Haverstock v. Wolf

491 F. Supp. 447, 1980 U.S. Dist. LEXIS 11666
CourtDistrict Court, D. Minnesota
DecidedJune 6, 1980
DocketCiv. No. 4-77-457
StatusPublished
Cited by3 cases

This text of 491 F. Supp. 447 (Haverstock v. Wolf) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Haverstock v. Wolf, 491 F. Supp. 447, 1980 U.S. Dist. LEXIS 11666 (mnd 1980).

Opinion

MacLAUGHLIN, District Judge.

This is a statutory interpleader action brought by plaintiffs, the Co-Administrators C.T.A. of the Estate of Lee Warden, as disinterested stakeholders of a $29,500.00 fund pursuant to 28 U.S.C. § 1335(a). The Court previously dismissed plaintiffs from the action pursuant to 28 U.S.C. § 2361, and bonds and currency in excess of $29,500.00 have been deposited with the Clerk of Court. The Court has jurisdiction over this proceeding pursuant to 28 U.S.C. § 1335 and 28 U.S.C. § 1332. The following memorandum constitutes the Court’s findings of fact and conclusions of law as required by Federal Rule of Civil Procedure 52(a).

The $29,500.00 fund is claimed by attorney R. J. Wolf as compensation for legal services rendered pursuant to a written contingent fee agreement entered into on February 4, 1975, by Wolf and David Warden, his client. The contingent fee agreement was entered into after David Warden, a Minnesota resident, sought out R. J. Wolf, [449]*449an accomplished California trial attorney who formerly practiced in Minnesota, to represent him in connection with a will contest which concerned the validity of two wills executed by Lee Warden, the father of David Warden.

On January 23, 1958, Lee Warden executed a will which left the bulk of his estate in trust in equal shares to his two children, David Warden and Meredith Warden. In a second codicil to that will in 1965, Lee Warden appointed his wife Olga Warden, James Haverstock and Frank Plant to act as trustees of the trusts existing under the will and as executors of the will. Olga Warden died in 1967, and Lee Warden subsequently entered a nursing home and was placed under the guardianship of Frank Plant and David Warden, as co-guardians, in 1968. Frank Plant is a Minneapolis attorney and a member of the Minneapolis law firm of Gray, Plant, Mooty, Mooty & Bennett (hereinafter Gray, Plant), and was a family friend and neighbor of the Wardens.

During the time he was under guardianship and at the request of David Warden, Lee Warden executed a new will which provided that upon the death of Lee Warden, David Warden would receive his share of the estate outright rather than in trust, as contemplated by the first will. This second will was executed on October 16, 1968, and R. J. Wolf served as Lee Warden’s attorney and authored the documents. The will was witnessed by Bruce Hartigan and Ronald Schumeister, Minneapolis attorneys who worked in the same office build-, ing as R. J. Wolf. In a codicil to the 1968 will, the testator indicated his desire to have David Warden appointed executor and trustee under the will, and if he failed to so act, for R. J. Wolf to assume the role of executor and trustee. The only significant changes between the 1958 and the 1968 wills were that David Warden would receive his share of the estate outright rather than in trust upon the death of. Lee Warden, and that David Warden would serve as the sole executor and trustee.

The guardianship arrangements of Lee Warden continued until 1970, when the Hennepin County Probate Court found, at the request of David Warden, that the fees charged by Frank Plant in connection with the guardianship were unreasonable. Thereafter, Frank Plant resigned as the co-guardian of Lee Warden and was replaced by the First National Bank of Minneapolis as co-guardian. In this adversary proceeding before the probate court, R. J. Wolf (who practiced law in Minneapolis at the time) appeared on behalf of the estate, and in effect represented both Lee and David Warden’s interests. For his legal representation, R. J. Wolf was compensated out of the proceeds of the estate pursuant to Minn.Stat. § 525.49 (1971).1 David Warden was fully aware that at the time of the fee dispute in connection with the guardianship, R. J. Wolf was paid his legal fees out of the estate in accordance with Minnesota law. At the conclusion of the hearing, Judge Peterson of the probate court indicated that his rulings in the estate matters would not give one of the Warden children any advantage over the other, and that they would share equally. Again, David Warden was fully aware of Judge Peterson’s inclinations.

Lee Warden died on January 28, 1975. At the time of his father’s death David Warden was 41 years old. During the late 1960’s through 1975, David Warden lived rent free in the family’s Minneapolis home, and his entire income consisted of a $500.00 per month trust fund stipend and some [450]*450meager income generated on occasion from the sale of his paintings. During this time frame, David Warden received little income from the sale of paintings, and had little in the way of savings. He did, however, have significant experience in negotiating transactions with respect to his artwork and had amassed over 300 college level academic credits.

After Lee Warden’s death, David Warden initially telephoned R. J. Wolf in California, and ultimately requested that Wolf come to Minneapolis to discuss representing him in connection with a potential dispute over the validity of the second will executed by Lee Warden. At the time of this initial conversation, Warden informed Wolf that he anticipated trouble from Frank Plant in connection with the validity of the second will, as the position of the Gray, Plant firm was that Lee Warden was legally incompetent during the time he was under guardianship. Wolf concurred in this view, and agreed to come to Minneapolis to discuss his representation of Warden.

Shortly after Wolf arrived in Minneapolis, on February 3rd and 4th, he and David Warden had discussions with respect to certain details of the impending will contest and Wolf’s fee in the event Wolf was to represent Warden. At this time, Wolf and Warden discussed some of the potential difficulties with respect to the litigation, and how the Gray, Plant firm would be compensated should that firm formally challenge the validity of the 1968 will. Wolf explained to Warden that Frank Plant, as the named executor of the 1958 will, could attempt to have that will admitted to probate and thereby recover attorneys’ fees incurred in the will dispute for the Gray, Plant firm pursuant to Minn.Stat. § 525.49 (1971). Under the statute, Wolf explained, the attorneys’ fees for the Gray, Plant firm would be payable out of the estate, and thus David and Meredith Warden would in effect split any court award of attorneys’ fees to the Gray, Plant firm should there be a will contest. In addition, Wolf advised Warden that this statutory alternative as to fees would in all probability be unavailable insofar as attorneys’ fees for Warden were concerned because the Hennepin County Probate Court, or any court, would not compel Meredith Warden to pay one half of David Warden’s fees in addition to her share of the attorneys’ fees charged by the Gray, Plant firm. In part this was so, Wolf reasoned, because of Judge Peterson’s prior pronouncements regarding the equal treatment to be afforded David and Meredith Warden.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

McKenzie Construction, Inc. v. Desmond L. Maynard
758 F.2d 97 (Third Circuit, 1985)
McKenzie Constraction, Inc. v. Maynard
20 V.I. 207 (Virgin Islands, 1983)

Cite This Page — Counsel Stack

Bluebook (online)
491 F. Supp. 447, 1980 U.S. Dist. LEXIS 11666, Counsel Stack Legal Research, https://law.counselstack.com/opinion/haverstock-v-wolf-mnd-1980.