely, attorneys’ fees and costs. Under the Vaccine Act, even if a petitioner does not obtain compensation for her injury, a special master may grant her attorneys’ fees and costs if he “determines that the petition was brought in good faith and there was a reasonable basis for the claim.” 42 U.S.C. § 300a

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105 Fed. Cl. 627, 2012 U.S. Claims LEXIS 828, 2012 WL 2878612, Counsel Stack Legal Research, https://law.counselstack.com/opinion/davis-v-secretary-of-health-human-services-uscfc-2012.