Plavin v. Secretary of the Department of Health & Human Services

40 Fed. Cl. 609, 1998 U.S. Claims LEXIS 65, 1998 WL 157054
CourtUnited States Court of Federal Claims
DecidedMarch 19, 1998
DocketNo. 91-1555V
StatusPublished
Cited by13 cases

This text of 40 Fed. Cl. 609 (Plavin v. Secretary of the Department of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Plavin v. Secretary of the Department of Health & Human Services, 40 Fed. Cl. 609, 1998 U.S. Claims LEXIS 65, 1998 WL 157054 (uscfc 1998).

Opinion

ORDER

MOODY R. TIDWELL, III, Judge.

This case is before the court on petitioners’ motion for review1 of the September 18,1997 decision of Special Master Millman denying compensation under the National Childhood Vaccine Injury Act (“Vaccine Act”), 42 U.S.C. § 300aa-lto 300aa-34 (1994). See Plavin v. Secretary of HHS, No. 91-1555V (Fed.Cl.Sp. Mstr. Sept. 18, 1997) (dismissal order). In denying the petition for compensation, the special master adopted the reasoning of her “TS Omnibus Decision,” captioned in 22 cases, including this case. Id. (adopting Barnes, et al. v. Secretary of HHS, slip op., 1997 WL 620115 (Fed. Cl. Sp. Mstr. Sept. 15, 1997, as amended Sept. 18,1997) (hereinafter “TS Omnibus Decision”)2). For the reasons set forth below, the court grants in part and denies in part petitioners’ motion for review. In doing so, the court reverses in part, affirms in part, and remands the special master’s denial of entitlement to compensation in Plavin.

BACKGROUND

On behalf of Rachel Leah Reiss-Plavin (“Rachel”), petitioners filed a petition on October 30, 1991 for compensation under the Vaccine Act. Rachel was bom on June 8, 1989, in Lexington Kentucky. Rachel received her first Diphtheria-Pertussis-Tetanus (“DPT”) vaccination on August 4,1989 at the age of two months. She received her second DPT vaccination on September 15, 1989, when she was three and a half months old. Rachel’s parents allege that later that day, Rachel was staring, her left arm shook and she drew her legs up.

On September 26, 1989, Rachel was brought to Humana Hospital. Dr. Jacqueline Campbell noted that Rachel had been healthy until her mother noticed occasional trembling of her left hand while she nursed, along with one blank stare. Dr. Campbell concluded that Rachel was suffering from a seizure disorder, and in her summary mentioned Rachel’s second DPT vaccination, given 10 days before admission to the hospital, and that Rachel had had “no reaction” to it.

In November 1989, Rachel was diagnosed with Tuberous Sclerosis (“TS”), a neuroeutaneous genetic disorder affecting the skin and nervous system. TS causes lesions to appear on some organs, including the brain. One type of lesion, located on the cortex of the brain and called a “cortical tuber,” is responsible for seizures, although not all TS patients with tubers have seizures. Other symptoms of TS include mental retardation.

Also in November, 1989, Dr. Robert J. Baumann, a pediatric neurologist at the University of Kentucky Chandler Medical Center, indicated in his records that at two months of age, Rachel’s mother noticed that Rachel had begun to have episodes where her left arm would shake, and by two and a half months of age it was apparent that these were seizures.

On December 12,1989, Rachel was seen by Dr. Bryan C. Hall, the chief of the Division of Genetics and Dysmorphology and Professor of Pediatrics at the University of Kentucky. Dr. Hall recorded that Rachel had her first seizure on September 15, 1989, following a DPT vaccination. Dr. Hall stated that while Rachel was nursing, she pulled away from the nipple, and her left arm vibrated for a short period. She also began shaking and staring. A history given at the University of Kentucky Medical Center on November 1, 1990 records an onset of seizures at three and a half months.

Finally, on March 15, 1991, Dr. Campbell documented in a letter the sequence of events leading up to the diagnosis of Rachel’s seizure disorder and TS. Dr. Campbell wrote that on September 15,1989, Rachel’s mother called her to discuss Rachel’s fussiness, ap[612]*612parent abdominal cramping, and occasional brief arm tremor.

Presently, Rachel continues to suffer seizures and developmental delay, and she is approximately two years behind in gross and fine motor skills.

PROCEDURAL HISTORY

In their original petition, petitioners alleged that as a result of her second DPT vaccination, Rachel suffered significant aggravation of her pre-existing TS in the form of a residual seizure disorder (“RSD”) within the Table time limits of the Vaccine Act. See 42 U.S.C. § 300aa-14(a)(I)(D) and (E). Respondent asserted that the onset of Rachel’s seizure disorder occurred outside the Table time limits. In the alternative, respondent claimed that Rachel’s seizure disorder was caused by a factor unrelated, Rachel’s TS. No hearings were held, as the special master found that the records were sufficient to make a determination. On December 29, 1994, the special master issued her decision granting compensation to petitioners on the grounds that Rachel had suffered an on-Table significant aggravation of her TS. Plavin v. Secretary of HHS, No. 91-1555V (Fed. Cl.Sp.Mstr. Dec. 29, 1994) (original entitlement order). In so deciding, the special master took into account prior TS/DPT decisions and the testimony elicited from them. Id.

Prior to the grant of entitlement to compensation in Plavin, two cases and the testimony of the world’s acknowledged expert on TS, Dr. Manuel Gomez, had established a per se rule whereby when an on-Table significant aggravation was demonstrated in TS cases, entitlement to compensation was virtually automatic. This theory was premised on the testimony of Dr. Gomez, taken at the Mayo Clinic on October 21, 1991. Dr. Gomez’s testimony was interpreted as stating that medically, DPT could be a “trigger” of seizures in TS children, and that based on that possibility he advised that his patients with TS should not receive the DPT vaccine. Dr. Gomez’s fear was that the earlier onset of seizures in TS children resulted in an outcome worse than if the seizures, if they ever started, started later. At that time, Dr. Gomez did not discount the theory that the presence of cortical lesions on the brain of a TS child was also a factor involved in any resulting seizures and/or mental retardation.

The first case to apply that testimony was Costa v. Secretary of HHS, No. 90-1476V, 1992 WL 47334 (Cl.Ct.Sp.Mstr. Feb. 26, 1992) (“Costa I ”,) vacated and remanded, 26 Cl.Ct. 866 (1992) (“Costa II”), on remand, 1992 WL 365421 (Fed.Cl.Sp.Mstr. Nov. 5, 1992). In Costa I, the special master held that petitioners were entitled to an award of damages based on their proof of an on-Table RSD. On appeal to the Court of Federal Claims in Costa II, the court agreed that petitioners were entitled to compensation, but reversed the special master’s basis for compensation of the vaccine injury as an on-Table RSD as a result of its finding that the case must be analyzed under the theory that the DPT vaccination had “significantly aggravated” the vaccinee’s TS. See Costa, 26 Cl.Ct. at 870-71. The court held that because TS is a pre-existing condition, analysis under the “significant aggravation” prong was necessary. Id. In addition, the court adopted the “triggering” theory advanced by Dr. Gomez in ordering entitlement for petitioners. Id. at 871. As a result of Costa, the remaining TS cases were analyzed solely under a theory of significant aggravation.

In addition, in Suel v. Secretary of HHS, No. 90-935V, 1993 WL 241430 (Fed. Cl. Sp. Mstr. June 18, 1993) (“Suel I”), rev’d and remanded, 31 Fed.Cl. 1 (1993) (“Suel II”), on remand,

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40 Fed. Cl. 609, 1998 U.S. Claims LEXIS 65, 1998 WL 157054, Counsel Stack Legal Research, https://law.counselstack.com/opinion/plavin-v-secretary-of-the-department-of-health-human-services-uscfc-1998.