Hawkins v. Wash. Metro. Area Transit Auth.
Opinion
DABNEY L. FRIEDRICH, United States District Judge
This dispute arises from an interaction between the plaintiffs and a Washington Metropolitan Area Transit Authority (WMATA) police officer, William O'Brien (O'Brien). Before the Court is WMATA's Motion to Dismiss and Officer O'Brien's Partial Motion to Dismiss the Amended Complaint. Dkt. 14. For the reasons that follow, the Court will grant WMATA's motion, and the Court will grant in part and deny in part O'Brien's motion.
I. BACKGROUND
The plaintiffs, Mark Anthony Hawkins (Hawkins) and his four-year-old daughter Sparkle Hawkins (Sparkle), left the Verizon Center1 at approximately 9:45 p.m. on February 17, 2017 after attending a performance of Disney on Ice. Am. Compl. ¶ 10, Dkt. 13. The sidewalk was filled with children and parents leaving the show. Id. ¶¶ 10-11, 30. Hawkins carried Sparkle on his hip as they left. Id. ¶ 12. Near the sidewalk where the pedestrians were leaving the stadium, O'Brien-an officer in WMATA's police force, the Metro Transit Police Department-drove a marked police vehicle. Id. ¶¶ 7, 10-14. As O'Brien drove by the crowd, the side view mirror of his vehicle allegedly hit Sparkle's arm, and she began to cry. Id. ¶¶ 13-15. According to the complaint, O'Brien stopped, got out of his vehicle, and drew his gun which he pointed at Hawkins. Id. ¶ 16. While walking from his car to the crowd, O'Brien shouted at everyone-Hawkins, Sparkle, and other pedestrians-and "seemed ready to use his weapon." Id. ¶¶ 16-17. Other police officers shouted at O'Brien, urging him "to put away his weapon," id. ¶ 17, and at some point as the other officers approached the scene, O'Brien backed down, returned to his vehicle, and drove off, id. ¶ 18. After the incident, Hawkins and Sparkle allegedly "continue to suffer" from the "emotional and psychological trauma," id. ¶ 20, and Hawkins fears the police will not protect him and might even harm him in the future, id. ¶¶ 21-22.
On August 29, 2017, Hawkins and Sparkle filed their complaint in the Superior Court for the District of Columbia, alleging six counts against WMATA and O'Brien. Dkt. 1-2. The defendants removed the case to federal court, see Notice of Removal, Dkt. 1-5, and then moved to dismiss all claims against WMATA and to dismiss in part the claims against O'Brien pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, see Defs.' Original Mot., Dkt. 6. Subsequently, in their brief in opposition to the defendants' motion to dismiss, the plaintiffs sought to amend their complaint. Pls.' Original Opp'n at 4, Dkt. 9-1 ("Here Plaintiff seeks to amend his complaint and *100bring suit[ ] on his own behalf and also Sparkle Hawkins who is a minor. We seek opportunity to file an Amended Complaint to that regard."). Even though the plaintiffs did not move to amend pursuant to Rule 15(a), the Court construed the plaintiffs' request as a motion for leave to amend, and granted the motion. Dkt. 12; see Fed. R. Civ. P. 15(a). The plaintiffs filed their amended complaint on February 27, 2018. Dkt. 13. The defendants again moved to dismiss the claims against WMATA in their entirety and to partially dismiss the claims against O'Brien. Dkt. 14.
II. LEGAL STANDARD
Under Rule 12(b)(1), a party may move to dismiss an action or claim when the court lacks subject-matter jurisdiction. Fed. R. Civ. P. 12(b)(1). A motion for dismissal under Rule 12(b)(1)"presents a threshold challenge to the court's jurisdiction." Haase v. Sessions ,
"When ruling on a Rule 12(b)(1) motion, the court must treat the plaintiff's factual allegations as true and afford the plaintiff the benefit of all inferences that can be derived from the facts alleged." Jeong Seon Han v. Lynch ,
Under Rule 12(b)(6), a party may move to dismiss for failure to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). To survive a Rule 12(b)(6) motion, a complaint "must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal ,
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DABNEY L. FRIEDRICH, United States District Judge
This dispute arises from an interaction between the plaintiffs and a Washington Metropolitan Area Transit Authority (WMATA) police officer, William O'Brien (O'Brien). Before the Court is WMATA's Motion to Dismiss and Officer O'Brien's Partial Motion to Dismiss the Amended Complaint. Dkt. 14. For the reasons that follow, the Court will grant WMATA's motion, and the Court will grant in part and deny in part O'Brien's motion.
I. BACKGROUND
The plaintiffs, Mark Anthony Hawkins (Hawkins) and his four-year-old daughter Sparkle Hawkins (Sparkle), left the Verizon Center1 at approximately 9:45 p.m. on February 17, 2017 after attending a performance of Disney on Ice. Am. Compl. ¶ 10, Dkt. 13. The sidewalk was filled with children and parents leaving the show. Id. ¶¶ 10-11, 30. Hawkins carried Sparkle on his hip as they left. Id. ¶ 12. Near the sidewalk where the pedestrians were leaving the stadium, O'Brien-an officer in WMATA's police force, the Metro Transit Police Department-drove a marked police vehicle. Id. ¶¶ 7, 10-14. As O'Brien drove by the crowd, the side view mirror of his vehicle allegedly hit Sparkle's arm, and she began to cry. Id. ¶¶ 13-15. According to the complaint, O'Brien stopped, got out of his vehicle, and drew his gun which he pointed at Hawkins. Id. ¶ 16. While walking from his car to the crowd, O'Brien shouted at everyone-Hawkins, Sparkle, and other pedestrians-and "seemed ready to use his weapon." Id. ¶¶ 16-17. Other police officers shouted at O'Brien, urging him "to put away his weapon," id. ¶ 17, and at some point as the other officers approached the scene, O'Brien backed down, returned to his vehicle, and drove off, id. ¶ 18. After the incident, Hawkins and Sparkle allegedly "continue to suffer" from the "emotional and psychological trauma," id. ¶ 20, and Hawkins fears the police will not protect him and might even harm him in the future, id. ¶¶ 21-22.
On August 29, 2017, Hawkins and Sparkle filed their complaint in the Superior Court for the District of Columbia, alleging six counts against WMATA and O'Brien. Dkt. 1-2. The defendants removed the case to federal court, see Notice of Removal, Dkt. 1-5, and then moved to dismiss all claims against WMATA and to dismiss in part the claims against O'Brien pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, see Defs.' Original Mot., Dkt. 6. Subsequently, in their brief in opposition to the defendants' motion to dismiss, the plaintiffs sought to amend their complaint. Pls.' Original Opp'n at 4, Dkt. 9-1 ("Here Plaintiff seeks to amend his complaint and *100bring suit[ ] on his own behalf and also Sparkle Hawkins who is a minor. We seek opportunity to file an Amended Complaint to that regard."). Even though the plaintiffs did not move to amend pursuant to Rule 15(a), the Court construed the plaintiffs' request as a motion for leave to amend, and granted the motion. Dkt. 12; see Fed. R. Civ. P. 15(a). The plaintiffs filed their amended complaint on February 27, 2018. Dkt. 13. The defendants again moved to dismiss the claims against WMATA in their entirety and to partially dismiss the claims against O'Brien. Dkt. 14.
II. LEGAL STANDARD
Under Rule 12(b)(1), a party may move to dismiss an action or claim when the court lacks subject-matter jurisdiction. Fed. R. Civ. P. 12(b)(1). A motion for dismissal under Rule 12(b)(1)"presents a threshold challenge to the court's jurisdiction." Haase v. Sessions ,
"When ruling on a Rule 12(b)(1) motion, the court must treat the plaintiff's factual allegations as true and afford the plaintiff the benefit of all inferences that can be derived from the facts alleged." Jeong Seon Han v. Lynch ,
Under Rule 12(b)(6), a party may move to dismiss for failure to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). To survive a Rule 12(b)(6) motion, a complaint "must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal ,
When evaluating a Rule 12(b)(6) motion, the court "must construe the complaint in favor of the plaintiff, who must be granted the benefit of all inferences that can be derived from the facts alleged." Hettinga v. United States ,
III. ANALYSIS
A. The Caption of the Amended Complaint
The defendants argue that the Court should dismiss Sparkle Hawkins's claims because the case caption is improper. In particular, the caption lists "Mark Anthony Hawkins" as the plaintiff without indicating that he is "next friend" of his daughter Sparkle. See Defs.' Mem. at 7, Dkt. 14. In response, the plaintiffs seek to amend the case caption with "next of friend,"2 but they do not move for leave to amend. See Pls.' Opp'n at 5, Dkt. 15-1.
Rule 10(a) requires all parties to be listed in the caption of the complaint, Fed. R. Civ. P. 10(a), but errors in captions are common and need not "be viewed as [ ] fatal defect[s]," 5A Wright & Miller, Federal Practice & Procedure § 1321 (3d ed. 2004 & Supp. 2017) ; see Williams v. Bradshaw ,
In a similar context, the U.S. Supreme Court has interpreted Rule 3 of the Federal Rules of Appellate Procedure3 as providing a jurisdictional bar to courts of appeals considering unnamed parties when the caption of the notice of appeal simply says "et al. " after one party's name.
*102Torres v. Oakland Scavenger Co. ,
The technical deficiency at issue in this case does not warrant dismissal4 of Sparkle's claims because the defendants had more than adequate notice that Hawkins is representing his daughter. The original complaint listed Sparkle in the caption, though it improperly indicated that Sparkle was suing in her own capacity. Compl. at 1, Dkt. 1-2. The amended complaint lists both Hawkins and Sparkle and notes that Hawkins is acting in a representative capacity. See Am. Compl. ¶ 5. Specifically, the body of the amended complaint says that Hawkins is "representing his minor daughter, Sparkle Hawkins."
Additionally, the Federal Rules of Civil Procedure evince a "clear preference to resolve disputes on their merits." Cohen v. Bd. of Trustees of the Univ. of Dist. of Columbia ,
B. Sovereign Immunity
Hawkins's and Sparkle's tort claims against WMATA, however, will be dismissed for lack of jurisdiction. Fed. R. Civ. P. 12(b)(1). A state is immune from federal suits brought by the state's own citizens or the citizens of another state unless the state waives its sovereign immunity or Congress validly abrogates that *103immunity. See Jones v. WMATA ,
The signatories to the WMATA Compact have only partially waived sovereign immunity for tort actions. The WMATA Compact states that WMATA "shall not be liable for any such torts occurring in the performance of a governmental function," but WMATA "shall be liable for its contracts and for its torts and those of its Directors, officers, employees and agent[s] committed in the conduct of any propriety function."6
The alleged torts occurred in the performance of WMATA Metro Transit Police activities. O'Brien was on duty, in his uniform, *104and driving a marked Metro Transit Police vehicle when the alleged offenses were committed. Am. Compl. ¶¶ 7-9, 13-18. Because such police activities amount to a governmental function, WMATA cannot be held liable for the alleged torts that occurred during those activities, i.e. , for all tort claims except Count IV.
C. Common Law Torts
1. Choice of Law
Moving to the plaintiffs' claims against O'Brien, the plaintiffs assert common law claims of battery, assault, negligence, negligent infliction of emotional distress, and intentional infliction of emotional distress. In determining which law to apply, the Court uses District of Columbia choice-of-law rules. See Wu v. Stomber ,
a) the place where the injury occurred;
b) the place where the conduct causing the injury occurred;
c) the domicile, residence nationality, place of incorporation and place of business of the parties; and
d) the place where the relationship is centered.
District of Columbia v. Coleman ,
2. Battery
Although the plaintiffs assert a battery claim, Am. Compl. ¶¶ 25-28, a "claim for battery is actionable only if the plaintiff has alleged that the defendant has committed (a) 'harmful or offensive contact with a person,' which, (b) 'result[s] from an act intended to cause that person to suffer such a contact,' " Acosta Orellana v. CropLife Int'l ,
3. "Gross" Negligence
The plaintiffs also assert a claim for "W[a]nton, Willful, and Reckless, Gross Negligence."8 Am. Compl. ¶¶ 29-36. While District of Columbia law generally does not recognize degrees of negligence, see Hernandez v. District of Columbia ,
No such special circumstance exists here. The plaintiffs do not allege that gross negligence is a specific element of their claim. Nor do they claim that O'Brien was on an emergency run when he allegedly drove his van into a crowd of children and families. Am. Compl. ¶ 30. Therefore, the plaintiffs' gross negligence cause of action fails.10
But the question remains whether plaintiffs' negligence cause of action survives because it satisfactorily alleges a claim of ordinary negligence. District of Columbia v. White ,
In their purported gross negligence count, the plaintiffs allege that the "defendant drove a police van into a crowd of children and families." Am. Compl. ¶ 30. Additionally, they allege that "O'Brien ... was operating his vehicle at high speed," id. ¶ 13, and the vehicle's side view mirror *106"struck" Sparkle's arm, id. ¶¶ 14, 31. These statements are ambiguous as to whether the contact resulted from careless or deliberate action; of course, the plaintiffs may not know yet. Drawing all inferences in favor of the plaintiffs, the allegations plausibly give rise to a negligence claim. A police officer has a duty of care when engaging in activities that "pose[ ] an 'unreasonably great risk of harm,' " such as driving near a crowd of pedestrians. Lipnick v. United States ,
The defendants counter that allowing the plaintiffs to assert a negligence claim against O'Brien would be "inconsistent with the facts and theory asserted in Plaintiffs['] pleadings" because the plaintiffs allege that O'Brien's behavior was intentional. See Defs.' Reply at 9, Dkt. 16. While there is no inherent inconsistency in allowing a plaintiff to plead multiple theories of liability, one cannot plead the same theory under a variety of labels under District of Columbia law. Although "one incident may give rise to claims of intentional tort or negligence, these are separate theories of liability which must be presented individually and founded on appropriate evidence." Sabir v. District of Columbia ,
Though inartfully pleaded, at root the plaintiffs allege two separate negligence claims: one based on O'Brien's driving and another based on his conduct after he exited his vehicle. Specifically, the plaintiffs allege that after O'Brian exited his vehicle, he approached Hawkins and Sparkle with a gun and pointed it at Hawkins. Am. Compl. ¶¶ 16, 32. These alleged intentional acts can be fairly read to support a claim of assault,11 but they do not support a claim of negligence. Therefore, the Court will dismiss the negligence claim insofar as it extends to O'Brien's conduct after exiting his vehicle. While the Court dismisses any purported gross negligence claim for the reasons stated above, it will not dismiss the ordinary negligence claim insofar as it may extend to O'Brien's driving.
4. Negligent Infliction of Emotional Distress
The plaintiffs also assert a claim for negligent infliction of emotional distress. "The tort of negligent infliction of emotional distress in the District of Columbia requires a plaintiff to show that he or she was (1) in the 'zone of danger;' which was (2) created by the defendant's negligence; (3) making the plaintiff fear for his or her own safety; resulting in (4) emotional distress that was serious and verifiable." Jograj v. Enter. Servs., LLC ,
O'Brien argues that he owes no duty of care toward the plaintiffs because he does not have a special relationship with them and did not undertake any obligation implicating their emotional well-being. See Defs.' Mem. at 14-15 (citing Hedgepeth ,
Nevertheless, the plaintiffs fail to state a claim for negligent infliction of emotional distress for two reasons. First, insofar as the plaintiffs' claim relies on O'Brien's conduct after exiting his vehicle, the plaintiffs only plead facts necessary for an intentional infliction of emotional distress claim, as discussed above.12 See supra Section III.C.3. Furthermore, the plaintiffs' theory of liability for negligent infliction of emotional distress is indistinguishable from their claim for intentional infliction of emotional distress. Paragraphs 47-49 of the amended complaint under Count VI (negligent infliction of emotional distress) are identical to paragraphs 44-46 of Count V (intentional infliction of emotional distress). Am. Compl. at 8-10. Although the plaintiffs separate the intentional infliction of emotional distress and the negligent infliction of emotional distress causes of action, see id. , that is where their effort to distinguish the two claims stops. "In essence, plaintiffs point to the same intentional acts that underlie their other tort claims, but they append the word 'negligently'. This is insufficient." Rynn v. Jaffe ,
Second, with regard to the plaintiffs' claim for negligent infliction of emotional distress, they fail to plead the required "serious and verifiable" emotional distress. " 'Serious and verifiable' means that the distress must have manifested in an external condition or physical symptoms." Rice v. District of Columbia ,
D. Section 1983, 1985, 1986, and 1988 Claims
The plaintiffs also attempt to state claims under
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress....
State officials may, however, be held liable when they are sued in their individual capacities, as they are then "persons" under Section 1983. Hafer v. Melo ,
The plaintiffs also attempt to state a claim under Sections 1985, 1986, and 1988. See Am. Compl. at 7 ("1986 and 1988"); see also Pls.' Opp'n at 10-11 (supporting "claims under Sections 1986 and 1988," and asserting that "[t]he complaint includes facts in support of 1985"). Sections 1985 and 1986 together provide a cause of action for those who have been wronged by individuals who conspire to obstruct justice and deprive persons of civil rights.
In their opposition brief, the plaintiffs attempt to cure this defect by asserting a brand new theory of liability and new facts: namely, that the defendants conspired to violate the plaintiffs' rights based on their race. See Pls.' Opp'n at 11-13. Simultaneously, the plaintiffs' assert that any defects could be cleared up by amending the complaint yet again, but they do not move for leave to amend their complaint as required by Rule 15(a) and Local Rule 15.1.13 Pls.' Opp'n at 11; see Rollins v. Wackenhut Servs., Inc. ,
As it stands, the amended complaint completely lacks the allegations necessary for a Section 1985 claim. In fact, far from conspiring with O'Brien to harm the plaintiffs, no police officer mentioned in the complaint supported O'Brien's actions. See Am. Compl. ¶ 17. Rather, the other officers allegedly tried to stop O'Brien by yelling "stop" and "put away your weapon."
E. Additional Defendants
Finally, the original complaint in the Superior Court of the District of Columbia attempted to name WMATA, O'Brien, some unknown police officers, and the District of Columbia as defendants. See Compl. at 1, Dkt. 1-2. The District of Columbia was never served and thus was not party to the case upon removal. See Notice of Removal at 2, Dkt. 1. In addition, although the amended complaint again names "several unknown police officers" as defendants, Am. Compl. at 2, the plaintiffs do not make a single allegation against these unknown police officers. Indeed, the amended complaint states merely that other officers yelled at O'Brien to calm down and put his gun away, hardly a cause of action. See id. ¶¶ 17-18. Therefore, the Court will dismiss any purported claims against the unknown officers.
CONCLUSION
For the foregoing reasons, it is
ORDERED that WMATA's Motion to Dismiss, Dkt. 14, is GRANTED , and Officer O'Brien's Partial Motion to Dismiss, Dkt. 14, is GRANTED IN PART and DENIED IN PART . Accordingly, it is
ORDERED that the all claims against WMATA are DISMISSED WITHOUT PREJUDICE . It is further *110ORDERED that the following claims are DISMISSED WITH PREJUDICE : (1) Mark Hawkins's battery claim against O'Brien; (2) the plaintiffs' "gross negligence" claims against O'Brien; (3) the plaintiffs' negligence claims against O'Brien, insofar as the claims extend to O'Brien's alleged conduct after exiting the vehicle; (4) the plaintiffs' negligent infliction of emotional distress claims against O'Brien; (5) the plaintiffs' claims under
ORDERED that the remainder of Officer O'Brien's Partial Motion to Dismiss is DENIED . As a result, the only remaining counts in this case are as follows: (1) both plaintiffs' assault claims against O'Brien (Count I); (2) Sparkle Hawkins's battery claim against O'Brien (Count I); (3) both plaintiffs' negligence claims against O'Brien insofar as the claims pertain to O'Brien's driving, not his intentional conduct after exiting his vehicle (Count II); (4) both plaintiffs' claims under
ORDERED that, in accordance with Rule 12(a)(4) of the Federal Rules of Civil Procedure, the defendant shall answer or otherwise respond to the complaint on or before May 11, 2018. See Fed. R. Civ. P. 12(a)(4).
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